Senate Record of Committee Proceedings Committee on Privacy, Electronic Commerce and Financial Institutions Senate Bill 475 Relating to: creating an exemption from securities broker-dealer and securities agent licensing requirements. By Senator Erpenbach and Huelsman; cosponsored by Representatives Jeskewitz, Plale and Townsend. February 28, 2002 Referred to Committee on Privacy, Electronic Commerce and Financial Institutions. March 5, 2002
PUBLIC HEARING HELD
Present: (3) Senators Erpenbach, S. Fitzgerald and Kanavas.
Absent: (2) Senators Jauch and Plache.
Appearances for
· Senator Jon Erpenbach
· Patty Struck, DFI
Appearances against
· None.
Appearances for Information Only
· None.
Registrations for
· Secretary Jack Kundert, DFI
Registrations against
· None.
March 11, 2002
EXECUTIVE SESSION (polling)
Present: (0)
Absent: (0)
Moved by Senator Erpenbach that
Senate Bill 475
be recommended for passage.
Ayes: (5) Senators Erpenbach, Jauch, Plache, S. Fitzgerald and Kanavas.