Investment advisers:
Post-licensing provisions,
551.33
Licenses:
Offerors under corporate take-over law, limitations on,
552.11
Office:
Ownership information in corporate take-over, filing of with commissioner,
552.03
Registration:
Take-over offers, filing of statement, may call hearing,
552.05
Unlawful representations,
551.55
Registration by coordination, duties,
551.25
Registration by qualification, duties,
551.26
Registration statements:
Representations, unlawful,
551.55
Broker-dealers, fraudulent activities,
551.43
Corporate take-over law,
552.13
Post-licensing provisions,
551.33
Security exemptions, deny or revoke by order,
551.24
Solicitation materials in corporate take-overs, file with commissioner,
552.07
Stop order proceedings,
551.28
Violations of law:
Administrative assessments,
551.605
Advertising, regulation,
551.53
Advisory activities, fraud,
551.44
Agents:
Post-licensing provisions,
551.33
American stock exchange securities, exempt,
551.22 (7)
Application to take-over offers,
552.25
Broker-dealers:
Post-licensing provisions,
551.33
Cooperative corporation securities, exempt,
551.22 (12)