SB21,1669,3
1457.20
(2) The renewal dates for certificates and licenses granted under this
2chapter, other than training certificates and licenses or temporary certificates or
3licenses,
are specified shall be as determined under s. 440.08 (2) (a)
and (ag).
SB21,4511
4Section
4511. 457.22 (2) of the statutes is amended to read:
SB21,1669,105
457.22
(2) The rules promulgated under sub. (1) may not require an individual
6to complete more than
30 60 hours of continuing education programs or courses of
7study in order to qualify for renewal. The appropriate section of the examining board
8may waive all or part of the requirements established in rules promulgated under
9this section if it determines that prolonged illness, disability, or other exceptional
10circumstances have prevented the individual from completing the requirements.
SB21,4512
11Section
4512. 458.09 (3) of the statutes is amended to read:
SB21,1669,2112
458.09
(3) The number of hours of attendance at and completion of continuing
13education programs or courses of study required under the rules promulgated under
14s. 458.085 (3) shall be reduced by one hour for each hour of attendance at and
15completion of, within the
2 4 years immediately preceding the date on which the
16renewal application is submitted, continuing education programs or courses of study
17that the applicant has attended and completed in order to continue to qualify for
18employment as an assessor and that the department determines is substantially
19equivalent to attendance at and completion of continuing education programs or
20courses of study for certified general appraisers, certified residential appraisers or
21licensed appraisers, as appropriate.
SB21,4513
22Section
4513. 458.11 of the statutes is amended to read:
SB21,1670,16
23458.11 Expiration and renewal. Renewal applications shall be submitted
24to the department on a form provided by the department on or before the applicable
25renewal date
specified determined under s. 440.08 (2) (a)
and (ag) and shall include
1the applicable renewal fee determined by the department under s. 440.03 (9) (a).
2Renewal of an appraiser certificate automatically renews the individual's appraiser
3license without payment of the renewal fee for the appraiser license or completion
4of any additional continuing education requirements that would otherwise be
5required for renewal of the appraiser license. Renewal applications shall be
6accompanied by proof of completion of the continuing education requirements in s.
7458.13. Notwithstanding s. 458.06 (3) (b) 2. and (4) (b) 2., 1989 stats., and s. 458.08
8(3) (b) 2. and (c) 2., 1991 stats., the department may not renew a certificate that was
9granted under s. 458.06 (3) or (4) before May 29, 1993, unless the holder of the
10certificate submits evidence satisfactory to the department that he or she has
11successfully completed the applicable educational requirements specified in rules
12promulgated under s. 458.085 (1) and the department may not renew a certificate
13that was granted under s. 458.08 (3) before May 29, 1993, unless the holder of the
14certificate submits evidence satisfactory to the department that he or she has
15successfully completed the applicable education and experience requirements
16specified in rules promulgated under s. 458.085 (1) and (2).
SB21,4514
17Section
4514. 458.13 of the statutes is amended to read:
SB21,1670,22
18458.13 Continuing education requirements. At the time of renewal of a
19certificate issued under this chapter, each applicant shall submit proof that, within
20the
2 4 years immediately preceding the date on which the renewal application is
21submitted, he or she has satisfied the continuing education requirements specified
22in the rules promulgated under s. 458.085 (3).
SB21,4515
23Section
4515. 459.09 (1) (intro.) of the statutes is amended to read:
SB21,1671,3
1459.09
(1) (intro.) Each person issued a license under this subchapter shall, on
2or before the applicable renewal date
specified determined under s. 440.08 (2) (a)
and
3(ag), do all of the following:
SB21,4516
4Section
4516. 459.09 (1) (b) of the statutes is amended to read:
SB21,1671,115
459.09
(1) (b) Submit with the renewal application proof that he or she
6completed, within
the 2 years each 2-year period within the 4-year period 7immediately preceding the date of his or her application, 20 hours of continuing
8education programs or courses of study approved or required under rules
9promulgated under s. 459.095. This paragraph does not apply to an applicant for
10renewal of a license that expires on the first renewal date after the date on which the
11examining board initially granted the license.
SB21,4517
12Section
4517. 459.24 (5) (intro.) of the statutes is amended to read:
SB21,1671,1713
459.24
(5) Expiration and renewal. (intro.) The renewal dates for licenses
14granted under this subchapter, other than temporary licenses granted under sub.
