The people of the state of Wisconsin, represented in senate and assembly, do
enact as follows:
AB388-engrossed,6,82
5.01
(4) (a) If 2 or more candidates for the same office receive the greatest, but
3an equal number of votes, the winner shall be chosen by lot in the presence of the
4board of canvassers charged with the responsibility to determine the election, or in
5the case of an election for state or national office or metropolitan sewerage
6commissioner, if the commissioner is elected under s. 200.09 (11) (am), in the
7presence of the chairperson of the
board elections commission or the chairperson's
8designee.
AB388-engrossed,2
9Section
2. 5.02 (1s) of the statutes is renumbered 5.025 and amended to read:
AB388-engrossed,6,11
105.025 Elections commission; definition. "Board In chs. 5 to 10 and 12,
11"commission" means the
government accountability board elections commission.
AB388-engrossed,6,14
135.05 (title)
Government accountability board Elections commission;
14powers and duties.
AB388-engrossed,7,216
5.05
(1) General authority. (intro.) The
government accountability board 17elections commission shall have the responsibility for the administration of chs. 5 to
1812, 10 and 12 and other laws relating to elections and election campaigns,
subch. III
1of ch. 13, and subch. III of ch. 19, other than laws relating to campaign financing.
2Pursuant to such responsibility, the
board commission may:
AB388-engrossed,7,154
5.05
(1) (b) In the discharge of its duties and after providing notice to any party
5who is the subject of an investigation, subpoena and bring before it any person and
6require the production of any papers, books, or other records relevant to an
7investigation. Notwithstanding s. 885.01 (4), the issuance of a subpoena requires
8action by the
board commission at a meeting of the
board commission.
A circuit court
9may by order permit the inspection and copying of the accounts and the depositor's
10and loan records at any financial institution, as defined in s. 705.01 (3), doing
11business in the state to obtain evidence of any violation of ch. 11 upon showing by the
12board of probable cause to believe there is a violation and that such accounts and
13records may have a substantial relation to the violation. In the discharge of its
14duties, the
board commission may cause the deposition of witnesses to be taken in
15the manner prescribed for taking depositions in civil actions in circuit court.
AB388-engrossed,8,1917
5.05
(1) (c) Bring civil actions to require a forfeiture for any violation of chs. 5
18to
10 or 12
, subch. III of ch. 13, or subch. III of ch. 19 or a license revocation for any
19violation of subch. III of ch. 13 for which the offender is subject to a revocation. The
20board commission may compromise and settle any civil action or potential action
21brought or authorized to be brought by it which, in the opinion of the
board 22commission, constitutes a minor violation, a violation caused by excusable neglect,
23or which for other good cause shown, should not in the public interest be prosecuted
24under such chapter. Notwithstanding s. 778.06, a civil action or proposed civil action
25authorized under this paragraph may be settled for such sum as may be agreed
1between the parties. Any settlement made by the
board commission shall be in such
2amount as to deprive the alleged violator of any benefit of his or her wrongdoing and
3may contain a penal component to serve as a deterrent to future violations. In
4settling civil actions or proposed civil actions, the
board commission shall treat
5comparable situations in a comparable manner and shall assure that any settlement
6bears a reasonable relationship to the severity of the offense or alleged offense.
7Except as otherwise provided in sub. (2m) (c) 15. and 16. and ss. 5.08
, and 5.081,
and
819.59 (8), forfeiture
and license revocation actions brought by the
board commission 9shall be brought in the circuit court for the county where the defendant resides, or
10if the defendant is a nonresident of this state, in circuit court for the county wherein
11the violation is alleged to occur. For purposes of this paragraph, a person other than
12a natural person an individual resides within a county if the person's principal place
13of operation is located within that county. Whenever the
board commission enters
14into a settlement agreement with an individual who is accused of a civil violation of
15chs. 5 to
10 or 12
, subch. III of ch. 13, or subch. III of ch. 19 or who is investigated by
16the
board commission for a possible civil violation of one of those provisions, the
17board commission shall reduce the agreement to writing, together with a statement
18of the
board's commission's findings and reasons for entering into the agreement and
19shall retain the agreement and statement in its office for inspection.
