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DEPARTMENT OF FINANCIAL INSTITUTIONS — DIVISION OF SECURITIES

Wisconsin Uniform Securities Law

DFI-Sec 1 Title and definitions (PDF: )

DFI-Sec 2 Registration exemptions and federal covered security notice filings (PDF: )

DFI-Sec 3 Registration requirements and procedures (PDF: )

DFI-Sec 4 Registration of broker-dealers and agents (PDF: )

DFI-Sec 5 Registration and notice filing procedures for investment advisers, federal covered investment advisers, and investment adviser representatives (PDF: )

DFI-Sec 6 Fraudulent practices (PDF: )

DFI-Sec 7 General provisions (PDF: )

DFI-Sec 8 Administrative procedure (PDF: )

DFI-Sec 9 Forms (PDF: )

DFI-Sec 10 Use of senior-specific certifications and professional designations (PDF: )

Wisconsin Corporate Take-over Law

DFI-Sec 21 Definitions (PDF: )

DFI-Sec 22 Filing of ownership information (PDF: )

DFI-Sec 23 Registration of take-over offers (PDF: )

DFI-Sec 24 Exemptions (PDF: )

DFI-Sec 25 False or misleading solicitation materials (PDF: )

DFI-Sec 26 Fraudulent and deceptive practices (PDF: )

DFI-Sec 27 General provisions (PDF: )

DFI-Sec 28 Conformity with federal law (PDF: )

DFI-Sec 29 Forms (PDF: )

Wisconsin Franchise Investment Law

DFI-Sec 31 Definitions (PDF: )

DFI-Sec 32 Exemption and registration of franchises (PDF: )

DFI-Sec 34 Fraudulent and prohibited practices (PDF: )

DFI-Sec 35 General provisions (PDF: )

DFI-Sec 36 Administrative procedure (PDF: )