Amendment ASA1-AB479

AB479-ASA1,6,23 (e) Make the program compatible with federal programs that create incentives for achieving environmental performance that exceeds legal requirements.

AB479-ASA1,7,3 (f) Increase levels of trust, communication, and accountability among regulatory agencies, entities that are subject to environmental requirements, and the public.

AB479-ASA1,7,7 (g) Reduce the time and money spent by regulatory agencies and entities that are subject to environmental requirements on tasks that do not benefit the environment by focusing on more efficient performance of necessary tasks and eliminating unnecessary tasks.

AB479-ASA1,7,10 (h) Report environmental performance information and data concerning ambient environmental quality to the public in a manner that is accurate, timely, credible, relevant, and useable to interested persons.

AB479-ASA1,7,12 (i) Provide for the measurement of environmental performance in terms of accomplishing goals and require the reporting of the results.

AB479-ASA1,7,15 (j) Implement an evaluation system that provides flexibility and affords some protection for experimentation by participants that use innovative techniques to try to achieve superior environmental performance.

AB479-ASA1,7,16 (k) Remove disincentives to achieving superior environmental performance.

AB479-ASA1,7,18 (L) Provide for sustained business success as well as a reduction in environmental pollution.

AB479-ASA1,7,20 (m) Promote the transfer of technological and practical innovations that improve environmental performance in an efficient, effective, or safe manner.

AB479-ASA1,7,22 (n) Lower the administrative costs associated with environmental requirements and with achieving superior environmental performance.

AB479-ASA1,8,2 (3) Eligibility for tier i. (a) General. An applicant is eligible for tier I of the program if the applicant satisfies the requirements in pars. (b) to (d). If an applicant consists of a group of entities, each requirement in pars. (b) to (d) applies to each entity in the group. An applicant for tier I of the program shall identify the facilities or activities that it intends to include in the program.

AB479-ASA1,8,4 (b) Enforcement record. To be eligible to participate in tier I of the program, an applicant shall demonstrate all of the following:

AB479-ASA1,8,10 1. That, within 60 months before the date of application, no judgment of conviction was entered against the applicant, any managing operator of the applicant, or any person with a 25% or more ownership interest in the applicant for a criminal violation involving a covered facility or activity that resulted in substantial harm to public health or the environment or that presented an imminent threat to public health or the environment.

AB479-ASA1,8,15 2. That, within 36 months before the date of application, no civil judgment was entered against the applicant, any managing operator of the applicant, or any person with a 25% or more ownership interest in the applicant for a violation involving a covered facility or activity that resulted in substantial harm to public health or the environment.

AB479-ASA1,8,20 3. That, within 24 months before the date of application, the department of justice has not filed a suit to enforce an environmental requirement, and the department of natural resources has not issued a citation to enforce an environmental requirement, because of a violation involving a covered facility or activity.

AB479-ASA1,8,22 (c) Environmental performance. To be eligible to participate in tier I of the program, an applicant shall submit an application that describes all of the following:

AB479-ASA1,8,24 1. The applicant's past environmental performance with respect to each covered facility or activity.

AB479-ASA1,9,2 2. The applicant's current environmental performance with respect to each covered facility or activity.

AB479-ASA1,9,5 3. The applicant's plans for activities that enhance the environment, such as improving the applicant's environmental performance with respect to each covered facility or activity.

AB479-ASA1,9,7 (d) Environmental management system. To be eligible to participate in tier I of the program, an applicant shall do all of the following:

AB479-ASA1,9,10 1. Demonstrate that it has implemented, or commit itself to implementing within one year of application, an environmental management system, for each covered facility or activity, that is all of the following:

AB479-ASA1,9,13 a. In compliance with the standards for environmental management systems issued by the International Organization for Standardization or determined by the department to be a functionally equivalent environmental management system.

AB479-ASA1,9,16 b. Determined by the department to be appropriate to the nature, scale, and environmental impacts of the applicant's operations related to each covered facility or activity.