AB388-engrossed,9,221
5.05
(1) (d) Sue for injunctive relief, a writ of mandamus or prohibition, or other
22such legal or equitable relief as may be appropriate to enforce any law regulating the
23conduct of elections or election campaigns
, other than laws regulating campaign
24financing, or ensure its proper administration. No bond is required in such actions.
1Actions shall be brought in circuit court for the county where a violation occurs or
2may occur.
AB388-engrossed,9,114
5.05
(1) (e)
Delegate to its legal counsel the authority to intervene in a civil
5action or proceeding under sub. (9), issue Issue an order under s. 5.06, exempt a
6polling place from accessibility requirements under s. 5.25 (4) (a), exempt a
7municipality from the requirement to use voting machines or an electronic voting
8system under s. 5.40 (5m), approve an electronic data recording system for
9maintaining poll lists under s. 6.79, or authorize nonappointment of an individual
10who is nominated to serve as an election official under s. 7.30 (4) (e)
, subject to such
11limitations as the board deems appropriate.
AB388-engrossed,9,1613
5.05
(1) (f) Promulgate rules under ch. 227 applicable to all jurisdictions for the
14purpose of interpreting or implementing the laws regulating the conduct of elections
15or election campaigns
, other than laws regulating campaign financing, or ensuring
16their proper administration.
AB388-engrossed,9,2018
5.05
(1e) Any action by the
board
commission, except an action relating to
19procedure of the commission, requires the affirmative vote of at least
4 two-thirds
20of the members.
AB388-engrossed,12
22Section
12. 5.05 (2) of the statutes is renumbered 19.49 (2g) and amended to
23read:
AB388-engrossed,9,2524
19.49
(2g) Auditing. In addition to the facial examination of reports and
25statements required under s. 11.21 (13), the
board
commission shall conduct an audit
1of reports and statements which are required to be filed with it to determine whether
2violations of ch. 11 have occurred. The
board commission may examine records
3relating to matters required to be treated in such reports and statements. The
board 4commission shall make official note in the file of a candidate, committee, group or
5individual under ch. 11 of any error or other discrepancy which the
board commission 6discovers and shall inform the person submitting the report or statement.
AB388-engrossed,10,198
5.05
(2m) (a) The
board commission shall investigate violations of laws
9administered by the
board commission and may prosecute alleged civil violations of
10those laws, directly or through its agents under this subsection, pursuant to all
11statutes granting or assigning that authority or responsibility to the
board 12commission. Prosecution of alleged criminal violations investigated by the
board 13commission may be brought only as provided in par. (c) 11., 14., 15., and 16. and s.
14978.05 (1).
For purposes of this subsection, the commission may only initiate an
15investigation of an alleged violation of chs. 5 to 10 and 12, other than an offense
16described under par. (c) 12., based on a sworn complaint filed with the commission,
17as provided under par. (c). Neither the commission nor any member or employee of
18the commission, including the commission administrator, may file a sworn complaint
19for purposes of this subsection.
AB388-engrossed,11,621
5.05
(2m) (c) 2. a. Any person may file a complaint with the
board commission 22alleging a violation of chs. 5 to
10 or 12
, subch. III of ch. 13, or subch. III of ch. 19.
23No later than 5 days after receiving a complaint, the commission shall notify each
24person who or which the complaint alleges committed such a violation. Before voting
25on whether to take any action regarding the complaint, other than to dismiss, the
1commission shall give each person receiving a notice under this subd. 2. a. an
2opportunity to demonstrate to the commission, in writing and within 15 days after
3receiving the notice, that the commission should take no action against the person
4on the basis of the complaint. The commission may not conduct any investigation
5or take any other action under this subsection solely on the basis of a complaint by
6an unidentified complainant.
AB388-engrossed,11,10
7am. If the
board commission finds, by a preponderance of the evidence, that a
8complaint is frivolous, the
board commission may order the complainant to forfeit not
9more than the greater of $500 or the expenses incurred by the
division commission 10in investigating the complaint.
AB388-engrossed,15
11Section
15. 5.05 (2m) (c) 2. b. of the statutes is renumbered 19.49 (1m).
