AB875

AB875 AB875
Assembly
Record of Committee Proceedings

Committee on Financial Institutions
Assembly Bill 875
Relating to: creating an exemption from securities broker-dealer and securities agent licensing requirements.
By Representatives Jeskewitz, Plale and Townsend; cosponsored by Senator Erpenbach and Huelsman.

March 4, 2002 Referred to Committee on Financial Institutions.

March 5, 2002 PUBLIC HEARING HELD

Present: (16) Representatives Jeskewitz, Montgomery, J. Fitzgerald, Hoven, Kedzie, Kreibich, Rhoades, Starzyk, Walker, La Fave, Plale, Plouff, Balow, Richards, Shilling and Krug.

Absent: (0) None.

Appearances for
· Representative Suzanne Jeskewitz - 24th Assembly District

· David Anderson - Department of Financial Institutions

Appearances against

· None.

Appearances for Information Only

· None.

Registrations for

· None.

Registrations against

· None.

March 5, 2002 EXECUTIVE SESSION

Present: (16) Representatives Jeskewitz, Montgomery, J. Fitzgerald, Hoven, Kedzie, Kreibich, Rhoades, Starzyk, Walker, La Fave, Plale, Plouff, Balow, Richards, Shilling and Krug.

Absent: (0) None.

Moved by Representative Rhoades, seconded by Representative Balow, that Assembly Bill 875

be recommended for passage.

Ayes: (16) Representatives Jeskewitz, Montgomery, J. Fitzgerald, Hoven, Kedzie, Kreibich, Rhoades, Starzyk, Walker, La Fave, Plale, Plouff, Balow, Richards, Shilling and Krug.
Noes: (0) None.

Absent: (0) None.

PASSAGE RECOMMENDED, Ayes 16, Noes 0, Absent 0

Erin Bilot
Committee Clerk