AB479-ASA1,9,18 2. Include, in the environmental management system under subd. 1., objectives in at least 2 of the following areas:

AB479-ASA1,9,21 a. Improving the environmental performance of the applicant, with respect to each covered facility or activity, in aspects of environmental performance that are regulated under chs. 29 to 31, 160, and 280 to 299.

AB479-ASA1,9,24 b. Improving the environmental performance of the applicant, with respect to each covered facility or activity, in aspects of environmental performance that are not regulated under chs. 29 to 31, 160, and 280 to 299.

AB479-ASA1,9,25 c. Voluntarily restoring, enhancing, or preserving natural resources.

AB479-ASA1,10,4 3. Explain to the department the rationale for the choices of objectives under subd. 2. and describe any consultations with residents of the areas in which each covered facility or activity is located or performed and with other interested persons concerning those objectives.

AB479-ASA1,10,9 4. Conduct, or commit itself to conducting, annual environmental management system audits, with every 3rd environmental management system audit performed by an outside environmental auditor approved by the department, and commit itself to submitting an annual report on the environmental management system audit to the department in compliance with sub. (6m) (a).

AB479-ASA1,10,11 5. Commit itself to submitting to the department an annual report on progress toward meeting the objectives under subd. 2.

AB479-ASA1,10,15 (4) Process for tier i. (a) Upon receipt of an application for participation in tier I of the program, the department shall provide public notice about the application in the area in which each covered facility or activity is located or performed.

AB479-ASA1,10,17 (b) After providing public notice under par. (a) about an application, the department may hold a public informational meeting on the application.

AB479-ASA1,10,23 (c) The department shall approve or deny an application within 60 days after providing notice under par. (a) or, if the department holds a public informational meeting under par. (b), within 60 days after that meeting. The department may limit the number of participants in tier I of the program, or limit the extent of participation by a particular applicant, based on the department's determination that the limitation is in the best interest of the program.

AB479-ASA1,10,25 (d) A decision by the department under par. (c) to approve or deny an application is not subject to review under ch. 227.

AB479-ASA1,11,2 (4m) Incentives for tier i. (a) The department shall issue a numbered certificate of recognition to each participant in tier I of the program.

AB479-ASA1,11,4 (b) The department shall identify each participant in tier I of the program on an Internet site maintained by the department.

AB479-ASA1,11,7 (c) The department shall annually provide notice of the participation of each participant in tier I of the program to newspapers in the area in which each covered facility or activity is located.

AB479-ASA1,11,10 (d) A participant in tier I of the program may use an environmental results program logo selected by the department on written materials produced by the participant.

AB479-ASA1,11,15 (e) The department shall assign an employee of the department, who is acceptable to the participant, to serve as the contact with the department for a participant in tier I of the program for communications concerning participation in the program, for any approvals that the participant is required to obtain, and for technical assistance.

AB479-ASA1,11,22 (f) After a participant in tier I of the program implements an environmental management system that complies with sub. (3) (d) 1., the department shall conduct any inspections of the participant's covered facilities or activities that are required under chs. 29 to 31, 160, and 280 to 295 at the lowest frequency permitted under those chapters, except that the department may conduct an inspection whenever it has reason to believe that a participant is out of compliance with a requirement in an approval or with an environmental requirement.

AB479-ASA1,12,2 (5) Eligibility for tier ii. (a) General. An applicant is eligible for tier II of the program if the applicant satisfies the requirements in pars. (b) to (d). If an applicant consists of a group of entities, each requirement in pars. (b) to (d) applies to each entity in the group. An applicant for tier II of the program shall identify the facilities or activities that it intends to include in the program.