AB388-engrossed,12,1414
5.05
(2m) (c) 4. If the
board commission reviews a complaint and fails to find
15that there is a reasonable suspicion that a violation under subd. 2. has occurred or
16is occurring, the
board commission shall dismiss the complaint. If the
board 17commission believes that there is reasonable suspicion that a violation under subd.
182. has occurred or is occurring, the
board commission may by resolution authorize
19the commencement of an investigation. The resolution shall specifically set forth any
20matter that is authorized to be investigated. To assist in the investigation, the
board 21commission may elect to retain a special investigator. If the
board commission elects
22to retain a special investigator, the administrator of the
ethics and accountability
23division commission shall submit to the
board commission the names of 3 qualified
24individuals to serve as a special investigator. The
board commission may retain one
25or more of the individuals. If the
board commission retains a special investigator to
1investigate a complaint against a person who is a resident of this state, the
board 2commission shall provide to the district attorney for the county in which the person
3resides a copy of the complaint and shall notify the district attorney that it has
4retained a special investigator to investigate the complaint. For purposes of this
5subdivision, a person other than
a natural person
an individual resides within a
6county if the person's principal place of operation is located within that county. The
7board commission shall enter into a written contract with any individual who is
8retained as a special investigator setting forth the terms of the engagement. A
9special investigator who is retained by the
board
commission may request the
board 10commission to issue a subpoena to a specific person or to authorize the special
11investigator to request
a the circuit court
of the county in which the specific person
12resides to issue a search warrant. The
board
commission may grant the request by
13approving a motion to that effect at a meeting of the
board commission if the
board 14commission finds that such action is legally appropriate.
AB388-engrossed,18
15Section
18. 5.05 (2m) (c) 5. (intro.) of the statutes is amended to read:
AB388-engrossed,13,1216
5.05
(2m) (c) 5. (intro.) Each special investigator who is retained by the
board 17commission shall make periodic reports to the
board commission, as directed by the
18board commission, but in no case may the interval for reporting exceed 30 days. If
19the
board commission authorizes the
commission administrator
of the ethics and
20accountability division to investigate any matter without retaining a special
21investigator, the administrator shall make periodic reports to the
board commission,
22as directed by the
board commission, but in no case may the reporting interval exceed
2330 days. During the pendency of any investigation, the
board commission shall meet
24for the purpose of reviewing the progress of the investigation at least once every 90
25days. The special investigator or the administrator shall report in person to the
1board commission at that meeting concerning the progress of the investigation. If,
2after receiving a report, the
board commission does not vote to continue an
3investigation for an additional period not exceeding 90 days, the investigation is
4terminated at the end of the reporting interval. The
board commission shall not
5expend more than
$10,000 $25,000 to finance the cost of an investigation before
6receiving a report on the progress of the investigation and a recommendation to
7commit additional resources. The
board commission may vote to terminate an
8investigation at any time. If an investigation is terminated, any complaint from
9which the investigation arose is deemed to be dismissed by the
board commission.
10Unless an investigation is terminated by the
board
commission, at the conclusion of
11each investigation, the administrator shall present to the
board commission one of
12the following:
AB388-engrossed,13,2514
5.05
(2m) (c) 6. a. If the
board
commission finds that there is probable cause
15to believe that a violation under subd. 2. has occurred or is occurring, the
board 16commission may authorize the
commission administrator
of the ethics and
17accountability division to file a civil complaint against the alleged violator. In such
18case, the administrator may request the assistance of special counsel to prosecute
19any action brought by the
board commission. If the administrator requests the
20assistance of special counsel with respect to any matter, the administrator shall
21submit to the
board commission the names of 3 qualified individuals to serve as
22special counsel. The
board commission may retain one of the individuals to act as
23special counsel. The staff of the
board commission shall provide assistance to the
24special counsel as may be required by the counsel to carry out his or her
25responsibilities.
