Assembly Record of Committee Proceedings Committee on Financial Institutions Assembly Bill 875 Relating to: creating an exemption from securities broker-dealer and securities agent licensing requirements. By Representatives Jeskewitz, Plale and Townsend; cosponsored by Senator Erpenbach and Huelsman. March 4, 2002 Referred to Committee on Financial Institutions. March 5, 2002
PUBLIC HEARING HELD
Present: (16) Representatives Jeskewitz, Montgomery, J. Fitzgerald, Hoven, Kedzie, Kreibich, Rhoades, Starzyk, Walker, La Fave, Plale, Plouff, Balow, Richards, Shilling and Krug.
Absent: (0) None.
Appearances for
· Representative Suzanne Jeskewitz - 24th Assembly District
· David Anderson - Department of Financial Institutions
Appearances against
· None.
Appearances for Information Only
· None.
Registrations for
· None.
Registrations against
· None.
March 5, 2002
EXECUTIVE SESSION
Present: (16) Representatives Jeskewitz, Montgomery, J. Fitzgerald, Hoven, Kedzie, Kreibich, Rhoades, Starzyk, Walker, La Fave, Plale, Plouff, Balow, Richards, Shilling and Krug.
Absent: (0) None.
Moved by Representative Rhoades, seconded by Representative Balow, that
Assembly Bill 875
be recommended for passage.
Ayes: (16) Representatives Jeskewitz, Montgomery, J. Fitzgerald, Hoven, Kedzie, Kreibich, Rhoades, Starzyk, Walker, La Fave, Plale, Plouff, Balow, Richards, Shilling and Krug.