AB479-ASA1,12,4 (b) Enforcement record. To be eligible to participate in tier II of the program, an applicant shall demonstrate all of the following:

AB479-ASA1,12,10 1. That, within 120 months before the date of application, no judgment of conviction was entered against the applicant, any managing operator of the applicant, or any person with a 25% or more ownership interest in the applicant for a criminal violation involving a covered facility or activity that resulted in substantial harm to public health or the environment or that presented an imminent threat to public health or the environment.

AB479-ASA1,12,15 2. That, within 60 months before the date of application, no civil judgment was entered against the applicant, any managing operator of the applicant, or any person with a 25% or more ownership interest in the applicant for a violation involving a covered facility or activity that resulted in substantial harm to public health or the environment.

AB479-ASA1,12,20 3. That, within 24 months before the date of application, the department of justice has not filed a suit to enforce an environmental requirement, and the department of natural resources has not issued a citation to enforce an environmental requirement, because of a violation involving a covered facility or activity.

AB479-ASA1,12,22 (c) Environmental management system. To be eligible to participate in tier II of the program, an applicant shall do all of the following:

AB479-ASA1,12,24 1. Demonstrate that it has implemented an environmental management system, for each covered facility or activity, that is all of the following:

AB479-ASA1,13,3 a. In compliance with the standards for environmental management systems issued by the International Organization for Standardization or determined by the department to be a functionally equivalent environmental management system.

AB479-ASA1,13,6 b. Determined by the department to be appropriate to the nature, scale, and environmental impacts of the applicant's operations related to to each covered facility or activity.

AB479-ASA1,13,10 2. Commit itself to having an outside environmental auditor approved by the department conduct an annual environmental management system audit and to submitting an annual report on the environmental management system audit to the department in compliance with sub. (6m) (a).

AB479-ASA1,13,14 3. Commit itself to annually conducting, or having another person conduct, an audit of compliance with environmental requirements that are applicable to the covered facilities and to reporting the results of the audit to the department in compliance with sub. (6m) (a).

AB479-ASA1,13,18 (d) Superior environmental performance. To be eligible to participate in tier II of the program, an applicant shall demonstrate a record of superior environmental performance and shall describe the measures that it proposes to take to maintain and improve its superior environmental performance.

AB479-ASA1,13,23 (6) Process for tier ii. (a) Letter of intent. To apply for participation in tier II of the program, an entity shall submit a letter of intent to the department. In addition to providing information necessary to show that the applicant satisfies the requirements in sub. (5), the applicant shall do all of the following in the letter of intent:

AB479-ASA1,14,2 1. Describe the involvement of interested persons in developing the proposal for maintaining and improving the applicant's superior environmental performance, identify the interested persons, and describe the interests that those person have in the applicant's participation in the program.

AB479-ASA1,14,4 2. Outline the provisions that it proposes to include in the participation contract.

AB479-ASA1,14,7 3. Explain how the measures that the applicant proposes to take to maintain and improve its superior environmental performance are proportional to the incentives that it proposes to receive under the participation contract.

AB479-ASA1,14,9 (b) Limitation. The department may limit the number of letters of intent that it processes based on the staff resources available.

AB479-ASA1,14,13 (c) Notice. If the department decides to process a letter of intent, within 90 days of receiving the letter of intent the department shall provide public notice about the letter of intent in the area in which each covered facility or activity is located or performed.

AB479-ASA1,14,16 (d) Public meeting. After providing public notice under par. (c) about a letter of intent, the department may hold a public informational meeting on the letter of intent.

AB479-ASA1,14,24 (e) Request to participate. Within 30 days after the public notice under par. (c), interested persons may request the department to grant them authorization to participate in the negotiations under par. (f). A person who makes a request under this paragraph shall describe the person's interests in the issues raised by the letter of intent. The department shall determine whether a person who makes a request under this paragraph may participate in the negotiations under par. (f) based on whether the person has demonstrated sufficient interest in the issues raised by the letter of intent to warrant that participation.

