LRB-5369/1
DAK:skg:ms
1995 - 1996 LEGISLATURE
February 21, 1996 - Introduced by Representatives Krusick, Silbaugh, Carpenter
and Hahn, cosponsored by Senator Grobschmidt. Referred to Committee on
Aging and Long-Term Care.
AB906,1,7 1An Act to renumber 146.40 (1) (a); to amend 49.498 (3) (b) 1., 55.043 (1) (a) (in
2tro.), (4) (intro.), (e) and (f) and (5), 146.40 (title), 146.40 (4g) (a) 2. (intro.),
3146.40 (4g) (a) 2. b., 146.40 (4g) (a) 3., 146.40 (4r) (a), 146.40 (4r) (b) and 146.40
4(4r) (d); and to create 50.01 (1r), 50.065, 146.40 (1) (am), 146.40 (4r) (am) and
5165.815 of the statutes; relating to: background checks of and reporting of pa
6tient abuse by nurse's assistants and certain other persons employed by nurs
7ing homes, community-based residential facilities and home health agencies.
Analysis by the Legislative Reference Bureau
Under current law, the department of health and social services (DHSS) is re
quired to maintain a registry that includes a listing of all nurse's assistants and home
health aides whom DHSS has found have neglected or abused or misappropriated
property of a nursing home resident or a hospital patient.
This bill requires that a community-based residential facility, home health
agency or nursing home report to DHSS for inclusion in the registry any instance of
resident or patient neglect or abuse or misappropriation of the property of a resident
or patient by any employe.
The bill prohibits a community-based residential facility, home health agency
or nursing home from hiring a person who may have access to residents or patients
unless it has done both of the following:
1. Requested from the department of justice a criminal history record search
of the person and made a determination that the person does not have a conviction
relating to patient abuse.
2. Requested from DHSS any information regarding that person that is con
tained in the DHSS registry and made a determination that the person has no record
of patient or resident abuse.

Finally, this bill makes a change in the current law regarding the kind of abuse
or neglect allegedly engaged in by a nurse's assistant that must be reported in the
DHSS registry, in order to conform state law to federal law. Under current state law,
an individual need only report to DHSS that he or she believes a nurse's assistant
has neglected, abused or misappropriated the property of a resident or patient. The
standard required under federal law includes not only the misappropriation of prop
erty, but also patient abuse or neglect. This bill incorporates this federal standard
into state law.
For further information see the state and local fiscal estimate, which will be
printed as an appendix to this bill.
The people of the state of Wisconsin, represented in senate and assembly, do
enact as follows:
AB906, s. 1 1Section 1. 49.498 (3) (b) 1. of the statutes is amended to read:
AB906,2,72 49.498 (3) (b) 1. Inform each resident, orally and in writing at the time of admis
3sion to the nursing facility, of the resident's legal rights during the stay at the nursing
4facility, including a description of the protection of personal funds under sub. (8) and
5a statement that a resident may file a complaint with the department under s. 146.40
6(4r) (a) concerning neglect, abuse or misappropriation of property, neglect or abuse
7of a resident.
AB906, s. 2 8Section 2. 50.01 (1r) of the statutes is created to read:
AB906,2,99 50.01 (1r) "Home health agency" has the meaning given under s. 50.49 (1) (a).
AB906, s. 3 10Section 3. 50.065 of the statutes is created to read:
AB906,2,14 1150.065 Criminal history and patient abuse record search. No communi
12ty-based residential facility, home health agency or nursing home may employ a per
13son who may have access to its residents or patients unless it has done all of the fol
14lowing:
AB906,2,17 15(1) Requested from the department of justice a criminal history record search
16of that person and made a determination that the person does not have a conviction
17relating to patient abuse described in 42 USC 1320a-7 (a) (2).
AB906,3,3
1(2) Requested from the department any information regarding that person
2that is contained in the registry under s. 146.40 (4g) and made a determination that
3the person has no record of patient or resident abuse.
AB906, s. 4 4Section 4. 55.043 (1) (a) (intro.), (4) (intro.), (e) and (f) and (5) of the statutes
5are amended to read:
AB906,3,126 55.043 (1) (a) (intro.) If a county protective services agency has probable cause
7to believe that there is abuse, neglect or misappropriation of property, neglect or
8abuse
, the county protective services agency may conduct an investigation in Mil
9waukee county to determine if the vulnerable adult in question is in need of protec
10tive services. The county protective services agency shall conduct the investigation
11in accordance with standards established by the department for conducting the in
12vestigations. The investigation shall include at least one of the following:
AB906,3,15 13(4) Offer of services. (intro.) If upon investigation the county protective ser
14vices agency finds abuse, neglect or misappropriation of property, neglect or abuse,
15the county protective services agency may do one or more of the following:
AB906,3,1916 (e) Refer the case to the department of regulation and licensing or the appropri
17ate examining board if the abuse, neglect or misappropriation of property, neglect or
18abuse
involves an individual who is required to be licensed, permitted, certified or
19registered under chs. 440 to 459.
AB906,3,2320 (f) Bring a petition for a guardianship and protective service or protective place
21ment if necessary to prevent abuse, neglect or misappropriation of property, neglect
22or abuse
and if the vulnerable adult would otherwise be at risk of serious harm be
23cause of an inability to arrange for necessary food, clothing, shelter and services.
AB906,4,3 24(5) Applicability. This section does not apply to patients or residents of state-
25operated or county-operated inpatient institutions or hospitals issued certificates of

