Ch. DE 2 and ss. DE 1.02, 5.02, 6.01 and 11.11 - Relating to dentists and dental hygienists.
S. ETF 50.48 (4) (c) - Relating to the administration of the long-term disability insurance program.
SS. NR 113.05, 113.07, 113.09 and 113.11 - Relating to septage management.
Chs. NR 12 and 19 - Relating to the wildlife damage abatement program and the wildlife damage claim program.
S. NR 20.037 (2) - Relating to readjustment of daily bag limits for walleye in response to tribal harvest.
SS. NR 25.02 (25) and 25.05 (1) (d) - Relating to commercial fishing for chubs on Lake Michigan.
SS. NR 46.15 (9) and 46.16 (8) - Relating to the definition of human residence as it pertains to forest tax law landowners.
S. Trans 157.05 (1) and (2) - Relating to titling of vehicles held by trusts.
Administrative Rules Filed With The
Revisor Of Statutes Bureau
The following administrative rules have been filed with the Revisor of Statutes Bureau and are in the process of being published. The date assigned to each rule is the projected effective date. It is possible that the publication of these rules could be delayed. Contact the Revisor of Statutes Bureau at (608) 266-7275 for updated information on the effective dates for the listed rules.
An order repealing and recreating ch. Comm 87, relating to the private sewage system replacement or rehabilitation grant program (Wisconsin Fund).
Effective 02-01-99.
An order creating ch. Comm 119, relating to the mining economic development grants and loans program.
Effective 12-01-98.
An order affecting ch. Comm 106, relating to the Wisconsin Development Fund.
Effective 12-01-98.
An order affecting ch. Comm 116, relating to the rural economic development program.
Effective 12-01-98.
An order affecting ch. Comm 114, relating to the Wisconsin minority business finance program.
Effective 12-01-98.
Funeral Directors Examining Board
(CR 98-57):
An order affecting chs. FD 1 to 5, relating to the practice of funeral directors.
Effective 12-01-98.
An order amending s. HFS 196.03 (22) (e) to (f) and creating s. HFS 196.03 (22) (g) and Note, relating to exemption of concession stands at locally-sponsored sporting events from being regulated as restaurants.
Effective 11-01-98.
An order amending s. Ins 2.30, relating to adopting additional annuity mortality tables.
Effective 01-01-99.
Public Notice
Public Notice
Financial Institutions
(Division of Securities)
Order Designating as Licensees Certain Investment Adviser Representatives who as of July 9, 1998 were Qualified in Wisconsin on the Basis of Having Met the Examination Requirement of s. 551.32 (4), Wis. Stats.
(1) WHEREAS, prior to July 9, 1998, a person representing an investment adviser subject to licensure under s. 551.31(3), Wis. Stats., was required to be qualified to represent the investment adviser to transact business in this state on the basis of having met the examination requirement of s. 551.32 (4), Wis. Stats;
(2) WHEREAS, under legislation in 1997 Wis. Act 316 (“Act 316") an “investment adviser representative," as defined in s. 551.02 (7m), Wis. Stats., must comply with the licensing requirement in either s. 551.31(3m), Wis. Stats., or 551.31 (4) (b), Wis. Stats.;
(3) WHEREAS, with respect to a person described in paragraph (1) who became subject to the investment adviser representative definition and licensing requirements of Act 316 upon effectiveness thereof, it was not intended that such a person would need to become licensed prior to the May 1, 1999 date prescribed for license renewal; however, no provision was made in Act 316 to designate such a person as a licensee for purposes of s. 551.31(3m) or 551.31(4) (b), Wis. Stats., through April 30, 1999 (unless the license is sooner withdrawn, terminated, suspended or revoked), at which time the license is subject to renewal.
NOW THEREFORE, pursuant to s. 551.63 (1) and (2) of the Wisconsin Uniform Securities Law, IT IS HEREBY ORDERED as follows:
(A) A person described in paragraph (1) of this Order who became subject to the investment adviser representative definition and licensing requirements of Act 316 upon effectiveness thereof is designated a licensee for purposes of s. 551.31(3m) or 551.31(4)(b), Wis. Stats., (whichever is applicable) and related administrative rules thereunder through April 30, 1999, unless the license is sooner withdrawn, terminated, suspended or revoked.
Copies of the Order
Copies of the Order are available free of charge by writing to:
Division of Securities
Dept. of Financial Institutions
P. O. Box 1768
MADISON, WI 53701
The State of Wisconsin
Department of Administration
Document Sales Unit
P.O. Box 7840
Dated Material. Please Do Not Delay!