15(6),
are specified shall be as determined under in s. 440.08 (2) (a)
and (ag). Renewal
16applications shall be submitted to the department on a form provided by the
17department and shall include all of the following:
SB21,4518
18Section
4518. 459.24 (5) (b) of the statutes is amended to read:
SB21,1671,2419
459.24
(5) (b) Proof that the applicant completed, within
the 2 years each
202-year period within the 4-year period immediately preceding the date of his or her
21application, 20 hours of continuing education programs or courses of study approved
22or required under rules promulgated under sub. (5m). This paragraph does not apply
23to an applicant for renewal of a license that expires on the first renewal date after
24the date on which the examining board initially granted the license.
SB21,4519
25Section
4519. 460.05 (1) (e) 1. of the statutes is amended to read:
SB21,1672,4
1460.05
(1) (e) 1. Graduated from a school of massage therapy or bodywork
2therapy
approved by the educational approval board under s. 38.50 that meets the
3requirements under s. 460.095 or completed a training program approved by the
4affiliated credentialing board under the rules promulgated under s. 460.04 (2) (b).
SB21,4520
5Section
4520. 460.07 (2) (intro.) of the statutes is amended to read:
SB21,1672,96
460.07
(2) (intro.) Renewal applications shall be submitted to the department
7on a form provided by the department on or before the applicable renewal date
8specified determined under s. 440.08 (2) (a)
and (ag) and shall include all of the
9following:
SB21,4521
10Section
4521. 460.10 (1) (a) of the statutes is amended to read:
SB21,1672,1511
460.10
(1) (a) Requirements and procedures for a license holder to complete
12continuing education programs or courses of study to qualify for renewal of his or her
13license. The rules promulgated under this paragraph may not require a license
14holder to complete more than
24 48 hours of continuing education programs or
15courses of study in order to qualify for renewal of his or her license.
SB21,4522
16Section
4522. 462.01 (3) of the statutes is repealed.
SB21,4523
17Section
4523. 462.05 (1) of the statutes is amended to read:
SB21,1672,2218
462.05
(1) The renewal date for licenses and limited X-ray machine operator
19permits granted under this chapter
is specified in
shall be as determined under s.
20440.08 (2) (a)
and (ag). Renewal applications shall be submitted to the department
21on a form provided by the department and shall include the renewal fee determined
22by the department under s. 440.03 (9) (a).
SB21,4524
23Section
4524. Chapter 463 (title) of the statutes is created to read:
SB21,1672,2524
chapter 463
25
body art and tanning facilities
SB21,4525
1Section
4525. 463.18 of the statutes is created to read:
SB21,1673,6
2463.18 Violation of law relating to body art. Any person who willfully
3violates or obstructs the execution of any state statute or rule, county, city, or village
4ordinance or departmental order under this chapter and relating to the public
5health, for which no other penalty is prescribed, shall be fined not more than $500
6or imprisoned for not more than 30 days or both.
SB21,4526
7Section
4526. 470.045 (3) (b) of the statutes is amended to read:
SB21,1673,118
470.045
(3) (b) The renewal date for certificates of authorization under this
9section
is specified shall be as determined under s. 440.08 (2) (a)
and (ag), and the
10renewal fee for such certificates is determined by the department under s. 440.03 (9)
11(a).
SB21,4527
12Section
4527. 470.07 of the statutes is amended to read:
SB21,1673,19
13470.07 Renewal of licenses. The renewal dates for licenses granted under
14this chapter
are specified shall be as determined under s. 440.08 (2) (a)
and (ag).
15Renewal applications shall be submitted to the department on a form provided by the
16department and shall include the renewal fee determined by the department under
17s. 440.03 (9) (a) and evidence satisfactory to the appropriate section of the examining
18board that the applicant has completed any continuing education requirements
19specified in rules promulgated under s. 470.03 (2).
