AB111,73,17 15(2) An assignment of accounts or payment intangibles which does not by itself
16or in conjunction with other assignments to the same assignee transfer a significant
17part of the assignor's outstanding accounts or payment intangibles;
AB111,73,18 18(3) A sale of a payment intangible;
AB111,73,19 19(4) A sale of a promissory note;
AB111,73,21 20(5) A security interest created by the assignment of a health-care-insurance
21receivable to the provider of the health-care goods or services;
AB111,73,23 22(6) A security interest arising under s. 402.401, 402.505, 402.711 (3), or 411.508
23(5), until the debtor obtains possession of the collateral;
AB111,73,24 24(7) A security interest of a collecting bank arising under s. 404.210;
AB111,74,2
1(8) A security interest of an issuer or nominated person arising under s.
2405.118;
AB111,74,4 3(9) A security interest arising in the delivery of a financial asset under s.
4409.206 (3);
AB111,74,6 5(10) A security interest in investment property created by a broker or securities
6intermediary;
AB111,74,8 7(11) A security interest in a commodity contract or a commodity account
8created by a commodity intermediary;
AB111,74,10 9(12) An assignment for the benefit of all creditors of the transferor and
10subsequent transfers by the assignee thereunder; and
AB111,74,12 11(13) A security interest created by an assignment of a beneficial interest in a
12decedent's estate.
AB111,74,17 13409.310 When filing required to perfect security interest or
14agricultural lien; security interests and agricultural liens to which filing
15provisions do not apply. (1)
General rule: perfection by filing. Except as
16otherwise provided in sub. (2) and s. 409.312 (2), a financing statement must be filed
17to perfect all security interests and agricultural liens.
AB111,74,19 18(2) Exceptions: filing not necessary. The filing of a financing statement is
19not necessary to perfect a security interest:
AB111,74,2020 (a) That is perfected under s. 409.308 (4), (5), (6), or (7);
AB111,74,2121 (b) That is perfected under s. 409.309 when it attaches;
AB111,74,2322 (c) In property subject to a statute, regulation, or treaty described in s. 409.311
23(1);
AB111,74,2524 (d) In goods in possession of a bailee which is perfected under s. 409.312 (4) (a)
25or (b);
AB111,75,2
1(e) In certificated securities, documents, goods, or instruments which is
2perfected without filing or possession under s. 409.312 (5), (6), or (7);
AB111,75,33 (f) In collateral in the secured party's possession under s. 409.313;
AB111,75,54 (g) In a certificated security which is perfected by delivery of the security
5certificate to the secured party under s. 409.313;
AB111,75,76 (h) In deposit accounts, electronic chattel paper, investment property, or
7letter-of-credit rights which is perfected by control under s. 409.314;
AB111,75,88 (i) In proceeds which is perfected under s. 409.315; or
AB111,75,99 (j) That is perfected under s. 409.316.
AB111,75,13 10(3) Assignment of perfected security interest. If a secured party assigns a
11perfected security interest or agricultural lien, a filing under this chapter is not
12required to continue the perfected status of the security interest against creditors of
13and transferees from the original debtor.
AB111,75,17 14409.311 Perfection of security interests in property subject to certain
15statutes, regulations, and treaties
. (1) Security interest subject to other law.
16Except as otherwise provided in sub. (4), the filing of a financing statement is not
17necessary or effective to perfect a security interest in property subject to:
AB111,75,2018 (a) A statute, regulation, or treaty of the United States whose requirements for
19a security interest's obtaining priority over the rights of a lien creditor with respect
20to the property preempt s. 409.310 (1).
AB111,75,2121 (b) The following vehicle title statutes: ss. 342.19 and 342.20.
AB111,75,2222 (bm) The following boat title statutes: ss. 30.57, 30.572, and 30.573.