AB479-ASA1,15,6 (f) Negotiations. If the department determines that an applicant satisfies the requirements in sub. (5), the department may begin negotiations concerning a participation contract with the applicant and with any persons to whom the department granted permission under par. (e). The department may begin the negotiations no sooner than 30 days after providing public notice under par. (c) about the applicant's letter of intent.

AB479-ASA1,15,11 (g) Termination of negotiations. The department may terminate negotiations with an applicant concerning a participation contract and the decision to terminate negotiations is not subject to review under ch. 227. The department shall conclude negotiations within 12 months of beginning negotiations unless the applicant and the department agree to an extension.

AB479-ASA1,15,15 (h) Notice of proposed contract. If negotiations under par. (f) result in a proposed participation contract, the department shall provide public notice about the proposed participation contract in the area in which each covered facility or activity is located or performed.

AB479-ASA1,15,18 (i) Meeting on proposed contract. After providing public notice under par. (h) about a proposed participation contract, the department may hold a public informational meeting on the proposed participation contract.

AB479-ASA1,16,13 (j) Participation contract. Within 30 days after providing notice under par. (h) or, if the department holds a public informational meeting under par. (i), within 30 days after that meeting, the department shall decide whether to enter into a participation contract with an applicant, unless the applicant and the department agree to an extension beyond 30 days. In a participation contract, the department shall require that the participant maintain the environmental management system described in sub. (5) (c) 1. and abide by the commitments in sub. (5) (c) 2. and 3. The department may not reduce the frequency of required inspections or monitoring as an incentive in a participation contract if the audit under sub. (5) (c) 3. is conducted by a person other than an outside environmental auditor. The department shall ensure that the incentives provided under a participation contract are proportional to the environmental benefits that will be provided by the participant under the participation contract. The department shall include in a participation contract remedies that apply if a party fails to comply with the participation contract. The term of a participation contract may not be less than 3 years or more than 10 years, with opportunity for renewal for additional terms of the same length as the original term upon agreement of the parties. The term of a participation contract may not exceed 5 years if the participation contract incorporates, modifies, or otherwise affects the terms or conditions of a permit issued under s. 283.31, 283.33, or 285.62, unless federal and state law authorize a longer term for the permit.

AB479-ASA1,16,16 (k) Review of decision. Notwithstanding s. 227.42, there is no right to an administrative hearing on the department's decision to enter into a participation contract under par. (j), but the decision is subject to judicial review.

AB479-ASA1,16,20 (6m) Compliance reports and deferred civil enforcement. (a) Compliance reports. If an audit under sub. (3) (d) 4. or (5) (c) 2. or 3. reveals any violations of environmental requirements, the participant shall include all of the following in the report of the results of the audit:

AB479-ASA1,16,21 1. A description of all of the violations.

AB479-ASA1,16,23 2. A description of the actions taken or proposed to be taken to correct the violations identified in subd. 1.

AB479-ASA1,17,3 3. A commitment to correct the violations identified in subd. 1. within 90 days of submitting the report or according to a compliance schedule approved by the department.

AB479-ASA1,17,10 4. If the participant proposes to take more than 90 days after submitting the report to correct the violations identified in subd. 1., a proposed compliance schedule that contains the shortest reasonable periods for correcting the violations, a statement that justifies the proposed compliance schedule, a description of measures that the participant will take to minimize the effects of the violations during the period of the compliance schedule, and proposed stipulated penalties to be imposed if the participant violates the proposed compliance schedule.

AB479-ASA1,17,12 5. A description of the measures that the participant has taken or will take to prevent future violations.

AB479-ASA1,17,23 (b) Compliance schedules. 1. If the department receives a report under par. (a) that contains a proposed compliance schedule under par. (a) 4., the department shall review the proposed compliance schedule. The department may approve the compliance schedule as submitted or propose a different compliance schedule. If the participant does not agree to implement a compliance schedule proposed by the department, the department shall schedule a meeting with the participant to attempt to reach an agreement on a compliance schedule. If the department and the participant do not reach an agreement on a compliance schedule, the department shall terminate the participation of the participant in the program. If the parties agree to a compliance schedule, the participant shall incorporate the compliance schedule into its environmental management system.