1approval under s. 50.35 unless the alleged abuse, neglect or misappropriation of
2property, neglect or abuse of such a patient or resident is alleged to have been done
3by a person other than an employe of the inpatient institution or hospital.
AB906, s. 5 4Section 5. 146.40 (title) of the statutes is amended to read:
AB906,4,6 5146.40 (title) Instructional programs for nurse's assistants and home
6health and hospice aides
; hiring, reporting patient and resident abuse.
AB906, s. 6 7Section 6. 146.40 (1) (a) of the statutes is renumbered 146.40 (1) (as).
AB906, s. 7 8Section 7. 146.40 (1) (am) of the statutes is created to read:
AB906,4,109 146.40 (1) (am) "Community-based residential facility" has the meaning given
10under s. 50.01 (1g).
AB906, s. 8 11Section 8. 146.40 (4g) (a) 2. (intro.) of the statutes is amended to read:
AB906,4,1412 146.40 (4g) (a) 2. (intro.) A listing of all individuals about whom the depart
13ment is notified under sub. (4r) (a) and (am), for whom the department makes find
14ings under sub. (4r) (b) and to whom any of the following applies:
AB906, s. 9 15Section 9. 146.40 (4g) (a) 2. b. of the statutes is amended to read:
AB906,4,1716 146.40 (4g) (a) 2. b. A hearing officer finds reasonable cause to believe that the
17individual performed an action alleged under sub. (4r) (a) or (am).
AB906, s. 10 18Section 10. 146.40 (4g) (a) 3. of the statutes is amended to read:
AB906,4,2219 146.40 (4g) (a) 3. Findings of the department under sub. (4r) (b) or of the hear
20ing officer under sub. (4r) (d) concerning the neglect, abuse or misappropriation of
21property, neglect or abuse of a resident or patient by an individual listed under subd.
222.
AB906, s. 11 23Section 11. 146.40 (4r) (a) of the statutes is amended to read:
AB906,5,424 146.40 (4r) (a) Any individual may report to the department that he or she be
25lieves that a nurse's assistant or other person has neglected, or abused a nursing

1home resident or a hospital patient
or misappropriated the resident's or patient's
2property of a nursing home resident or a hospital patient or that a home health aide
3or other person has neglected, or abused a home health agency patient or misappro
4priated the patient's property of a home health agency patient.
AB906, s. 12 5Section 12. 146.40 (4r) (am) of the statutes is created to read:
AB906,5,96 146.40 (4r) (am) A community-based residential facility, home health agency
7or nursing home shall report any misappropriation of property, neglect or abuse of
8a resident or patient by a nurse's assistant, home health aide or other person to the
9department.
AB906, s. 13 10Section 13. 146.40 (4r) (b) of the statutes is amended to read:
AB906,5,2511 146.40 (4r) (b) The department shall review and investigate any report re
12ceived under par. (a) or (am) and, if the allegation is substantiated, make specific,
13documented findings concerning the neglect, abuse or misappropriation of property,
14neglect or abuse
. The department shall in writing by certified mail notify the nurse's
15assistant or, home health aide or other person specified in the report that his or her
16name and the department's findings about him or her shall be listed in the registry
17under sub. (4g) (a) 2. and 3. unless he or she contests the listings in a hearing before
18the department. The written notification shall describe the investigation conducted
19by the department, enumerate the findings alleging neglect, abuse or misappropri
20ation of property, neglect or abuse of a nursing home resident or home health agency
21patient and explain the consequence to the nurse's assistant or, home health aide or
22other person
of waiving a hearing to contest the findings. The nurse's assistant or,
23home health aide or other person named in the report shall have 30 days after receipt
24of the notification to indicate to the department in writing whether he or she intends
25to contest the listing or to waive the hearing.
AB906, s. 14
1Section 14. 146.40 (4r) (d) of the statutes is amended to read:
AB906,6,142 146.40 (4r) (d) If the nurse's assistant or , home health aide or other person un
3der par. (b) timely notifies the department that he or she contests the listings in the
4registry under par. (b), the department shall hold a hearing under the requirements
5of ch. 227. If after presentation of evidence a hearing officer finds that there is no
6reasonable cause to believe that the nurse's assistant or , home health aide or other
7person
performed an action alleged under par. (a) or (am), the hearing officer shall
8dismiss the proceeding. If after presentation of evidence a hearing officer finds that
9there is reasonable cause to believe that the nurse's assistant or, home health aide
10or other person performed an action alleged under par. (a) or (am), the hearing officer
11shall so find and shall cause the name of the nurse's assistant or, home health aide
12or other person to be entered under sub. (4g) (a) 2. and the hearing officer's findings
13about the nurse's assistant or, home health aide or other person to be entered under
14sub. (4g) (a) 3.
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