Under current law, with exceptions, DORL and the boards, examining boards
or affiliated credentialing boards in DORL may discipline the holder of a credential
by revoking or suspending the credential, by imposing limits on the credential, by
reprimanding the holder of the credential or, in some cases, by imposing forfeitures
(civil monetary penalties). This bill allows DORL or a board, examining board or
affiliated credentialing board in DORL, as appropriate, to close a disciplinary
investigation by issuing an administrative warning to the holder of the credential if
DORL or the board, examining board or affiliated credentialing board determines
that there is substantial evidence of misconduct by the holder of the credential but
determines that a disciplinary proceeding should not be commenced.
Under current law, DORL and each board, examining board or affiliated
credentialing board in DORL imposes various requirements on the practice of the
professions regulated by DORL or the board, examining board or affiliated
credentialing board. DORL or the board, examining board or affiliated credentialing
board may require or conduct inspections, including records inspections, to verify
that premises required to be licensed meet specified requirements and that a
regulated professional complies with the practice requirements. This bill allows
DORL or a board, examining board or affiliated credentialing board in DORL that
has the authority to establish standards of conduct for a profession to promulgate
rules that, in addition or as an alternative to DORL or the board, examining board
or affiliated credentialing board conducting an inspection, require a regulated
professional to inspect his or her own licensed location and to submit a report to
DORL or the board, examining board or affiliated credentialing board that regulates
the profession. The bill also allows DORL or a board, examining board or affiliated
credentialing board to require a regulated professional to review specific practice
requirements that relate to his or her profession and to verify in a report that his or
her practice complies with those requirements.
Under current law, a licensed real estate broker or salesperson may apply to
DORL for registration as an inactive licensee unless the person's license has been
revoked or suspended as the result of a disciplinary proceeding. An inactive licensee
may not engage in real estate practice, but may have his or her original license
reinstated upon application and payment of a fee. This bill provides that inactive
licenses for real estate brokers and salespersons may not be issued after November
1, 1995, and provides that, beginning on January 1, 1996, an inactive licensee must
satisfy new requirements to have his or her original license reinstated.
This bill changes the statutory fees for initial and renewal credentials issued
by DORL to reflect DORL's approximate costs of administration and enforcement
attributable to the regulation of the various occupations and businesses that DORL
regulates.
Under current law, DORL may charge a late fee to a credential holder who does
not apply to renew his or her credential before the applicable credential renewal
date. The late fee is $5 if the credential holder files the application for renewal less
than 30 days after the renewal date and $25 if the credential holder files the
application for renewal 30 days or more after the renewal date. This bill replaces the
2 different late fees with one late fee of $25, which DORL may charge regardless of
how many days past the renewal date the renewal application is filed.
State government
State employment
Under current law, with certain exceptions, the employes in the department of
revenue (DOR) and the department of regulation and licensing (DORL) serve in
positions in the classified service. In contrast to an unclassified position, a classified
position must be publicly announced and filled through an examination procedure
that determines the applicant's merit and fitness for appointment to the position.
Also, a person in the classified service who has successfully completed his or her
probationary period may not be demoted, suspended, removed or discharged from his
or her position except for just cause, and the person has certain reinstatement
privileges if he or she is laid off or voluntarily separates from the classified service;
a person in an unclassified position does not have the same protections or privileges.
In addition, a person in the classified service, other than a limited term employe,
project employe, supervisor, management employe or individual who is privy to
confidential matters affecting the employer-employe relationship, may exercise
collective bargaining rights under the state employment labor relations act
(SELRA). Finally, compensation of persons in the classified service is determined in
accordance with the state compensation plan, unless the persons are represented.
If persons are represented, their compensation is determined according to the
collective bargaining agreement.
This bill places all employes in DOR and DORL in the unclassified service
beginning on July 1, 1996. These employes are no longer covered by SELRA, with
the result that they no longer have collective bargaining rights, and their
compensation, with certain exceptions, is determined in accordance with the state
compensation plan.
Current law also provides that state employes, with certain exceptions, are
protected from retaliation for disclosing information that an employe reasonably
believes demonstrates a violation of law, mismanagement, abuse of authority, a
substantial waste of public funds or a danger to public health and safety (the
"whistleblower law"). This bill removes the employes in DOR and DORL from the
protections provided under the whistleblower law.
Under SELRA, state employes in the classified service and assistant district
attorneys, except limited term, management, supervisory, confidential and project
employes, are included within collective bargaining units established by law. The
employes in each unit may select a representative for purposes of collective
bargaining. Under SELRA, a "management" employe includes any individual who
is engaged predominantly in executive and managerial functions, and specifically
includes division administrators, bureau directors and institutional heads, as well
as individuals exercising similar functions, as determined by the employment
relations commission.
