SECURITIES LAW

securities law SECURITIES LAW
Generally, Ch. 551

Administration, 551.51

Administrative assessments, 551.605

Administrative files, 551.64

Administrator, transactions, exempt, 551.23 (6)

Advertising, regulation, 551.53

Advisory activities, fraud, 551.44

Agents, licensing procedure, 551.32

  Licensing requirements, exceptions, 551.31 (2)

  Post-licensing provisions, 551.33

American stock exchange securities, exempt, 551.22 (7)

Application to take-over offers, 552.25

Banks, licensing, 551.31 (5)

Broker-dealers, fees for licenses, 551.52 (2)

  Fraudulent activities, 551.43

  Licensing procedure, 551.32

  Licensing requirements, exception, 551.31 (1), (1m)

  Post-licensing provisions, 551.33

  Securities, exempt, 551.22 (14)

Burden of proof, 551.24 (2)

Canadian securities, exempt, 551.22 (2)

Chapter, scope, 551.66

Civil liabilities, 551.59

Commercial paper, exempt, 551.22 (9)

Commodity futures, exempt, 551.22 (15)

Common carrier securities, exempt, 551.22 (6)

Conservator, transactions, exempt, 551.23 (6)

Contribution notes, exempt, 551.22 (16)

Cooperative corporation securities, exempt, 551.22 (12)

Credit union securities, exempt, 551.22 (5)

Criminal liability, 551.58

Dealers' trading transactions, exempt, 551.23 (3)

Debt securities issued on conversion of stock to mutual insurance corporation, exempt, 551.22 (16)

Definitions, 551.02

Executor, transactions, exempt, 551.23 (6)

Exemption proceedings, 551.24

Exempt securities, 551.22

  Unlawful representations, 551.55

Exempt transactions, 551.23

  Unlawful representations, 551.55

Federal bank securities, exempt, 551.22 (3)

Federal credit union securities, exempt, 551.22 (5)

Federal savings and loan association securities, exempt, 551.22 (4)

Federal savings bank securities, exempt, 551.22 (4)

Fees and expenses, 551.52

Files, administrative, 551.64

Filings, misleading, 551.54

Forms, 551.63

Fraudulent practices, 551.41 to 551.44

Guardian, transactions, exempt, 551.23 (6)

Hearings, 551.56 (1) (d), 551.61

How cited, 551.01

Illegal sales, remedies, 551.59

Injunctions, 551.57

  Stay commissioner's orders, 551.62

Insurance corporations, regulation of securities, 611.31

Insurance fraternals, regulation of securities, 614.31

Insurance service corporations, regulation of securities, 613.31

Investigations by commissioner, 551.56

Investment advisers, licensing procedure, 551.32