AB388-engrossed,14,82
5.05
(2m) (c) 6. b. The
board commission shall enter into a written contract with
3any individual who is retained as special counsel setting forth the terms of the
4engagement. The contract shall set forth the compensation to be paid such counsel
5by the state. The contract shall be executed on behalf of the state by the
board's legal
6counsel, who commission and the commission shall file the contract in the office of
7the secretary of state. The compensation shall be charged to the appropriation under
8s.
20.505 (1) (d) 20.510 (1) (br).
AB388-engrossed,14,1711
5.05
(2m) (c) 12. The
board may commission shall, by rule, prescribe categories
12of civil offenses which the
board commission will agree to compromise and settle
13without a formal investigation upon payment of specified amounts by the alleged
14offender. The
board commission may authorize the
commission administrator
of the
15ethics and accountability division to compromise and settle such alleged offenses in
16the name of the
board commission if the alleged offenses by an offender, in the
17aggregate, do not involve payment of more than
$1,000
$2,500.
AB388-engrossed,15,319
5.05
(2m) (c) 13. If a special investigator or the
commission administrator
of
20the ethics and accountability division, in the course of an investigation authorized
21by the
board commission, discovers evidence that a violation under subd. 2. that was
22not within the scope of the authorized investigation has occurred or is occurring, the
23special investigator or the administrator may present that evidence to the
board 24commission. If the
board commission finds that there is a reasonable suspicion that
25a violation under subd. 2. that is not within the scope of the authorized investigation
1has occurred or is occurring, the
board commission may authorize the special
2investigator or the administrator to investigate the alleged violation or may elect to
3authorize a separate investigation of the alleged violation as provided in subd. 4.
AB388-engrossed,15,145
5.05
(2m) (c) 14. If a special investigator or the
commission administrator
of
6the ethics and accountability division of the board, in the course of an investigation
7authorized by the
board commission, discovers evidence of a potential violation of a
8law that is not administered by the
board commission arising from or in relation to
9the official functions of the subject of the investigation or any matter that involves
10elections
, ethics, or lobbying regulation, the special investigator or the administrator
11may present that evidence to the
board commission. The
board commission may
12thereupon refer the matter to the appropriate district attorney specified in subd. 11.
13or may refer the matter to the attorney general. The attorney general may then
14commence a civil or criminal prosecution relating to the matter.
AB388-engrossed,15,1916
5.05
(2m) (d) 1. No individual who serves as the
legal counsel to the board or
17as a division commission administrator
for the board may have been a lobbyist, as
18defined in s. 13.62 (11). No such individual may have served in a partisan state or
19local office.
AB388-engrossed,16,322
5.05
(2m) (h) If the defendant in an action for a civil violation of chs. 5 to
10 or
2312
, subch. III of ch. 13, or subch. III of ch. 19 is a district attorney or a circuit judge
24or a candidate for either such office, the action shall be brought by the
board 25commission. If the defendant in an action for a civil violation of chs. 5 to
10 or 12
,
1subch. III of ch. 13, or subch. III of ch. 19 is the attorney general or a candidate for
2that office, the
board commission may appoint special counsel to bring suit on behalf
3of the state.
AB388-engrossed,16,115
5.05
(2m) (i) If the defendant in an action for a criminal violation of chs. 5 to
610 or 12
, subch. III of ch. 13, or subch. III of ch. 19 is a district attorney or a circuit
7judge or a candidate for either such office, the action shall be brought by the attorney
8general. If the defendant in an action for a criminal violation of chs. 5 to
10 or 12
,
9subch. III of ch. 13, or subch. III of ch. 19 is the attorney general or a candidate for
10that office, the
board commission may appoint a special prosecutor to conduct the
11prosecution on behalf of the state.
AB388-engrossed,16,1513
5.05
(2m) (k) The commission's power to initiate civil actions under this
14subsection for the enforcement of chs. 5 to 10 or 12 shall be the exclusive remedy for
15alleged civil violations of chs. 5 to 10 or 12.