SB21,4528
20Section
4528. 480.08 (5) of the statutes is amended to read:
SB21,1674,421
480.08
(5) Expiration and renewal. The renewal date for certificates granted
22under this chapter, other than temporary certificates granted under sub. (7),
is
23specified shall be as determined under s. 440.08 (2) (a)
and (ag), and the renewal fee
24for certificates granted under this chapter, other than temporary certificates granted
25under sub. (7), is determined by the department under s. 440.03 (9) (a). Renewal
1applications shall include evidence satisfactory to the department that the applicant
2holds a current permit issued under s. 77.52 (9). A renewal application for an
3auctioneer certificate shall be accompanied by proof of completion of continuing
4education requirements under sub. (6).
SB21,4529
5Section
4529. 551.102 (1m) of the statutes is amended to read:
SB21,1674,96
551.102
(1m) "Administrator" means the
administrator of the division of
7securities in the department secretary of financial institutions
and professional
8standards or an employee of the department of financial institutions and
9professional standards designated by the secretary.
SB21,4530
10Section
4530. 551.102 (4t) of the statutes is created to read:
SB21,1674,1211
551.102
(4t) "Department" means the department of financial institutions and
12professional standards.
SB21,4531
13Section
4531. 551.102 (5m) of the statutes is repealed.
SB21,4532
14Section
4532. 551.202 (26) (f) (intro.) of the statutes is amended to read:
SB21,1674,2015
551.202
(26) (f) (intro.) Not less than 10 days prior to the commencement of an
16offering of securities in reliance on the exemption under this subsection, the issuer
17files a notice with the administrator, in writing or in electronic form as prescribed by
18the administrator, which the administrator shall make available as an electronic
19document on the
department of financial institutions
department's Internet site,
20containing all of the following:
SB21,4533
21Section
4533. 551.202 (27) (h) (intro.) of the statutes is amended to read:
SB21,1675,322
551.202
(27) (h) (intro.) Before the 101st offer of the security, the issuer
23provides a notice to the administrator in writing or in electronic form, accompanied
24by the filing fee specified in s. 551.614 (1m). The administrator shall prescribe the
25form required for the notice and make the form available as an electronic document
1on the
department of financial institutions
department's Internet site.
2Notwithstanding s. 551.204 (1) and (3), the notice shall be limited to all of the
3following:
SB21,4534
4Section
4534. 551.205 (1) (b) 1. (intro.) of the statutes is amended to read:
SB21,1675,95
551.205
(1) (b) 1. (intro.) The Internet site operator shall register with the
6division department by filing a statement, which the administrator shall make
7available as an electronic document on the
department of financial institutions 8department's Internet site, accompanied by the filing fee specified in s. 551.614 (1m),
9that includes all of the following:
SB21,4535
10Section
4535. 551.205 (3) of the statutes is amended to read:
SB21,1675,2211
551.205
(3) If the Securities and Exchange Commission adopts rules under
12authority of section 3 (h) of the Securities Exchange Act of 1934 (
15 USC 78c (h)) and
13P.L.
112-106, section 304, that authorize funding portals to receive commissions
14without registering as broker-dealers under the Securities Exchange Act of 1934,
15the
division department shall promulgate rules authorizing Internet site operators
16registered with the
division department under sub. (1) (b) that are not registered as
17broker-dealers under s. 551.401 to receive commissions. The
division department 18shall ensure that its rules authorizing commissions for Internet site operators are
19consistent with rules adopted by the Securities and Exchange Commission. The
20division's department's rules shall also ensure that Internet site operators that do
21not satisfy rules adopted by the Securities and Exchange Commission have the
22opportunity to operate in compliance with the requirements of this section.
SB21,4536
23Section
4536. 551.206 of the statutes is amended to read:
SB21,1676,6
24551.206 Adjustments. At 5-year intervals after January 1, 2014, the
25department
of financial institutions shall adjust the monetary amounts specified in
1s. 551.202 (26) (c) 1. a. and b. and (27) (c) 1. a. and b. to reflect changes since January
21, 2014, in the consumer price index for all urban consumers, Milwaukee-Racine
3area average, as determined by the U.S. department of labor. Each adjustment shall
4be rounded to the nearest multiple of $50,000. Each adjustment under this section
5shall be published on the
department of financial institutions department's Internet
6site.
SB21,4537
7Section
4537. 551.601 (5) of the statutes is amended to read:
SB21,1676,128
551.601
(5) Securities investor education and training funding. All moneys
9collected from the administrative assessment under s. 551.604 (4) shall be credited
10to the appropriation under s.
