Office:
Ownership information in corporate take-over, filing of with commissioner,
552.03
Registration:
Take-over offers, filing of statement, may call hearing,
552.05
Unlawful representations,
551.55
Registration by coordination, duties,
551.25
Registration by qualification, duties,
551.26
Registration statements:
Representations, unlawful,
551.55
Broker-dealers, fraudulent activities,
551.43
Corporate take-over law,
552.13
Post-licensing provisions,
551.33
Security exemptions, deny or revoke by order,
551.24
Solicitation materials in corporate take-overs, file with commissioner,
552.07
Stop order proceedings,
551.28
Violations of law:
Administrative assessments,
551.605
Advertising, regulation,
551.53
Advisory activities, fraud,
551.44
Agents:
Post-licensing provisions,
551.33
American stock exchange securities, exempt,
551.22 (7)
Application to take-over offers,
552.25
Broker-dealers:
Post-licensing provisions,
551.33
Cooperative corporation securities, exempt,
551.22 (12)
Debt securities issued on conversion of stock to mutual insurance corporation, exempt,
551.22 (16)
Unlawful representations,
551.55
Unlawful representations,
551.55
Federal credit union securities, exempt,
551.22 (5)
Federal savings and loan association securities, exempt,
551.22 (4)
Federal savings bank securities, exempt,
551.22 (4)