This bill excludes from coverage under SELRA, in addition, any individual who
serves as "chief legal counsel" or "deputy chief legal counsel" in a state agency within
the executive branch, or any individual who exercises functions and responsibilities
similar to such an individual, as determined by the commission. An excluded
individual need not be engaged in any managerial, supervisory or confidential
functions.
This bill eliminates the labor and industry review commission (LIRC) and the
employment relations commission (ERC), effective July 1, 1996, and transfers their
functions to the personnel commission, which is renamed the employment
commission on that date.
The bill also transfers the council on municipal collective bargaining, which is
currently attached to the ERC, to the employment commission, and transfers certain
other councils, which are currently in the department of industry, labor and human
relations (DILHR) and appointed by LIRC, to the employment commission. (See also
Employment.)
Under current law, with certain exceptions, the department of employment
relations (DER) is required to certify for vacant classified civil service positions the
top 5 names from the register of eligible applicants if the register has fewer than 50
names or the top 10% of names if the register has more than 50 names. This bill
requires DER to certify the top 10 names on the register of eligible applicants
regardless of the size of the register.
Under current law, the personnel commission is required to conduct hearings
on appeals regarding certain personnel decisions affecting state employes and is also
required to process complaints regarding certain acts of employment discrimination
and retaliatory, disciplinary action against state employes. This bill requires the
commission to establish, by rule, a schedule of filing fees to be paid by any person who
files such appeals or complaints with the commission.
Under current law, this state is responsible for the employer's share of any costs
related to grievance arbitration under a collective bargaining agreement that covers
state employes. This bill requires DER to charge a state agency the employer's share
of any cost related to grievance arbitration for any arbitration that involves one or
more employes of the state agency.
Under current law, the secretary of employment relations is required to allocate
positions in the classified service and to reclassify certain positions. The secretary's
decision concerning these classifications or reclassifications may be appealed to the
personnel commission. Current law also provides that if a majority of the members
of the personnel commission are not present for the hearing, a hearing examiner is
required to prepare a proposed decision that is subject to modification by the
commission. This bill provides that a hearing examiner's proposed decision
regarding an appeal of a classification decision of the secretary shall stand as the
final decision of the personnel commission.
Under current law, the governor is authorized to create committees by
executive order and may authorize each committee to spend up to $2,000 per fiscal
year. If the governor wants to authorize a committee to spend more than $2,000 per
fiscal year, the governor is required to submit the committee's budget for all
expenditures to the joint committee on finance (JCF) for approval. This bill provides
that the governor may authorize a committee created by executive order, for the
purpose of studying civil service reform, to spend up to $25,000 during the 1995-97
fiscal biennium without submitting a budget of the committee's actual and proposed
expenditures to JCF and without the approval of JCF.
Under current law, DER is authorized to make grants of up to $50,000 to a day
care provider for the start-up costs of certain day care facilities. These day care
facilities must be located at or near a place of employment for state employes, provide
day care services for children of state employes, charge a fee to state employes whose
children receive care at these facilities, subsidize this fee based on a person's ability
to pay and become a self-supporting day care facility within a time period set by
DER. This bill eliminates this program.
State finance
Under current law, there exists a separate office of the state treasurer, under
the direction and supervision of the state treasurer. Effective on July 1, 1996, this
bill abolishes the office of the state treasurer, eliminates the stenographer position
assigned to the state treasurer and requires the department of administration (DOA)
to establish a subunit in DOA headed by the state treasurer. Under the bill, the state
treasurer and the subunit are under the direction and supervision of the secretary
of administration.
Currently, the investment board may contract with investment advisers for the
management and control of not more than 10% of the assets of the fixed retirement
investment trust or the variable retirement investment trust. These assets may be
invested in real estate, mortgages, equities, debt of foreign governments and debt of
corporations not organized under the laws of this state. Responsibility for
management and control of the balance of the assets of these trusts rests directly
with the board's employes. When retained, investment advisers are paid from the
income that would otherwise accrue to the trusts.
This bill permits the board to contract with investment advisers for the
management and control of not more than 25% of the assets of the fixed retirement
investment trust or the variable retirement investment trust.