20.144 (1) 20.142 (2) (i). Subject to s.
20.144 (1) 20.142
11(2) (i), the
division department shall use moneys credited to that appropriation for
12the purposes specified in sub. (4) and s.
20.144 (1)
20.142 (2) (i).
SB21,4538
13Section
4538. 551.605 (3) (bm) 1. of the statutes is amended to read:
SB21,1676,1914
551.605
(3) (bm) 1. Except as provided in subd. 2., a financial institution
15holding company whose securities have been registered under this chapter shall not
16be required to prepare or distribute to shareholders or provide to the department
of
17financial institutions, at any time after such registration, any financial statements,
18financial information, annual reports, or other periodic reports except to the extent
19required under ss. 180.1620 and 180.1622.
SB21,4539
20Section
4539. 551.614 (5) of the statutes is amended to read:
SB21,1676,2321
551.614
(5) Fees paid to state. All fees and expenses collected by the
division 22department under this section shall be deposited into the general fund and credited
23to the appropriation account under s.
20.144 (1)
20.142 (2) (g).
SB21,4540
24Section
4540. 552.01 (1) of the statutes is repealed.
SB21,4541
25Section
4541. 552.01 (1m) of the statutes is created to read:
SB21,1677,2
1552.01
(1m) "Department" means the department of financial institutions and
2professional standards.
SB21,4542
3Section
4542. 552.23 (1) of the statutes is amended to read:
SB21,1677,144
552.23
(1) If the target company is an insurance company subject to regulation
5by the commissioner of insurance
, a banking corporation, savings bank, or savings
6and loan association subject to regulation by the division of banking, or a company
7subject to regulation by the public service commission, the department of
8transportation, or the office of the commissioner of railroads, the
division of
9securities department shall promptly furnish a copy of the registration statement
10filed under this chapter to the regulatory agency having supervision of the target
11company. Any hearing under this chapter involving any such target company shall
12be held jointly with the regulatory agency having supervision, and any
13determination following the hearing shall be made jointly with that regulatory
14agency.
SB21,4543
15Section
4543. 553.03 (2m) of the statutes is created to read:
SB21,1677,1716
553.03
(2m) "Department" means the department of financial institutions and
17professional standards.
SB21,4544
18Section
4544. 553.03 (3) of the statutes is repealed.
SB21,4545
19Section
4545. 553.605 (2) of the statutes is amended to read:
SB21,1678,320
553.605
(2) Investor education. All moneys collected from the administrative
21assessment under sub. (1) shall be credited to the appropriation under s.
20.144 (1) 2220.142 (2) (i). Subject to s.
20.144 (1) 20.142 (2) (i), the
division
department shall use
23moneys credited to that appropriation to provide information to residents of this
24state about franchise investments to help investors and potential investors evaluate
25their investment decisions, protect themselves from false, fraudulent or deceptive
1practices in connection with the offer, sale or purchase of a franchise, be alert for false
2or misleading advertising or other harmful practices, and know their rights as
3investors.
SB21,4546
4Section
4546. 553.73 of the statutes is amended to read:
SB21,1678,23
5553.73 Service of process. When any person, including any nonresident of
6this state, engages in conduct prohibited or made actionable by this chapter or any
7rule or order under this chapter, whether or not the person has filed a consent to
8service of process under s. 553.27 (10), and personal jurisdiction over the person
9cannot otherwise be obtained in this state, that conduct shall be considered
10equivalent to the person's appointment of the
division
department to be the person's
11attorney to receive service of any lawful process in any noncriminal suit, action, or
12proceeding against the person or the person's successor or personal representative
13that grows out of that conduct and that is brought under this law or any rule or order
14under this chapter, with the same force and validity as if served on the person
15personally. Service may be made by leaving a copy of the process at the office of the
16division secretary of the department, but it is not effective unless the plaintiff, who
17may be the
division department in a suit, action, or proceeding instituted by the
18division department, immediately sends notice of the service and a copy of the
19process by registered or certified mail to the defendant or respondent at his or her
20last-known address or takes other steps that are reasonably calculated to give actual
21notice, and the plaintiff's affidavit of compliance with this section is filed in the case
22on or before the return day of the process, if any, or within any further time that the
23court allows.
