JAM&KMS:emw
2023 - 2024 LEGISLATURE
August 25, 2023 - Introduced by Senators Jacque and Nass, cosponsored by
Representatives Behnke, Bodden, Brandtjen, Murphy and Wichgers.
Referred to Committee on Health.
SB401,1,5 1An Act to create 36.41, 38.35, 39.295 and 252.23 of the statutes; relating to:
2prohibiting institutions of higher education from conducting gain of function
3research on potentially pandemic pathogens, requiring reporting of the
4intention to conduct research on potentially pandemic pathogens, and
5providing a penalty.
Analysis by the Legislative Reference Bureau
This bill prohibits institutions of higher education in this state from conducting
gain of function research on potentially pandemic pathogens. If an institution of
higher education violates the provisions of the bill, the board overseeing the
institution's receipt of state funds may not allocate any state funds to the institution
for the following fiscal year. “Institution of higher education” is defined in the bill
as an institution or college campus within the University of Wisconsin System, a
technical college within the Technical College System, a tribally controlled college,
or a private, nonprofit institution of higher education located in this state. “Gain of
function research” is defined in the bill to mean research that may be reasonably
anticipated to enhance the transmissibility or virulence of a potentially pandemic
pathogen. “Potentially pandemic pathogen” is defined in the bill to mean a virus,
bacteria, fungus, or eukaryotic parasite, or any strain or variant of a virus, bacteria,
fungus, or eukaryotic parasite, that is any of the following: 1) likely, moderately, or
highly transmissible and likely capable of wide and uncontrollable spread in human
populations; 2) likely, moderately, or highly virulent and likely to cause significant

mortality and morbidity in human beings; or 3) likely to pose a severe threat to public
health and safety, the capacity of public health systems, or the security of this state
if allowed to spread within the general population.
In addition, the bill requires a person to submit a report to the Department of
Health Services at least 90 days before beginning research on a potentially pandemic
pathogen. The report must include 1) the location where the research will be
conducted; 2) the scope, nature, and purpose of the research; 3) the source of funding
for the research; 4) the identity of the pathogen that will be used or analyzed in the
research; 5) the potential impact the pathogen will have on the public if released into
the general population; and 6) the measures the person will take to ensure the
pathogen is not released. If a person does not timely provide this report, the person
may be required to forfeit not less than $50,000 nor more than $100,000 for each day
the person does not provide the report.
The bill allows DHS to request additional information about the research as
needed to inform governmental authorities that the research will be conducted and
to ensure adequate response plans and resources are available in the event a
potentially pandemic pathogen is released into the general population. The bill
allows DHS to request an executive order or an injunction to stop the research if DHS
determines the research poses a substantial and unjustifiable risk to public health
and safety, the capacity of public health systems, or the security of this state.
For further information see the state and local fiscal estimate, which will be
printed as an appendix to this bill.
The people of the state of Wisconsin, represented in senate and assembly, do
enact as follows:
SB401,1 1Section 1. 36.41 of the statutes is created to read:
SB401,2,3 236.41 Prohibited potentially pandemic pathogen research. (1)
3Definitions. In this section:
SB401,2,64 (a) “Gain of function research” means research that may reasonably be
5anticipated to enhance the transmissibility or virulence of a potentially pandemic
6pathogen.
SB401,2,97 (b) “Potentially pandemic pathogen” means a virus, bacteria, fungus, or
8eukaryotic parasite, or any strain or variant of a virus, bacteria, fungus, or
9eukaryotic parasite, that is any of the following:
SB401,3,2
11. Likely, moderately, or highly transmissible and likely capable of wide and
2uncontrollable spread in human populations.
SB401,3,43 2. Likely, moderately, or highly virulent and likely to cause significant
4mortality and morbidity in human beings.
SB401,3,75 3. Likely to pose a severe threat to public health and safety, the capacity of
6public health systems, or the security of this state if allowed to spread within the
7general population.
SB401,3,10 8(2) Prohibition. No institution or college campus may conduct or provide
9funding to another entity to conduct gain of function research on potentially
10pandemic pathogens.
SB401,3,14 11(3) Penalty. (a) Notwithstanding any other provision of this chapter, if an
12institution or college campus violates sub. (2), the board may not allocate any
13state-funds appropriation under s. 20.285 to that institution or college campus for
14the following fiscal year.
SB401,3,1715 (b) The penalty under this subsection applies if a state or federal court in this
16state finds that, on the basis of a preponderance of the evidence, the institution or
17college campus violated sub. (2).
SB401,2 18Section 2. 38.35 of the statutes is created to read:
SB401,3,20 1938.35 Prohibited potentially pandemic pathogen research. (1)
20Definitions. In this section:
SB401,3,2321 (a) “Gain of function research” means research that may reasonably be
22anticipated to enhance the transmissibility or virulence of a potentially pandemic
23pathogen.
SB401,4,3
1(b) “Potentially pandemic pathogen” means a virus, bacteria, fungus, or
2eukaryotic parasite, or any strain or variant of a virus, bacteria, fungus, or
3eukaryotic parasite, that is any of the following:
SB401,4,54 1. Likely, moderately, or highly transmissible and likely capable of wide and
5uncontrollable spread in human populations.
