Relating to: the regulation of investment advisers and investment adviser representatives, the registration of securities and granting rule-making authority. (FE) relating to: the regulation of investment advisers and investment adviser representatives, the registration of securities and granting rule-making authority. (FE)
| Date / House | Action | Journal |
|---|---|---|
| 2/25/1998 Asm. | Introduced by committee on FINANCIAL INSTITUTIONS, by request of Department of Financial Institutions. | |
| 2/25/1998 Asm. | Read first time and referred to committee on Financial Institutions | |
| 2/25/1998 Asm. | Public hearing held. | |
| 3/5/1998 Asm. | Assembly amendment 1 offered by Representative Ward | |
| 3/10/1998 Asm. | Fiscal estimate received. | |
| 3/11/1998 Asm. | Executive action taken. | |
| 3/12/1998 Asm. | Report Assembly amendment 1 adoption recommended by committee on Financial Institutions, Ayes 15, Noes 0 | |
| 3/12/1998 Asm. | Report passage as amended recommended by committee on Financial Institutions, Ayes 15, Noes 0 | |
| 3/12/1998 Asm. | Referred to committee on Rules | |
| 3/12/1998 Asm. | Placed on calendar 3-18-98 by committee on Rules. | |
| 3/18/1998 Asm. | Read a second time | |
| 3/18/1998 Asm. | Assembly amendment 1 adopted | |
| 3/18/1998 Asm. | Ordered to a third reading | |
| 3/18/1998 Asm. | Rules suspended | |
| 3/18/1998 Asm. | Read a third time and passed | |
| 3/18/1998 Asm. | Ordered immediately messaged | |
| 3/19/1998 Sen. | Received from Assembly | |
| 3/19/1998 Sen. | Read first time and referred to committee on Labor, Transportation and Financial Institutions | |
| 3/24/1998 Sen. | Public hearing held. | |
| 3/24/1998 Sen. | Executive action taken. | |
| 3/26/1998 Sen. | Report concurrence recommended by committee on Labor, Transportation and Financial Institutions, Ayes 6, Noes 0 | |
| 3/26/1998 Sen. | Available for scheduling. | |
| 4/1/1998 Sen. | Failed to concur in pursuant to Senate Joint Resolution 1 | |
| 4/21/1998 Sen. | Revived pursuant to Senate Joint Resolution 47 | |
| 4/30/1998 Sen. | Read a second time | |
| 4/30/1998 Sen. | Senate amendment 1 offered by Senators Panzer, Darling and Drzewiecki | |
| 4/30/1998 Sen. | Placed at the foot of the calendar of 4-28-98 | |
| 4/30/1998 Sen. | Senate amendment 1 adopted | |
| 4/30/1998 Sen. | Ordered to a third reading | |
| 4/30/1998 Sen. | Rules suspended | |
| 4/30/1998 Sen. | Read a third time and concurred in as amended | |
| 4/30/1998 Sen. | Ordered immediately messaged | |
| 5/4/1998 Asm. | Received from Senate amended and concurred in as amended (Senate amendment 1 adopted) | |
| 5/4/1998 Asm. | Referred to committee on Rules | |
| 5/5/1998 Asm. | Placed on calendar 5-5-98 by committee on Rules. | |
| 5/6/1998 Asm. | Senate amendment 1 concurred in | |
| 5/6/1998 Asm. | Action ordered immediately messaged | |
| 5/27/1998 Asm. | Report correctly enrolled | |
| 6/30/1998 Asm. | Report approved by the Governor on 6-30-98. 1997 Wisconsin Act 316 | |
| 7/2/1998 Asm. | Published 7-8-98 |
