STATE OF WISCONSIN
DEPARTMENT OF ADMINISTRATION
DOA-2049 (R03/2012)
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Division of Executive Budget and Finance
101 East Wilson Street, 10th Floor
P.O. Box 7864
Madison, WI 53707-7864
FAX: (608) 267-0372
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ADMINISTRATIVE RULES
Fiscal Estimate & Economic Impact Analysis
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1. Type of Estimate and Analysis
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X Original
Updated Corrected
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2. Administrative Rule Chapter, Title and Number
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Sections of chs. NR 20 and 25 related to lake trout harvest limits in Lake Superior
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3. Subject
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The emergency rule will implement harvest limits for the 2012-13 lake trout commercial harvest season. It reduces the annual commercial fishing harvest limit for lake trout on Lake Superior, revises rules limiting gill-net fishing effort, and authorizes limitations on recreational fishing based on negotiations to develop the State-Tribal Lake Superior Agreement
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4. Fund Sources Affected
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5. Chapter 20, Stats. Appropriations Affected
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⍽ GPR
⍽ FED ⍽ PRO ⍽ PRS
⍽ SEG ⍽ SEG-S
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6. Fiscal Effect of Implementing the Rule
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X No Fiscal Effect
X Indeterminate
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⍽ Increase Existing Revenues
⍽ Decrease Existing Revenues
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⍽ Increase Costs
⍽ Could Absorb Within Agency's Budget
⍽ Decrease Cost
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7. The Rule Will Impact the Following (Check All That Apply)
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⍽ State's Economy
⍽ Local Government Units
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X Specific Businesses/Sectors
⍽ Public Utility Rate Payers
X Small Businesses (if checked, complete Attachment A)
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8. Would Implementation and Compliance Costs Be Greater Than $20 million?
⍽ Yes
X No
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9. Policy Problem Addressed by the Rule
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The welfare of state-licensed commercial fishers, tribal commercial fishers, recreational anglers, and associated businesses is threatened by a decline in the lake trout population in the Apostle Islands vicinity of Lake Superior. The emergency rule is necessary to implement harvest limits for the 2012-13 lake trout commercial harvest season.
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10. Summary of the businesses, business sectors, associations representing business, local governmental units, and individuals that may be affected by the proposed rule that were contacted for comments.
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The purpose of the emergency rule is to amend Lake Superior lake trout harvest limits as required by revisions to the State-Tribal Lake Superior Agreement. The total allowable catch of lake trout in Wisconsin waters of Lake Superior is divided among tribal commercial fisheries, state-licensed commercial fisheries, tribal subsistence fishers, and state sport anglers. Lake trout harvest limits were negotiated in October 2012 among the Department of Natural Resources and the Red Cliff and Bad River Bands of Lake Superior Chippewa and those changes must be ordered through Administrative Code. The Department met with the Lake Superior Commercial Fishing Board in November 2012. The Board understood the biological need for making harvest quota changes, but it had concerns that cuts be made fairly and equitably across all fishers.
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11. Identify the local governmental units that participated in the development of this EIA.
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N/A
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12. Summary of Rule's Economic and Fiscal Impact on Specific Businesses, Business Sectors, Public Utility Rate Payers, Local Governmental Units and the State's Economy as a Whole (Include Implementation and Compliance Costs Expected to be Incurred)
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The rule may limit the commercial harvest of lake trout and other species by state-licensed and tribal commercial fishers. The total dockside value of the reported state commercial lake trout harvest in 2011 was approximately $20,000. Harvest is not expected to be reduced by more than 25% and therefore the lost value of lake trout is not expected to exceed $5,000. However, this rule will also limit the amount of gill net effort commercial fishers can use to target whitefish since lake trout are frequently caught in the same nets. Reductions in gill net effort therefore have the potential to cause commercial fishers additional income reductions. The total dockside value of whitefish harvested by state commercial fishers in gill nets was approximately $160,000 in 2011. Harvest is expected to be reduced by no more than 25% putting the total loss at no more than $40,000 and likely less because fishers can shift to using trap nets that are not subject to the same effort restrictions governing gill nets. Moreover, commercial fishers can continue current efforts to adjust the location, time, and manner in which they set gill nets targeting whitefish so as to reduce harvest of non-target lake trout. The exact amount of economic impact is unknown, but is not expected to exceed $50,000.
