SB160-SSA1-SA2,1,11
3“(bm) A licensee affiliated with a broker, as defined in
15 USC 78c (a) (4), or
4dealer, as defined in
15 USC 78c (a) (5), that maintains an information security
5program in compliance with the requirements of the financial industry regulatory
6authority that address information security standards shall be considered to meet
7the requirements of this subchapter, provided that the licensee produces, upon
8request of the commissioner, documentation satisfactory to the commissioner that
9independently validates the adoption by the affiliated broker or dealer of an
10information security program that satisfies the financial industry regulatory
11authority's requirements.”.
