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Wisconsin Legislature

CR 09-056

AN ORDER to repeal DFI-Sec 1.02 (8), 2.01 (9) and (10), 2.02 (9) (b) and (m), and 9.01 (1) (b) 10 and 13; to amend DFI-Sec 1.02 (5) (b) and (c), 3.03 (1), 4.01 (3) and (4) (e) to (g), 5.01 (4) (a) and (b), 5.05 (2) (a), and 7.01 (2) (title) and (c); and to create DFI-Sec 5.13 (4), relating to minor revisions to securities administrative code sections for conformity with Wisconsin securities statutes, filings and securities agent examination matters.
Submitted by Department of Financial Institutions

Important Actions (newest first)

Date / House Action Journal
12/30/2009 Sen.Effective date 1-1-2010462
10/28/2009 Asm.No action taken 
10/23/2009 Sen.No action taken380

Register Entries

Date Action
8/14/2009644A: Rules Submitted to LC Clearinghouse
8/14/2009644A: Rulemaking Notices
10/14/2009646A: Rules Submitted to Legislature
11/14/2009647A: Rules Filed
12/31/2009648B: Rules Published


Date Action Journal
7/28/2009Received by Legislative Council. 
8/24/2009Report sent to Agency. 
Assembly Actions
Date / House Action Journal
9/21/2009 Asm.Report received from Agency417
9/28/2009 Asm.Referred to committee on Financial Institutions417
10/28/2009 Asm.No action taken 
Senate Actions
Date / House Action Journal
9/21/2009 Sen.Report received from Agency333
9/23/2009 Sen.Referred to committee on Veterans and Military Affairs, Biotechnology, and Financial Institutions333
10/23/2009 Sen.No action taken380
12/30/2009 Sen.Effective date 1-1-2010462
Content subject to change after proofing by Chief Clerk staff.