Department of Financial Institutions (DFI)
Administrative Code Chapter Group Affected:
Chs. DFI-Sec 1-36; Department of Financial Institutions-Securities
Administrative Code Chapters Affected:
Ch. DFI-Sec 1 (Revised)
Ch. DFI-Sec 2 (Revised)
Ch. DFI-Sec 3 (Revised)
Ch. DFI-Sec 4 (Revised)
Ch. DFI-Sec 5 (Revised)
Ch. DFI-Sec 6 (Revised)
Ch. DFI-Sec 7 (Revised)
Ch. DFI-Sec 8 (Revised)
Ch. DFI-Sec 9 (Revised)
Ch. DFI-Sec 10 (Revised)
Ch. DFI-Sec 11 (Revised)
Ch. DFI-Sec 31 (Revised)
Ch. DFI-Sec 32 (Revised)
Ch. DFI-Sec 34 (Revised)
Ch. DFI-Sec 35 (Revised)
Related to: Extending the validity of qualification exams if certain conditions are met, creating a registration exemption for certain merger and acquisition brokers, correcting cross-references, eliminating obsolete provisions, correcting errors, and modifying the structure of existing rules in nonsubstantive ways to improve clarity and meet current drafting standards
Comment on this Clearinghouse Rule (through 9/16/2025)
Statement of Scope: SS 020-25
Date Statement of Scope Expires Under s. 227.135 (5), Stats.: October 7, 2027
Date Statement of Scope Approved by Governor: April 3, 2025
Rule Text: CR 25-045 Rule Text
| Date | Register | File |
|---|---|---|
| 8/25/2025 | 836B, Rule-Making Notices (Hearing Notices) | CR 25-045 Hearing Information |
| 8/25/2025 | 836B, Rule-Making Notices (Hearing Notices) | CR 25-045 Rule Text |
| 8/25/2025 | 836B, Rule-Making Notices (Hearing Notices) | CR 25-045 Economic Impact Analysis |
| 6/9/2025 | 834A2, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 25-045 Submittal Notice |
| 6/9/2025 | 834A2, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 25-045 Rule Text |
| 6/9/2025 | 834A2, Notices of Submittal of Proposed Rules to Legislative Council Clearinghouse | CR 25-045 Economic Impact Analysis |
| Date | Action | Journal |
|---|---|---|
| 6/3/2025 | Received by Legislative Council | |
| 6/26/2025 | Report sent to Agency |