AB388-engrossed,17,1217
5.05
(2q) Supplemental funding for ongoing investigations. The commission
18may request supplemental funds to be credited to the appropriation account under
19s. 20.510 (1) (be) for the purpose of continuing an ongoing investigation initiated
20under sub. (2m). A request under this subsection shall be filed with the secretary of
21administration and the cochairpersons of the joint committee on finance in writing
22and shall contain a statement of the action requested, the purposes therefor, the
23statutory provision authorizing or directing the performance of the action, and
24information about the nature of the investigation for which the commission seeks
25supplemental funds, excluding the name of any individual or organization that is the
1subject of the investigation. If the cochairpersons of the joint committee on finance
2do not notify the secretary of administration that the committee has scheduled a
3meeting for the purpose of reviewing the request within 14 working days after the
4commission filed the request, the secretary shall supplement the appropriation
5under s. 20.510 (1) (be) from the appropriation under s. 20.505 (1) (d) in an amount
6not to exceed the amount the commission requested. If, within 14 working days after
7the commission filed the request, the cochairpersons of the joint committee on
8finance notify the secretary that the committee has scheduled a meeting for the
9purpose of reviewing the commission's request under this subsection, the secretary
10may supplement the appropriation under s. 20.510 (1) (be) only with the committee's
11approval. The committee and the secretary shall notify the commission of all their
12actions taken under this subsection.
AB388-engrossed,17,1615
5.05
(2w) Elections Division commission. The elections
division commission 16has the responsibility for the administration of chs. 5 to 10 and 12.
AB388-engrossed,17,2418
5.05
(3d) Administrator. The commission shall appoint an administrator in
19the manner provided under s. 15.61 (1) (b). The administrator shall be outside the
20classified service. The administrator shall appoint such other personnel as he or she
21requires to carry out the duties of the commission and may designate a commission
22employee to serve as the commission's legal counsel. The administrator shall
23perform such duties as the commission assigns to him or her in the administration
24of chs. 5 to 10 and 12.
AB388-engrossed,18,2
15.05
(3g) Chief election officer. The
board commission administrator shall
2designate an employee of the board to serve as the chief election officer of this state.
AB388-engrossed,18,184
5.05
(5e) Biennial Annual report. The
board commission shall
include in its
5biennial submit an annual report under s. 15.04 (1) (d)
and shall include in its annual
6report the names and duties of all individuals employed by the
board commission and
7a summary of its determinations and advisory opinions issued under sub. (6a).
8Except as authorized or required under sub. (5s) (f)
2., the
board commission shall
9make sufficient alterations in the summaries to prevent disclosing the identities of
10individuals or organizations involved in the decisions or opinions.
The board may
11also include in its biennial report any information compiled under s. 11.21 (7) The
12commission shall identify in its report the statutory duties of the commission
13administrator, together with a description of the manner in which those duties are
14being fulfilled. Notwithstanding sub. (5s) and s. 12.13 (5), the commission shall also
15specify in its report the total number of investigations conducted by the commission
16since the last annual report and a description of the nature of each investigation. The
17board commission shall make such further reports on the matters within its
18jurisdiction and such recommendations for further legislation as it deems desirable.
AB388-engrossed,18,2420
5.05
(5s) Access to records. (intro.) Records obtained or prepared by the
board 21commission in connection with an investigation, including the full text of any
22complaint received by the
board commission, are not subject to the right of inspection
23and copying under s. 19.35 (1), except as
provided in pars. (d) and (e) and except that 24follows:
AB388-engrossed,19,3
15.05
(5s) (am) The commission shall provide to the joint committee on finance
2records obtained or prepared by the commission in connection with an ongoing
3investigation when required under sub. (2q).
AB388-engrossed,19,75
5.05
(5s) (b) Investigatory records of the
board commission may be made public
6in the course of a prosecution initiated under chs. 5 to
10 or 12
, subch. III of ch. 13,
7or subch. III of ch. 19.
AB388-engrossed,19,1210
5.05
(5s) (bm) The
board commission shall provide investigatory records to the
11state auditor and the employees of the legislative audit bureau to the extent
12necessary for the bureau to carry out its duties under s. 13.94.
AB388-engrossed,19,2014
5.05
(5s) (d) If the
board commission commences a civil prosecution of a person
15for an alleged violation of chs. 5 to
10 or 12
, subch. III of ch. 13, or subch. III of ch.