The proposed rule does not impose any compliance or reporting requirements on small businesses nor are any design or operational standards contained in the rule. The rule does not allow for the potential to establish a reduced fine for small businesses, nor does it establish “alternative enforcement mechanisms" for “minor violations" of administrative rules made by small businesses. Public utility rate payers and local governmental units will not be affected by the rule.
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13. Benefits of Implementing the Rule and Alternative(s) to Implementing the Rule
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A predicted continued decline in lake trout population abundances necessitates the current reductions in harvest numbers to support a sustainable lake trout fishery over the long-term. Allowing harvest at current quota and effort limits - an alternative to implementing the rule - is not biologically sustainable and could create negative economic impacts for commercial fishers.
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14. Long Range Implications of Implementing the Rule
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Reducing quota and effort limits for commercial fishers, authorizing harvest limits on recreational fishers, and monitoring lake trout populations will support a sustainable lake trout fishery over the long-term.
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15. Compare With Approaches Being Used by Federal Government
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Authority to promulgate fishing regulations is granted to states. None of the proposed changes violate or conflict with federal regulations.
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16. Compare With Approaches Being Used by Neighboring States (Illinois, Iowa, Michigan and Minnesota)
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Of the four states, only Minnesota and Michigan have lake trout fisheries on the Great Lakes. The commercial harvest of lake trout from Minnesota waters of Lake Superior is limited to a population assessment fishery. In Michigan waters of Lake Superior there is no state-licensed commercial fishery, but there is a tribal harvest guided by the same modeling approach as Wisconsin.
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17. Contact Name
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18. Contact Phone Number
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Peter Stevens
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(715) 779-4035 Ext. 12
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ATTACHMENT A
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1. Summary of Rule's Economic and Fiscal Impact on Small Businesses (Separately for each Small Business Sector, Include Implementation and Compliance Costs Expected to be Incurred)
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The rule may limit the commercial harvest of lake trout and other species by state-licensed and tribal commercial fishers. The total dockside value of the reported state commercial lake trout harvest in 2011 was approximately $20,000. Harvest is not expected to be reduced by more than 25% and therefore the lost value of lake trout is not expected to exceed $5,000. However, this rule will also limit the amount of gill net effort commercial fishers can use to target whitefish since lake trout are frequently caught in the same nets. Reductions in gill net effort therefore have the potential to cause commercial fishers additional income reductions. The total dockside value of whitefish harvested by state commercial fishers in gill nets was approximately $160,000 in 2011. Harvest is expected to be reduced by no more than 25% putting the total loss at no more than $40,000 and likely less because fishers can shift to using trap nets that are not subject to the same effort restrictions governing gill nets. Moreover, commercial fishers can continue current efforts to adjust the location, time, and manner in which they set gill nets targeting whitefish so as to reduce harvest of non-target lake trout. The exact amount of economic impact is unknown, but is not expected to exceed $50,000.
The proposed rule does not impose any compliance or reporting requirements on small businesses nor are any design or operational standards contained in the rule. The rule does not allow for the potential to establish a reduced fine for small businesses, nor does it establish “alternative enforcement mechanisms" for “minor violations" of administrative rules made by small businesses. Public utility rate payers and local governmental units will not be affected by the rule.
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2. Summary of the data sources used to measure the Rule's impact on Small Businesses
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Dockside values of fish; commercial fishing harvest reports.
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3. Did the agency consider the following methods to reduce the impact of the Rule on Small Businesses?
