SECURITIES

Filings, misleading, 551.54

Forms, 551.63

Franchise investment, see Franchise Investment Law

Fraudulent practices, 551.41 to 551.44

Hearings, 551.56 (1) (d), 551.61

How cited, 551.01

Illegal sales, remedies, 551.59

Injunctions, 551.57

Stay commissioner's orders, 551.62

Insurance corporations, regulation of securities, 611.31

Insurance fraternals, regulation of securities, 614.31

Insurance service corporations, regulation of securities, 613.31

Investigations by securities division, 551.56

Investment advisers:

Licensing procedure, 551.32

Licensing requirements, 551.31 (3)

Post-licensing provisions, 551.33

Investor education, 551.605

Judicial review, 551.61

Liability for violations, 551.59

Licenses:

Denial, 551.34

Expiration dates, 551.31 (4)

Procedure, 551.32

Register, 551.64 (2)

Requirements, exceptions, 551.31

Revocation, 551.34

Suspension, 551.34

Market manipulation:

Civil liabilities, 551.59 (3)

Fraudulent practice, 551.42

Misleading filings, 551.54

Notice, exemption proceedings, 551.24 (6)

Opinions, 551.64

Orders, 551.63

Penalties, 551.58

Powers of securities division, 551.60

Purchaser's remedies, 551.59

Purchases, fraudulent practices, 551.41

Registration:

By coordination, 551.25

By qualification, 551.26

Denial, 551.28

Exemptions, 551.22, 551.23

General provisions, 551.27

Requirement, 551.21

Revocation, 551.28

Statement, 551.27

Fee, 551.52 (1)

Register, 551.64 (2)

Suspension, 551.28

Unlawful representations, 551.55

Representations, unlawful, 551.55

Rules, 551.63

Sales, fraudulent practices, 551.41

Savings institution, licensing, 551.31 (5)

Scope of chapter, 551.66

Self-incrimination, immunity, 551.56 (3)

Seller's remedies, 551.59 (2)

Service of process, 551.65

Statute of limitations:

Civil liabilities, 551.59 (5)

Criminal liability, 551.58

Statutory policy, 551.67

Stop order proceedings, 551.28

Subpoenas, 551.56

Title of act, 551.01

Trust company:

Licensing, 551.31 (5)

Registration in name of nominee, 223.05 (2)

Securities 5. Securities of Public Service Corporations 5. Securities of Public Service Corporations
Generally, Ch. 184

Account for new issue and proceeds, 184.07

Application for authority to issue, 184.05

Capital impaired, impounding order, 184.11

Certificate of authority, 184.06

Consideration for issue, requirements, 184.04

Costs and fees, 184.10

Definitions, 184.01

Hearing to determine right to issue, 184.05

Impounding securities, 184.06

Investigations by commission, costs and fees, 184.10 (3)

Issuance:

Certificate of authority, 184.03

Regulations, hearing, 184.05

Judicial review, 184.08

Judicial sale, reorganization, 184.12

Mortgage or deed of trust given in borrowing money, 182.025

Penalties for violations, 184.09

Power of alienation, state control, 184.02