Relating to: creating an exemption from securities broker-dealer and securities agent licensing requirements. relating to: creating an exemption from securities broker-dealer and securities agent licensing requirements.
Date / House | Action | Journal |
---|---|---|
2/28/2002 Sen. | Introduced by Senators Erpenbach and Huelsman; cosponsored by Representatives Jeskewitz, Plale and Townsend. | |
2/28/2002 Sen. | Read first time and referred to committee on Privacy, Electronic Commerce and Financial Institutions | |
3/5/2002 Sen. | Public hearing held. | |
3/5/2002 Sen. | Fiscal estimate received. | |
3/11/2002 Sen. | Executive action taken. | |
3/11/2002 Sen. | Report passage recommended by committee on Privacy, Electronic Commerce and Financial Institutions, Ayes 5, Noes 0 | |
3/11/2002 Sen. | Available for scheduling. | |
3/20/2002 Sen. | Failed to pass pursuant to Senate Joint Resolution 1 |