1619 as the result of an investigation, the person who is the subject of the investigation
17may authorize the
board commission to make available for inspection and copying
18under s. 19.35 (1) records of the investigation pertaining to that person if the records
19are available by law to the subject person and the
board commission shall then make
20those records available.
AB388-engrossed,40t
24Section 40t. 5.05 (5s) (f) 2. c. of the statutes is renumbered 5.05 (5s) (f) and
25amended to read:
AB388-engrossed,20,5
15.05
(5s) (f) The
board commission shall make public
formal and informal 2advisory opinions and records obtained in connection with requests for
formal or
3informal advisory opinions relating to matters under the jurisdiction of the
elections
4division commission, including the identity of individuals requesting such opinions
5or organizations or governmental bodies on whose behalf they are requested.
AB388-engrossed,20,127
5.05
(5t) Guidance following binding court decisions. Within 2 months
8following the publication of a decision of a state or federal court that is binding on
9the commission and this state, the commission shall issue updated guidance or
10formal advisory opinions, commence the rule-making procedure to revise
11administrative rules promulgated by the commission, or request an opinion from the
12attorney general on the applicability of the court decision.
AB388-engrossed,44
13Section
44. 5.05 (6a) of the statutes is renumbered 5.05 (6a) (a) 1. and
14amended to read:
AB388-engrossed,21,615
5.05
(6a) (a) 1. Any individual, either personally or on behalf of an organization
16or governmental body, may make a
written or electronic request of the
board 17commission in writing, electronically, or by telephone for
an a formal or informal 18advisory opinion regarding the propriety under chs. 5 to
10 or 12
, subch. III of ch. 13,
19or subch. III of ch. 19 of any matter to which the person is or may become a party
;
20and any. Any appointing officer, with the consent of a prospective appointee, may
21request of the
board an commission a formal or informal advisory opinion regarding
22the propriety under chs. 5 to
10 or 12
, subch. III of ch. 13, or subch. III of ch. 19 of
23any matter to which the prospective appointee is or may become a party. The
board 24commission shall review a request for an advisory opinion and may issue a formal
25or informal written or electronic advisory opinion to the person making the request.
1Except as authorized or required for opinions specified in sub. (5s) (f)
2., the
board's 2commission's deliberations and actions upon such requests shall be in meetings not
3open to the public.
No person acting in good faith upon an advisory opinion issued
4by the board is subject to criminal or civil prosecution for so acting, if the material
5facts are as stated in the opinion request A member of the commission may, by
6written request, require the commission to review an advisory opinion.
AB388-engrossed,21,13
72. To have legal force and effect, each
formal and informal advisory opinion
8issued by the
board commission must be supported by specific legal authority under
9a statute or other law, or by specific case or common law authority. Each
formal and
10informal advisory opinion shall include a citation to each statute or other law and
11each case or common law authority upon which the opinion is based, and shall
12specifically articulate or explain which parts of the cited authority are relevant to the
13board's commission's conclusion and why they are relevant.
AB388-engrossed,21,19
14(b) 1. The
board commission may authorize
its legal counsel the commission
15administrator or his or her designee to issue an informal written advisory opinion
16or
to transmit an informal advisory opinion electronically on behalf of the
board 17commission, subject to such limitations as the
board commission deems appropriate.
18Every informal advisory opinion shall be consistent with applicable formal advisory
19opinions issued by the
board. commission, statute or other law, and case law.
AB388-engrossed,22,6
20(a) 4. At each regular meeting of the commission, the administrator shall
21review informal advisory opinions requested of and issued by the administrator and
22that relate to recurring issues or issues of first impression for which no formal
23advisory opinion has been issued. The commission may determine to issue a formal
24advisory opinion adopting or modifying the informal advisory opinion. If the
board 25commission disagrees with
an a formal or informal advisory opinion that has been
1issued
by or on behalf of the
board commission, the
board commission may withdraw
2the opinion
or, issue a revised
formal or informal advisory opinion
and no, or request
3an opinion from the attorney general. No person acting after the date of the
4withdrawal or issuance of the revised advisory opinion is exempted from prosecution
5under this subsection if the opinion upon which the person's action is based has been
6withdrawn or revised in relevant degree.