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X Less Stringent Compliance or Reporting Requirements
X Less Stringent Schedules or Deadlines for Compliance or Reporting
X Consolidation or Simplification of Reporting Requirements
X Establishment of performance standards in lieu of Design or Operational Standards
X Exemption of Small Businesses from some or all requirements
⍽ Other, describe:
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4. Describe the methods incorporated into the Rule that will reduce its impact on Small Businesses
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No additional compliance or reporting requirements will be imposed on small businesses as a result of these rule changes.
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5. Describe the Rule's Enforcement Provisions
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The rule will be enforced by Department Conservation Wardens under the authority of chapter 29, Stats., through routine patrols, record audits of wholesale fish dealers and commercial fishers, and follow up investigations of citizen complaints.
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6. Did the Agency Prepare a Cost Benefit Analysis (if Yes, attach to form)
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⍽ Yes X No
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STATE OF WISCONSIN
DEPARTMENT OF ADMINISTRATION
DOA-2049 (R03/2012)
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Division of Executive Budget and Finance
101 East Wilson Street, 10th Floor
P.O. Box 7864
Madison, WI 53707-7864
FAX: (608) 267-0372
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ADMINISTRATIVE RULES
Fiscal Estimate & Economic Impact Analysis
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1. Type of Estimate and Analysis
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X Original
⍽ Updated
⍽ Corrected
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2. Administrative Rule Chapter, Title and Number
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Chapter NR 150 - Environmental analysis and review procedures for department actions.
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3. Subject
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Implementation of Wisconsin Environmental Policy Act, s. 1.11 Wis. Stats.
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4. Fund Sources Affected
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5. Chapter 20, Stats. Appropriations Affected
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X GPR
⍽ FED
⍽ PRO
⍽ PRS
X SEG ⍽ SEG-S
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No
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6. Fiscal Effect of Implementing the Rule
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X No Fiscal Effect
⍽ Indeterminate
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⍽ Increase Existing Revenues
⍽ Decrease Existing Revenues
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⍽ Increase Costs
⍽ Could Absorb Within Agency's Budget
⍽ Decrease Cost
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7. The Rule Will Impact the Following (Check All That Apply)
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⍽ State's Economy
⍽ Local Government Units
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⍽ Specific Businesses/Sectors
⍽ Public Utility Rate Payers
⍽ Small Businesses (if checked, complete Attachment A)
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8. Would Implementation and Compliance Costs Be Greater Than $20 million?
⍽ Yes X No
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9. Policy Problem Addressed by the Rule
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This rule was last updated in a significant way in 1987. Over time, many WEPA process requirements have become duplicative of analysis and public involvement steps in internal review processes and regulatory program processes. This is a result of changes in statutory authorities and administrative practice, especially in the operations of environmental permit review programs. The revised rule emphasizes identifying and eliminating such duplication. This rule proposes to shift resources to conducting issue or policy analyses.
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10. Summary of the businesses, business sectors, associations representing business, local governmental units, and individuals that may be affected by the proposed rule that were contacted for comments.
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Businesses that may be affected by this rule revision include mainly those that are required to apply for certain DNR permits for projects. The workload of environmental analysis required for repetitive DNR actions will be considerably less under the proposed rule. Chapter NR 150 is an administrative process rule that applies internally to DNR, so any impacts to businesses are minimal. DNR convened an external group to advise on rule development that included agribusiness, developers, manufacturers, homebuilders, utilities and conservation groups.
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11. Identify the local governmental units that participated in the development of this EIA.
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Our external review group included a representative of the WI Towns Assn, as well as an attorney who regularly represents municipalities on wastewater, wetlands, waterway, water supply, stormwater and other environmental issues.
