Comparison with rules in adjacent states
Iowa doesn't have any rules relating to library audit requirements.
Illinois requires the board of directors of each library system to:
Maintain all financial records at the system headquarters.
Cause an annual audit of the records of the system for the preceding fiscal year and those maintained by the treasurer to be made by an independent public accountant. The certified public accountant shall be guided by “Government Auditing Standards."
Account for all funds of the library system by expenditure, encumbrance or reserves at June 30 each year.
Adopt an annual budget for the ensuing fiscal year.
Maintain an inventory of all equipment purchased.
Ensure that financial reports are submitted to the state librarian twice a year.
Minnesota requires regional library systems to annually submit an audit of receipts and disbursements. The audit shall be performed by the staff of the state auditor's office, by a certified public accountant, or by a public accountant as defined in Minnesota statutes.
Michigan requires a cooperative library to file with the department a copy of an annual financial audit. If the audit report discloses a deficit or other material deficiency, the cooperative library shall submit a correction action plan for approval by the department.
Summary of factual data and analytical methodologies
See the plain language analysis.
Analysis and supporting documents used to determine effect on small businesses
N/A.
Anticipated costs incurred by private sector
N/A.
Effect on Small Business
The proposed rules will have no significant economic impact on small businesses, as defined in s. 227.114 (1) (a), Stats.
Initial regulatory flexibility analysis
The proposed rules are not anticipated to have a fiscal effect on small businesses as defined under s. 227.114 (1) (a), Stats.
Fiscal Estimate
The proposed rules specify the minimum standard expectations for governmental audits.
Wisconsin public library systems are already aware of the requirements specified in the rule and are already complying. Therefore, the rules should not have a fiscal effect on public library systems.
The proposed rules will have no fiscal impact on school districts, the department or small businesses as defined in s. 227.114 (1) (a), Stats.
Agency Contact Person
Michael Cross, Director, Public Library Development, (608) 267-9225, michael.cross@dpi.wi.gov
Notice of Hearings
Public Instruction
NOTICE IS HEREBY GIVEN that pursuant to sections 43.09 (1) and 227.11 (2) (a), Stats., and interpreting section 43.09, Stats., the Department of Public Instruction will hold a public hearing as follows to consider proposed permanent rules revising Chapter PI 6, relating to public librarian certification. The hearing will be held as follows:
Hearing Information
Date and Time:
Location:
January 13, 2011
Thursday
10:00am-Noon
Reference and Loan Library
Meeting Room
2109 S. Stoughton Road
Madison, WI 53716
The hearing site is fully accessible to people with disabilities. If you require reasonable accommodation to access any meeting, please call Michael Cross, Director, Public Library Development, at michael.cross@dpi.wi.gov, (608) 267-9225 or leave a message with the Teletypewriter (TTY) at (608) 267-2427 at least 10 days prior to the hearing date. Reasonable accommodation includes materials prepared in an alternative format, as provided under the Americans with Disabilities Act.
Copies of Proposed Rule and Contact Person
The administrative rule and fiscal note are available on the internet at http://dpi.wi.gov/pb/rulespg.html. A copy of the proposed rule and the fiscal estimate also may be obtained by sending an email request to lori.slauson@dpi.wi.gov or by writing to:
Lori Slauson, Administrative Rules and Federal Grants Coordinator
Department of Public Instruction
125 South Webster Street
P.O. Box 7841
Madison, WI 53707
Submittal of Written Comments
Written comments on the proposed rules received by Ms. Slauson at the above mail or email address no later than January 19, 2011, will be given the same consideration as testimony presented at the hearing.
Analysis Prepared by the Department of Public Instruction
Statute(s) interpreted
Section 43.09, Stats.
Statutory authority
Sections 43.09 (1) and 227.11 (2) (a), Stats.
Explanation of statutory authority
Section 43.09 (1), Stats., requires the Division for Libraries, Technology and Community Learning in the Department of Public Instruction to issue certificates to public librarians and promulgate, under ch. 227, Stats., necessary standards for public librarians.
Section 227.11 (2) (a), Stats., gives an agency rule-making authority to interpret the provisions of any statute enforced or administered by it, if the agency considers it necessary to effectuate the purpose of the statute.
Related statute(s) or rule(s)
None.
Plain language analysis
Subchapter I of ch. PI 6, Wis. Admin. Code, pertains to public librarian certification and specifies certification requirements for administrators who serve in municipal, joint, and county public libraries with certain populations. The proposed rules:
  Allow Grade II certificates to be issued to applicants holding a bachelor's degree along with a minor in library science if the minor includes or is supplemented by 3 semester credits of coursework, or the equivalent, in advanced public library administration.
  Update public librarian certification requirements for Grade II and III certification. Some of the areas of coursework have been changed to reflect the changes in public librarians' work responsibilities. The total number of credits required to be completed will still be a total of 12. However, the rule will provide flexibility as to how those 12 credits may be earned.
  Require certification renewal to include at least 10 hours of technology.
  Modify the temporary certification requirements for Grade II and III certification to reflect the new coursework required to get a public librarian certification and require at least one course to be completed annually until the certification requirements are complete.
The proposed rules will apply to individuals as specified in the “INITIAL APPLICABILITY" section of the rule.
Summary of, and comparison with, existing or proposed federal regulations
None.
Comparison with rules in adjacent states
Michigan and Iowa have public librarian certification programs that are similar to Wisconsin's. Among the features of their certification programs:
  Certification of the directors of public libraries is required in both states. Michigan also has staffing standards that require selected staff in libraries, in addition to the director, to be certified.
  Both of the certification programs have multiple levels of certification based on the populations of the communities served.
  Both of the certification programs require specified educational attainments and additional library courses based on grade level.
  Both of the certification programs require initial certification and recertification at specified time intervals.
  The certification programs in Michigan and Iowa require that libraries have certified staff as condition of receiving state funds.
Illinois doesn't have a state certification program; each public library system establishes its own rules for membership requirements.
The certification program in Minnesota is voluntary for library employees.
Summary of factual data and analytical methodologies
To equip public library directors with the knowledge and skills needed in the changing environment of public library service.
Analysis and supporting documents used to determine effect on small businesses
N/A.
Anticipated costs incurred by private sector
N/A.
Effect on Small Business
The proposed rules will have no significant economic impact on small businesses, as defined in s. 227.114 (1) (a), Stats.
Initial regulatory flexibility analysis
The proposed rules are not anticipated to have a fiscal effect on small businesses as defined under s. 227.114 (1) (a), Stats.
Fiscal Estimate
The proposed rules will update public librarian certification requirements. The rules update some coursework required to receive Grade II or III certification, but do not require additional coursework beyond the 12 semester credits currently required. The rules also allow four years of temporary certification for an individual to complete the courses needed to receive regular certification.
It is assumed the proposed rules will have no fiscal impact on libraries, school districts, the department or small businesses as defined in s. 227.114 (1) (a), Stats.
Agency Contact Person
Michael Cross, Director, Public Library Development, (608) 267-9225, michael.cross@dpi.wi.gov.
Notice of Hearing
Public Instruction
NOTICE IS HEREBY GIVEN that pursuant to sections 118.29 (6) and 227.11 (2) (a), Stats., and interpreting section 118.29 (6), Stats., the Department of Public Instruction will hold a public hearing as follows to consider proposed permanent rules creating Chapter PI 46, relating to training requirements for individuals administering nonprescription and prescription drug products to pupils.
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Links to Admin. Code and Statutes in this Register are to current versions, which may not be the version that was referred to in the original published document.