AB479-ASA1,18,2 2. The department may not approve a compliance schedule that extends longer than 12 months beyond the date of approval of the compliance schedule. The department shall consider the following factors in determining whether to approve a compliance schedule:

AB479-ASA1,18,3 a. The environmental and public health consequences of the violations.

AB479-ASA1,18,6 b. The time needed to implement a change in raw materials or method of production if that change is an available alternative to other methods of correcting the violations.

AB479-ASA1,18,8 c. The time needed to purchase any equipment or supplies that are needed to correct the violations.

AB479-ASA1,18,16 (c) Stipulated penalties. 1. If the department receives proposed stipulated penalties under par. (a) 4., the department shall review the proposed stipulated penalties. The department may approve the stipulated penalties as submitted or propose different stipulated penalties. If the participant does not agree to stipulated penalties proposed by the department, the department shall schedule a meeting with the participant to attempt to reach an agreement on stipulated penalties. If no agreement is reached, there are no stipulated penalties for violations of the compliance schedule.

AB479-ASA1,18,20 (d) Deferred civil enforcement. 1. a. If a participant in the program corrects violations that are disclosed in a report that meets the requirements of par. (a) within 90 days after the department receives the report, this state may not bring a civil action to collect forfeitures for the violations.

AB479-ASA1,19,4 b. This state may not begin a civil action to collect forfeitures for violations covered by a compliance schedule that is approved under par. (b) during the period of the compliance schedule if the participant is not violating the compliance schedule. If the participant violates the compliance schedule and there are stipulated penalties, the department may collect any stipulated penalties or may terminate participation in the program. If the participant violates the compliance schedule and there are no stipulated penalties, the department may terminate participation in the program. After the department terminates participation in the program, this state may begin a civil action to collect forfeitures for the violations.

AB479-ASA1,19,7 c. If the department approves a compliance schedule under par. (b) and the participant corrects the violations according to the compliance schedule, this state may not bring a civil action to collect forfeitures for the violations.

AB479-ASA1,19,9 2. Notwithstanding subd. 1., this state may at any time begin a civil action to collect forfeitures for violations if any of the following apply:

AB479-ASA1,19,11 a. The violations present an imminent threat to public health or the environment or may cause serious harm to public health or the environment.

AB479-ASA1,19,13 b. The department discovers the violations before submission of a report that meets the requirement of par. (a).

AB479-ASA1,19,16 (7) Suspension or termination of participation. (a) The department may suspend or terminate the participation of a participant in the program at the request of the participant.

AB479-ASA1,19,22 (b) The department may terminate the participation of a participant in the program if a judgment is entered against the participant, any managing operator of the participant, or any person with a 25% or more ownership interest in the participant for a criminal or civil violation involving a covered facility or activity that resulted in substantial harm to public health or the environment or that presented an imminent threat to public health or the environment.

AB479-ASA1,20,4 (c) The department may suspend the participation of a participant in the program if the department determines that the participant, any managing operator of the participant, or any person with a 25% or more ownership interest in the participant committed a criminal or civil violation involving a covered facility or activity that resulted in substantial harm to public health or the environment or that presented an imminent threat to public health or the environment and the department refers the matter to the department of justice for prosecution.

AB479-ASA1,20,9 (d) The department may suspend or terminate the participation of a participant in tier I of the program if the participant does not implement, or fails to maintain, the environmental management system described in sub. (3) (d) 1., fails to conduct annual audits described in sub. (3) (d) 4., or fails to submit annual reports described in sub. (3) (d) 5.

AB479-ASA1,20,12 (e) The department may, after an opportunity for a hearing, terminate a participation contract if the department determines that the participant is in substantial noncompliance with the participation contract.