AN ORDER to repeal DFI-Sec 1.02 (8), 2.01 (9) and (10), 2.02 (9) (b) and (m), and 9.01 (1) (b) 10 and 13; to amend DFI-Sec 1.02 (5) (b) and (c), 3.03 (1), 4.01 (3) and (4) (e) to (g), 5.01 (4) (a) and (b), 5.05 (2) (a), and 7.01 (2) (title) and (c); and to create DFI-Sec 5.13 (4), relating to minor revisions to securities administrative code sections for conformity with Wisconsin securities statutes, filings and securities agent examination matters.
Submitted by Department of Financial Institutions
| Date | Action | |
|---|---|---|
| 8/14/2009 | 644A: Rules Submitted to LC Clearinghouse | |
| 8/14/2009 | 644A: Rulemaking Notices | |
| 10/14/2009 | 646A: Rules Submitted to Legislature | |
| 11/14/2009 | 647A: Rules Filed | |
| 12/31/2009 | 648B: Rules Published |
| Date | Action | Journal |
|---|---|---|
| 7/28/2009 | Received by Legislative Council. | |
| 8/24/2009 | Report sent to Agency. |
| Date / House | Action | Journal |
|---|---|---|
| 9/21/2009 Asm. | Report received from Agency | |
| 9/28/2009 Asm. | Referred to committee on Financial Institutions | |
| 10/28/2009 Asm. | No action taken |
| Date / House | Action | Journal |
|---|---|---|
| 9/21/2009 Sen. | Report received from Agency | |
| 9/23/2009 Sen. | Referred to committee on Veterans and Military Affairs, Biotechnology, and Financial Institutions | |
| 10/23/2009 Sen. | No action taken | |
| 12/30/2009 Sen. | Effective date 1-1-2010 |