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12. Summary of Rule's Economic and Fiscal Impact on Specific Businesses, Business Sectors, Public Utility Rate Payers, Local Governmental Units and the State's Economy as a Whole (Include Implementation and Compliance Costs Expected to be Incurred)
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We estimate that the proposed rule will have a minimal economic impact because it affects the internal operating procedures of the department. It does not directly affect businesses, local governments, or other entities. Although the intent of the proposal is to increase the efficiency and effectiveness of department project-specific actions under WEPA, any staff resources made available as a result will be devoted to other issues that address the broader impacts of categories of actions of generally statewide importance.
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13. Benefits of Implementing the Rule and Alternative(s) to Implementing the Rule
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The rule change will make the Department's WEPA compliance more effective, meaningful and consistent with WEPA and s. 1.11, Wis. Stats. The revised rule will emphasize the analysis of broad issues and policies, de-emphasize workload associated with individual project actions, and provide meaningful public involvement. The new rule will require that the Department: 1) identify and analyze environmental issues important for their geographic, multidisciplinary, or policy scope; 2) analyze issues earlier, when alternative options have not been foreclosed, and on an ongoing basis; 3) provide that environmental analysis information be incorporated into departmental policy and decision-making; 4) define and provide meaningful public involvement; 5) address the information/policy-driven requirements of s. 1.11(2)(e) and (h) as separate from the action/project-driven requirements of s. 1.11(2)(c); 6) identify and eliminate process requirements that have become duplicative over time as a result of changes in statutory authorities and administrative practice; and 7) replace the current Ch. NR 150, Wis. Adm. Code type list with criteria for identifying, prioritizing, analyzing and seeking public input on relevant issues.
Alternatives to the proposed rule changes would include leaving NR 150 as it currently is. This alternative was rejected as not meeting the need to more effectively and efficiently implement s. 1.11, Wis. Stats.
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14. Long Range Implications of Implementing the Rule
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The rule change will make the Department's WEPA compliance more effective, meaningful and consistent with WEPA and s. 1.11, Wis. Stats.
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15. Compare With Approaches Being Used by Federal Government
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This revised rule is similar to the existing rule, in that it substantially follows the guidelines of the federal Council on Environmental Quality, as directed by s. 1.11, Wis. Stats.
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16. Compare With Approaches Being Used by Neighboring States (Illinois, Iowa, Michigan and Minnesota)
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Neighboring states have significant differences in their related laws, so the opportunity to gain from their experience is limited. For example, Minnesota requires that counties also follow WEPA-like analysis procedures, whereas Wisconsin counties have no such requirements. Illinois' law covers only actions conducted by the state itself, whereas in Wisconsin, WEPA applies to all actions by other entities that are subject to state approvals.
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17. Contact Name
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18. Contact Phone Number
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David Siebert
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608-264-6048
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ATTACHMENT A
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1. Summary of Rule's Economic and Fiscal Impact on Small Businesses (Separately for each Small Business Sector, Include Implementation and Compliance Costs Expected to be Incurred)
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None
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2. Summary of the data sources used to measure the Rule's impact on Small Businesses
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None
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3. Did the agency consider the following methods to reduce the impact of the Rule on Small Businesses?
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⍽ Less Stringent Compliance or Reporting Requirements
⍽ Less Stringent Schedules or Deadlines for Compliance or Reporting
⍽ Consolidation or Simplification of Reporting Requirements
⍽ Establishment of performance standards in lieu of Design or Operational Standards
⍽ Exemption of Small Businesses from some or all requirements
X Other, describe:
NR 150 is largely an internal process rule, so rule changes would have no measurable impact upon small businesses.
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4. Describe the methods incorporated into the Rule that will reduce its impact on Small Businesses
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Not applicable.
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5. Describe the Rule's Enforcement Provisions
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This rule carries no enforcement provisions. Disputes regarding the need to conduct an analysis and the procedures to follow for the analysis and public involvement have administrative and judicial avenues of appeal.
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6. Did the Agency prepare a Cost Benefit Analysis (if Yes, attach to form)
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⍽ Yes X No
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