SB21,4547
24Section
4547. 565.01 (4d) of the statutes is amended to read:
SB21,1679,2
1565.01
(4d) "Minority business" means a business certified
by the department
2of administration under s.
16.287 203.07 (2).
SB21,4548
3Section
4548. 565.01 (4e) of the statutes is amended to read:
SB21,1679,54
565.01
(4e) "Minority group member" has the meaning given in s.
16.287 5203.07 (1) (f).
SB21,4549
6Section
4549. 600.01 (1) (b) 8. of the statutes is amended to read:
SB21,1679,137
600.01
(1) (b) 8. Guarantees of the Wisconsin Housing and Economic
8Development Authority under s. 234.68, 1995 stats., s. 234.69, 1995 stats., s.
9234.765, 1995 stats., s. 234.82, 1995 stats., s. 234.87, 1995 stats.,
and ss. s. 234.67,
102013 stats., s. 234.83,
2013 stats., s. 234.84,
2013 stats., s. 234.90,
2013 stats., s. 11234.905,
2013 stats., s. 234.907
, 2013 stats., and
s. 234.91
, 2013 stats., and
12guarantees of the Forward Wisconsin Development Authority under ss. 235.67,
13235.83, 235.84, 235.90, 235.905, 235.907, and 235.91.
SB21,4550
14Section
4550. 600.01 (1) (b) 10. of the statutes is repealed.
SB21,4551
15Section
4551. 600.03 (25) (a) 5. of the statutes is created to read:
SB21,1679,1716
600.03
(25) (a) 5. Services provided by a care management organization, as
17defined in s. 46.2805 (1) (dm).
SB21,4552
18Section
4552. 601.41 (1) of the statutes is amended to read:
SB21,1679,2219
601.41
(1) Duties. The commissioner shall administer and enforce chs.
102 and 20600 to 655 and ss. 59.52 (11) (c), 66.0137 (4) and (4m), 100.203, and 120.13 (2) (b) to
21(g) and shall act as promptly as possible under the circumstances on all matters
22placed before the commissioner.
SB21,4553
23Section
4553. 601.41 (12) of the statutes is created to read:
SB21,1680,324
601.41
(12) Care management organizations. The commissioner may apply
25the provisions of chs. 600 to 646 to a care management organization, as defined in
1s. 46.2805 (1) (dm). The commissioner may promulgate rules to license care
2management organizations, as defined in s. 46.2805 (1) (dm), as insurers and to
3otherwise regulate care management organizations.
SB21,4554
4Section
4554. 601.415 (9) of the statutes is amended to read:
SB21,1680,105
601.415
(9) Consumer credit law. The commissioner shall cooperate with the
6division of banking department of financial institutions and professional standards 7in the administration of ch. 424, shall determine the method for computation of
8refunds under s. 424.205, shall approve forms, schedules of premium rates
, and
9charges under s. 424.209
, and shall issue rules or orders of compliance to insurers
10under s. 424.602.
SB21,4555
11Section
4555. 601.42 (1g) (intro.) of the statutes is amended to read:
SB21,1680,1312
601.42
(1g) Reports. (intro.) The commissioner may require any of the
13following from any person subject to regulation under chs.
102 and 600 to 655:
SB21,4556
14Section
4556. 601.64 (3) (c) of the statutes is amended to read:
SB21,1680,2215
601.64
(3) (c)
Forfeiture for violation of statute or rule. Whoever violates an
16insurance statute or rule
, s. 102.35 (2), or s. 149.13, 2011 stats., intentionally aids a
17person in violating an insurance statute or rule
, s. 102.35 (2), or s. 149.13, 2011 stats.,
18or knowingly permits a person over whom he or she has authority to violate an
19insurance statute or rule
, s. 102.35 (2), or s. 149.13, 2011 stats., shall forfeit to the
20state not more than $1,000 for each violation. If the statute or rule imposes a duty
21to make a report to the commissioner, each week of delay in complying with the duty
22is a new violation.
SB21,4557
23Section
4557. 601.72 (1) (intro.) of the statutes is amended to read: