Assembly

Assembly
Record of Committee Proceedings

Committee on Financial Institutions

Senate Bill 308

Relating to: revising the investment securities chapter of the uniform commercial code.

By Senators Huelsman and George; cosponsored by Representatives Green and Cullen.

January 27, 1998 Referred to committee on Financial Institutions.

April 28, 1998 PUBLIC HEARING HELD

Present: (13) Representatives Ward, Hoven, Green, Kedzie, Schafer, Sykora, Stone, R. Potter, Travis, La Fave, Meyer, Morris-Tatum and Plale.

Absent: (2) Representatives Foti and Murat.

Appearances for

· Senator Joanne Huelsman

· Lawrence Bugge, Uniform Laws Commission

· Lisa Roys, Department of Financial Institutions

· Patricia Struck, Department of Financial Institutions, Division of Securities

Appearances against

· None.

Appearances for Information Only

· None.

Registrations for

· None.

Registrations against

· None.

April 28, 1998 EXECUTIVE SESSION

Present: (13) Representatives Ward, Green, Foti, Kedzie, Schafer, Sykora, Stone, R. Potter, Travis, La Fave, Meyer, Morris-Tatum and Plale.

Absent: (2) Representative Hoven and Representative Murat.

Moved by Representative Green, seconded by Representative Plale, that Senate Bill 308

be recommended for concurrence.

Ayes: (13) Representatives Ward, Green, Foti, Kedzie, Schafer, Sykora, Stone, R. Potter, Travis, La Fave, Meyer, Morris-Tatum and Plale.

Noes: (0) None.

Absent: (2) Representative Hoven and Representative Murat.

CONCURRENCE RECOMMENDED, Ayes 13, Noes 0, Absent 2

AKoerner

Committee Clerk