SECURITIES LAW

Criminal liability, 551.58

Dealers' trading transactions, exempt, 551.23 (3)

Debt securities issued on conversion of stock to mutual insurance corporation, exempt, 551.22 (16)

Definitions, 551.02

Executor, transactions, exempt, 551.23 (6)

Exemption proceedings, 551.24

Exempt securities, 551.22

  Unlawful representations, 551.55

Exempt transactions, 551.23

  Unlawful representations, 551.55

Federal bank securities, exempt, 551.22 (3)

Federal credit union securities, exempt, 551.22 (5)

Federal savings and loan association securities, exempt, 551.22 (4)

Federal savings bank securities, exempt, 551.22 (4)

Fees and expenses, 551.52

Files, administrative, 551.64

Filings, misleading, 551.54

Forms, 551.63

Fraudulent practices, 551.41 to 551.44

Guardian, transactions, exempt, 551.23 (6)

Hearings, 551.56 (1) (d), 551.61

How cited, 551.01

Illegal sales, remedies, 551.59

Injunctions, 551.57

  Stay commissioner's orders, 551.62

Insurance corporations, regulation of securities, 611.31

Insurance fraternals, regulation of securities, 614.31

Insurance service corporations, regulation of securities, 613.31

Investigations by commissioner, 551.56

Investment advisers, licensing procedure, 551.32

  Licensing requirements, 551.31 (3)

  Post-licensing provisions, 551.33

Investment contracts, exempt, 551.22 (10)

Investor education, 551.605

Judicial review, 551.61

Judicial sales, exempt transactions, 551.23 (6)

Liability for violations, 551.59

Licenses, denial, 551.34

  Expiration dates, 551.31 (4)

  Procedure, 551.32

  Register, 551.64 (2)

  Requirements, exceptions, 551.31

  Revocation, 551.34

  Suspension, 551.34

Market manipulation, civil liabilities, 551.59 (3)

  Fraudulent practice, 551.42

Midwest stock exchange securities, exempt, 551.22 (7)

Misleading filings, 551.54

New York stock exchange securities, exempt, 551.22 (7)

Nonissuer transaction, exempt, 551.23 (1), (2)

Notice, exemption proceedings, 551.24 (6)

Opinions, 551.64

Orders, 551.63

Penalties, 551.58

Pledgee (bona fide) transactions, exempt, 551.23 (7)

Powers of commissioner, 551.60

Public service corporation securities, exempt, 551.22 (6)

Public utility holding company securities, exempt, 551.22 (6)

Public utility securities, exempt, 551.22 (6)

Purchaser's remedies, 551.59

Purchases, fraudulent practices, 551.41

Railroad securities, exempt, 551.22 (6)

Registration by coordination, 551.25

Registration by qualification, 551.26

Registration, denial, 551.28

  General provisions, 551.27

  Requirement, 551.21

  Revocation, 551.28

  Statement, 551.27

  Fee, 551.52 (1)

  Register, 551.64 (2)

  Suspension, 551.28

  Unlawful representations, 551.55

Representations, unlawful, 551.55

Revocable preorganization subscriptions, exempt transactions, 551.23 (9)

Rules, 551.63

Sales, fraudulent practices, 551.41

  Issuers in secondary market, registration exemption, 551.235

Savings institution, licensing, 551.31 (5)

Savings institution (state) securities, exempt, 551.22 (3)

Scope of chapter, 551.66

Seasoned issuer, exempt transactions, 551.235

Securities, which commissioner finds registration unnecessary, exempt, 551.22 (17)

Self-incrimination, immunity, 551.56 (3)

Seller's remedies, 551.59 (2)

Service corporation common stock, exempt, 551.22 (11)

Service of process, 551.65

Small issues, exempt transactions, 551.23 (10), (11)

State bank securities, exempt, 551.22 (3)