Under current law, any local government in this state, as well as any circuit or
municipal court, the Wisconsin health and educational facilities authority and the
Wisconsin housing and economic development authority may deposit moneys with
the state, which are then pooled to form the local government pooled-investment
fund. The fund is invested by the state investment board until such time as the
government, court or authority depositing the moneys requests their return. The
state treasurer administers this fund and may deduct quarterly not more than 0.25%
of the income received from the earnings of the fund during the preceding calendar
quarter as reimbursement for his or her expenses of administration.
This bill permits the state treasurer to deduct quarterly not more than 0.5% of
the income received from the earnings of the fund during the preceding calendar
quarter as reimbursement for his or her expenses of administration.
Currently, moneys received by a state agency that are not appropriated are
generally not available for expenditure until they are appropriated. However, if a
state agency receives an adjustment of a previously recorded expenditure from a sum
certain appropriation to that agency due to activities that are of a temporary nature
or activities that could not be anticipated during budget development and which
serves to reduce or eliminate the previously recorded expenditure in the same fiscal
year in which the previously recorded expenditure was made, the secretary of
administration may, upon request of the agency, designate the adjustment as a
refund of an expenditure. When designated, the refund becomes available for
expenditure. Unless exempted by the secretary, an agency which proposes to
designate an adjustment as a refund of an expenditure must provide to the secretary
an explanation of the conditions under which it was received, including a reference
to the law creating the function of the agency under which the adjustment was
received, the appropriation account from which the previously recorded expenditure
was made and the purpose of that expenditure and any new proposed expenditure.
Under this bill, DOA prescribes written policies for identification of refunds of
expenditures. The policies need not be promulgated as administrative rules. An
adjustment received by a state agency may be recorded as a refund of expenditures
upon submission to the secretary of administration of a written explanation of the
circumstances under which this adjustment was received which qualify the
adjustment to be so recorded. The secretary may waive this requirement. An agency
need not have the secretary's approval to expend an amount received as a refund of
expenditures, provided that the expenditure is made in accordance with the policies
prescribed by DOA. An amount received as a result of an expenditure in one fiscal
year may be credited and expended in a subsequent fiscal year. An amount may be
credited to and expended from a continuing (nonlapsing) appropriation account such
as a program revenue account as well as from a sum certain appropriation account,
but not from a sum sufficient appropriation account. If the previously recorded
expenditure was made from a sum sufficient appropriation account, the amount is
recorded as a credit against expenditures from that account for purposes of the state
budget report.
This bill directs DOA to require each state agency to adopt, revise as necessary
and submit for its approval a strategic plan for the utilization of information
technology to carry out the functions of the agency in the most efficient and effective
manner.
The bill also permits DOA, upon application of any state agency, to transfer
moneys between 2 sum certain appropriations to the agency that are made from the
same revenue source for state operations, in order to permit the agency to carry out
an information technology development project. ("State operations" excludes aids to
or for the benefit of local governments, individuals or organizations and moneys
derived from gifts, grants, bequests or federal revenues.) DOA may approve a
request if the agency demonstrates that the project has a high potential to improve
the efficiency of its operations and is consistent with its strategic plan for information
technology purposes, as approved by DOA.
The bill directs the secretary of administration to submit quarterly reports to
JCF concerning appropriation amounts transferred under the bill, together with a
description of the purpose for which each transfer was made.
Currently, in most cases, the approval of JCF is required before moneys for state
operations may be transferred from one appropriation account to another such
account.
This bill permits DOA, upon application of any state agency, to carry over
unencumbered moneys in the account for any sum certain appropriation to the
agency between successive fiscal years or biennia in order to permit the agency to
carry out an information technology development project. DOA may approve a
request if the agency demonstrates that the project has a high potential to improve
the efficiency of its operations and is consistent with its strategic plan for information
technology purposes, as approved by DOA.
Currently, in most cases, the approval of JCF is required before moneys in a
sum certain appropriation account may be carried over between successive fiscal
years within a fiscal biennium. Currently, JCF does not have the authority to carry
over moneys between fiscal biennia.
Currently, if the governor or the board of regents of the University of Wisconsin
(UW) System adjusts program revenue-funded positions or the secretary of
administration adjusts authorized expenditures from a program revenue account
during the fiscal year immediately preceding any new fiscal biennium, DOA may,
within 30 days after the effective date of the biennial budget act, provide a report to
JCF indicating any modifications to positions funded from program revenue or
funding levels for sum certain appropriations made from program revenue that are
necessary to continue into the current fiscal biennium any positions authorized by
the governor or board of regents or any funding adjusted by the secretary. If, within
14 working days after receiving the report, JCF does not schedule a meeting to
review the report, DOA may make the modifications indicated in the report.
This bill applies this procedure, in addition, to positions funded from general
purpose revenue and segregated revenue, other than federal revenue. The bill also
applies the procedure to actions of JCF that increase the number of positions or
supplement funding for a state agency during the fiscal year preceding the fiscal
biennium of the budget act.
Currently, when a gift, grant or bequest is made to a state agency, other than
to an agency that is authorized by law to accept it and to expend the proceeds for the
purpose of carrying out the programs of the agency, the gift, grant or bequest is not
valid until it is approved by JCF. Under this bill, the gift, grant or bequest is valid
upon submission of a report by DOA to JCF specifying the source, if known; the
amount; and the state agency to which it was directed.
This bill expressly directs DOA to provide interagency mail delivery service and
permits DOA to charge state agencies for this service. The bill appropriates to DOA
all moneys received from state agencies for providing this service. Currently, the
statutes make no mention of this function.
In addition, the bill appropriates to DOA all moneys received from state
agencies for the provision of printing services and related items for the purpose of
providing those services and items. Currently, DOA provides these services and
items under a sum certain appropriation.
Under current law, the building commission has an annual general purpose
revenue appropriation for asbestos removal and another for hazardous materials
removal. This bill requires that the general purpose revenue funds appropriated
under these appropriations be transferred to the state building trust fund.
Under current law, the general fund must repay a loan of $10,000,000 from the
local government property insurance fund in 5 annual instalments of $2,000,000
principal plus accrued interest, beginning on June 30, 1995. This bill repeals that
provision and requires the secretary of administration to repay from the general
fund, on the date on which this bill becomes law, the outstanding balance of the loan
without interest, fully discharging the obligation to repay the loan.
State building program
This bill permits DOA to submit a plan to the cochairpersons of JCF and the
building commission that provides for consolidating the responsibilities of state
agencies relating to capital planning and building construction functions in DOA, to
become effective no later than July 1, 1996. The plan may include provision for
transfer of full-time equivalent positions relating to capital planning or building
construction functions from any state agency to DOA but may not include provision
for transfer of any incumbents in positions being transferred. Upon submittal, DOA
may implement the plan.
Other state government
Transfer of safety and building regulation functions
Under current law, DILHR is responsible for administering and enforcing state
laws regulating employment and state laws regulating safety and buildings. DILHR
responsibility for state laws regulating safety and buildings includes state laws
relating to the following: building codes; fire safety codes; the safety of workplaces
and public buildings; the review and approval of certain building plans, plumbing
plans, private sewage system plans and swimming pool plans; the licensing of
plumbers and automatic fire sprinkler system fitters; the certification of certain
inspectors, including building, plumbing and electrical inspectors; energy efficiency
standards for rental units; cigarette smoking in certain buildings; petroleum storage
tank cleanup; and private sewage system regulation and rehabilitation. Effective
July 1, 1996, this bill transfers the responsibility for administering and enforcing
state laws regulating safety and buildings from DILHR to the department of
development (DOD), renamed the department of commerce by this bill.
Information technology
This bill creates a state information technology investment fund for the purpose
of awarding grants to state agencies for information technology development
projects. ("Information technology" means electronic processing, storage and
transmission of information using data processing and telecommunications.) Under
the bill, DOA may award a grant to a state agency from the fund if DOA determines
that a project will permit the effective utilization of information technology by the
agency and will be consistent with DOA's existing statutory responsibilities to
ensure adequate information technology for agencies and to implement a statewide
strategic plan for information technology purposes. DOA is directed to accord
priority to financing projects that will effect cost savings, avoid future cost increases
or enable improved provision of state services.
The fund consists of moneys derived from a contract administration fee that the
bill imposes on most state vendors, as well as moneys received from gifts, grants and
bequests and existing revenue sources of state agencies. Under the bill, DOA
prescribes the amount of the fee by rule. The fee may vary depending upon a vendor's
total annual sales volume with the state in the current or preceding fiscal year. The
secretary of administration may waive payment of the fee if the secretary determines
that a waiver will enhance competition between prospective vendors or that a waiver
is otherwise in the best interest of the state.
The bill permits DOA, with notice to JCF, to transfer moneys from most existing
appropriations made to state agencies in order to fund an information technology
development project in an amount not greater than the estimated total savings to the
state, as determined by the secretary of administration, that will accrue from
implementation of the project. In addition, the bill permits DOA to advance moneys
from the unappropriated balances of program revenue accounts or any segregated
fund to temporarily finance an information technology development project for a
program financed with program or segregated revenue if insufficient appropriated
program revenue or segregated revenue is available to pay for the project.
Finally, the bill appropriates money from the information technology
investment fund for the purpose of subsidizing the payment of interest on loans from
state trust funds obtained by school districts, technical college districts or consortia
consisting of 2 or more of them for the purpose of undertaking a distance education
project (employing 2-way interactive telecommunications technology designed to
provide access to education regardless of the location of a teacher or student). A
subsidy is available only to pay that portion of the interest cost on such a loan
generated by the first 2 points of the annual interest rate applicable to that loan. No
subsidized loan may be made for a term of more than 5 years.
The bill also creates a division of technology management in DOA, which
carries out information technology planning, coordination, development and
management functions of DOA, most of which are provided under existing law.
In connection with these functions, the bill transfers administration of the
judicial automated information systems from the director of state courts to DOA, to
be operated in conjunction with the director of state courts, public defender board
and district attorneys. The bill also transfers from the department of justice (DOJ)
to DOA the operational responsibility for the transaction information for the
management of enforcement system, which provides information to law enforcement
agencies concerning law enforcement. Under the bill, DOJ continues to administer
the system.
Currently, if a state agency wishes to change the number of authorized
full-time equivalent (FTE) positions of the agency funded from program revenue,
other than by law or through the budget process, the agency may request the
governor to change the number of authorized FTE positions of the agency. The
governor may approve the request, subject to the concurrence of JCF.
This bill permits the secretary of administration to transfer FTE positions from
state agencies to DOA, together with the incumbents in those positions, for the
purpose of providing information technology services to the agencies, without
approval of the governor or JCF. The bill requires the secretary to promptly report
to the cochairpersons of JCF the numbers and types of any positions transferred
under the bill, and the effective date of any position transfer.
The bill also expressly permits DOA to charge agencies for computer services
provided to them and appropriates all program revenue received by DOA from state
agencies, local governments and private sector entities for the provision of
information technology services, to be used for the purpose of providing those
services to those agencies, governments and entities.
In addition, the bill permits DOA to submit a plan to the cochairpersons of JCF
that provides for consolidating the functions of all state agencies relating to
information technology implementation, support and management in DOA, to
become effective no later than July 1, 1996. The plan may include provision for
transfer of full-time equivalent positions relating to information technology
implementation, support and management functions from any state agency to DOA,
but may not include provision for transfer of any incumbents in the positions being
transferred. Upon submittal, DOA may implement the plan.
Finally, the bill exempts all purchases by the division of technology
management from state procurement requirements that include, with certain
exceptions, requirements to make most purchases with public notice by bid or
competitive sealed proposal, to grant certain preferences to minority-owned
businesses and Wisconsin-based businesses and to purchase certain materials and
services from prison industries.
This bill requires the board of regents of the University of Wisconsin (UW)
System to purchase all computer services from the division of information technology
services in DOA unless the division grants written authorization to the board to
procure those services under general state procurement procedures, to procure those
services from another state agency or to provide those services to itself. Currently,
the board is authorized but not required to purchase computer services from the
division.
The bill also permits DOA to submit to the cochairpersons of JCF a plan that
provides for the transfer, no later than July 1, 1997, of any functions of the board of
regents relating to its information technology processing functions to DOA. The plan
may not include provision for transfer of any positions or incumbents. Upon
submittal, DOA may implement the plan.
Transfer of state document functions
This bill permits DOA to submit a plan to the cochairpersons of JCF that
provides for consolidating the responsibilities of state agencies in the executive
branch of government primarily related to their document production, reproduction
and distribution functions in DOA, to become fully effective no later than July 1,
1997. The plan may include provision for transfer of full-time equivalent positions
and incumbents in those positions from any state agency to DOA. If any incumbents
are transferred, their rights under civil service and collective bargaining laws are
protected. The plan may also include provision for transfer of any such
responsibilities from a state agency in the legislative or judicial branch of
government to DOA, if the agency requests such a transfer.
The bill also permits the secretary of administration to transfer an amount
equal to the savings to the state effected during the 1995-97 fiscal biennium as a
result of the centralization of state document production, reproduction or
distribution functions in DOA, as determined by the secretary, from any
appropriation account of a state agency, other than a sum sufficient appropriation
account, that is used to finance these functions to the information technology
investment fund, as created by the bill.
Transfer of communications functions
This bill transfers the transmission and engineering functions of the
educational communications board (ECB) to DOA. The bill also requires ECB and
DOA to enter into an affiliation agreement with the board of regents of the UW
System with respect to broadcasting station WHA and WHA-TV. The bill does not
transfer any programmatic responsibilities of ECB.
Public records and forms