SB401,4,76 2. Likely, moderately, or highly virulent and likely to cause significant
7mortality and morbidity in human beings.
SB401,4,108 3. Likely to pose a severe threat to public health and safety, the capacity of
9public health systems, or the security of this state if allowed to spread within the
10general population.
SB401,4,13 11(2) Prohibition. No district board or technical college may conduct or provide
12funding to another entity to conduct gain of function research on potentially
13pandemic pathogens.
SB401,4,17 14(3) Penalty. (a) Notwithstanding any other provision of this chapter, if a
15district board or technical college violates sub. (2), the board may not allocate any
16state-funds appropriation under s. 20.292 to that district board or technical college
17for the following fiscal year.
SB401,4,2018 (b) The penalty under this subsection applies if a state or federal court in this
19state finds that, on the basis of a preponderance of the evidence, the district board
20or technical college violated sub. (2).
SB401,3 21Section 3. 39.295 of the statutes is created to read:
SB401,4,23 2239.295 Prohibited potentially pandemic pathogen research. (1)
23Definitions. In this section:
SB401,5,3
1(a) “Gain of function research” means research that may reasonably be
2anticipated to enhance the transmissibility or virulence of a potentially pandemic
3pathogen.
SB401,5,74 (b) “Institution of higher education” means an institution or college campus
5within the University of Wisconsin System, a technical college within the technical
6college system, a tribally controlled college, or a private, nonprofit institution of
7higher education located in this state.
SB401,5,108 (c) “Potentially pandemic pathogen” means a virus, bacteria, fungus, or
9eukaryotic parasite, or any strain or variant of a virus, bacteria, fungus, or
10eukaryotic parasite, that is any of the following:
SB401,5,1211 1. Likely, moderately, or highly transmissible and likely capable of wide and
12uncontrollable spread in human populations.
SB401,5,1413 2. Likely, moderately, or highly virulent and likely to cause significant
14mortality and morbidity in human beings.
SB401,5,1715 3. Likely to pose a severe threat to public health and safety, the capacity of
16public health systems, or the security of this state if allowed to spread within the
17general population.
SB401,5,20 18(2) Prohibition. No institution of higher education may conduct or provide
19funding to another entity to conduct gain of function research on potentially
20pandemic pathogens.
SB401,5,23 21(3) Penalty. (a) Notwithstanding any other provision of this chapter, if an
22institution of higher education violates sub. (2), the board may not allocate any state
23funds to that institution of higher education for the following fiscal year.
SB401,6,3
1(b) The penalty under this subsection applies if a state or federal court in this
2state finds that, on the basis of a preponderance of the evidence, the institution of
3higher education violated sub. (2).
SB401,4 4Section 4 . 252.23 of the statutes is created to read:
SB401,6,7 5252.23 Potentially pandemic pathogen research; report requirement.
6(1) Definition. In this section, “potentially pandemic pathogen” has the meaning
7given in s. 36.41 (1) (b).
SB401,6,12 8(2) Report requirement. (a) A person that intends to conduct research on a
9potentially pandemic pathogen, regardless of whether the person will use state funds
10for the research, shall, at least 90 days before beginning the research and in the form
11prescribed by the department, submit a report to the department on the intended
12research that includes all of the following:
SB401,6,1313 1. The location where the research will be conducted.
SB401,6,1414 2. The scope, nature, and purpose of the research.
SB401,6,1515 3. The source of funding for the research.
SB401,6,1716 4. The identity of the potentially pandemic pathogen, including the strains or
17variants of the pathogen, that will be used or analyzed in the research.
SB401,6,1918 5. The potential impact the potentially pandemic pathogen will have on the
19public if released into the general population.
SB401,6,2120 6. The measures the person will take to ensure the potentially pandemic
21pathogen is not released into the general population.
SB401,6,2422 (b) Upon request by the department, a person that submits a report under par.
23(a) shall provide to the department any additional information the department
24determines is necessary for the department to do any of the following:
SB401,7,2
11. Properly inform federal, state, and local governmental authorities that the
2research will be conducted.
SB401,7,43 2. Ensure adequate response plans and resources are available in the event a
4potentially pandemic pathogen is released into the general population.
SB401,7,85 (c) If, after reviewing the information a person submits under pars. (a) and (b),
6the department determines that the person's intended research poses a substantial
7and unjustifiable risk to public health and safety, the capacity of public health
8systems, or the security of this state, the department may do any of the following:
SB401,7,129 1. For research conducted by an institution or college campus within the
10University of Wisconsin System or a technical college within the technical college
11system, request that the governor issue an order prohibiting the conduct of the
12research.
SB401,7,1513 2. For research conducted by a person other than a person listed in subd. 1.,
14request that the attorney general commence legal action for an injunction enjoining
15the conduct of the research.
SB401,7,18 16(3) Penalty. A person that violates sub. (2) (a) may be required to forfeit not
17less than $50,000 nor more than $100,000 for each violation. Each day of continued
18violation constitutes a separate offense.
SB401,5 19Section 5 . Initial applicability.
SB401,7,2120 (1) The treatment of s. 252.23 first applies to research that is scheduled to begin
21120 days after the effective date of this subsection.
SB401,7,2222 (End)
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