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Wisconsin Legislature

CR 03-068

AN ORDER to repeal DFI-Sec 4.03 (6); to renumber DFI-Sec 4.03 (7); to amend DFI-Sec 4.05 (5); and to repeal and recreate DFI-Sec 4.03 (1) to (4), relating to securities broker-dealer books and record-keeping requirements.
Submitted by DEPARTMENT OF FINANCIAL INSTITUTIONS

Important Actions (newest first)

Date / House Action Journal
12/3/2003 Sen.Effective date 12-1-2003 503
9/13/2003 Sen.No action taken 384
9/14/2003 Asm.No action taken. 

Register Entries

Date Action
8/31/2003572B: Rules Submitted to Legislature
10/31/2003574B: Rules Filed
11/30/2003575B: Rules Published

History

Date Action Journal
7/7/2003Received by Legislative Council. 
8/4/2003Report sent to Agency.  
Assembly Actions
Date / House Action Journal
8/12/2003 Asm.Report received from Agency 331
8/14/2003 Asm.Referred to committee on Financial Institutions 331
9/14/2003 Asm.No action taken. 
Senate Actions
Date / House Action Journal
8/12/2003 Sen.Report received from Agency 337
8/13/2003 Sen.Referred to committee on Agriculture, Financial Institutions and Insurance 337
9/13/2003 Sen.No action taken 384
12/3/2003 Sen.Effective date 12-1-2003 503
Content subject to change after proofing by Chief Clerk staff.