SB391: Bill Text

SB391,39,21 2. Establish code of conduct and conflict of interest policies;

SB391,39,22 3. Establish and amend rules and bylaws;

SB391,39,23 4. Maintain its financial records in accordance with the bylaws;

SB391,39,25 5. Meet and take such actions as are consistent with the provisions of this compact, the commission's rules, and the bylaws;

SB391,40,3 6. Initiate and conclude legal proceedings or actions in the name of the commission, provided that the standing of any state licensing board to sue or be sued under applicable law shall not be affected;

SB391,40,6 7. Maintain and certify records and information provided to a member state as the authenticated business records of the commission, and designate an agent to do so on the commission's behalf;

SB391,40,7 8. Purchase and maintain insurance and bonds;

SB391,40,9 9. Borrow, accept, or contract for services of personnel, including, but not limited to, employees of a member state;

SB391,40,10 10. Conduct an annual financial review;

SB391,40,15 11. Hire employees, elect or appoint officers, fix compensation, define duties, grant such individuals appropriate authority to carry out the purposes of the compact, and establish the commission's personnel policies and programs relating to conflicts of interest, qualifications of personnel, and other related personnel matters;

SB391,40,16 12. Assess and collect fees;

SB391,40,20 13. Accept any and all appropriate gifts, donations, grants of money, other sources of revenue, equipment, supplies, materials, and services, and receive, utilize, and dispose of the same; provided that at all times the commission shall avoid any appearance of impropriety or conflict of interest;

SB391,40,22 14. Lease, purchase, retain, own, hold, improve, or use any property, real, personal, or mixed, or any undivided interest therein;

SB391,40,24 15. Sell, convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of any property real, personal, or mixed;

SB391,40,25 16. Establish a budget and make expenditures;

SB391,41,1 17. Borrow money;

SB391,41,5 18. Appoint committees, including standing committees, composed of members, state regulators, state legislators or their representatives, and consumer representatives, and such other interested persons as may be designated in this compact and the bylaws;

SB391,41,7 19. Provide and receive information from, and cooperate with, law enforcement agencies;

SB391,41,9 20. Establish and elect an executive committee, including a chair and a vice chair;

SB391,41,12 21. Determine whether a state's adopted language is materially different from the model compact language such that the state would not qualify for participation in the compact; and

SB391,41,14 22. Perform such other functions as may be necessary or appropriate to achieve the purposes of this compact.

SB391,41,17 (d) The executive committee. 1. The executive committee shall have the power to act on behalf of the commission according to the terms of this compact. The powers, duties, and responsibilities of the executive committee shall include:

SB391,41,20 a. Oversee the day-to-day activities of the administration of the compact including enforcement and compliance with the provisions of the compact, its rules and bylaws, and other such duties as deemed necessary;

SB391,41,23 b. Recommend to the commission changes to the rules or bylaws, changes to this compact legislation, fees charged to compact member states, fees charged to licensees, and other fees;

SB391,41,25 c. Ensure compact administration services are appropriately provided, including by contract;

SB391,42,1 d. Prepare and recommend the budget;

SB391,42,2 e. Maintain financial records on behalf of the commission;

SB391,42,4 f. Monitor compact compliance of member states and provide compliance reports to the commission;

SB391,42,5 g. Establish additional committees as necessary;

SB391,42,9 h. Exercise the powers and duties of the commission during the interim between commission meetings, except for adopting or amending rules, adopting or amending bylaws, and exercising any other powers and duties expressly reserved to the commission by rule or bylaw; and

SB391,42,10 i. Other duties as provided in the rules or bylaws of the commission.

SB391,42,11 2. The executive committee shall be composed of up to eleven (11) members:

SB391,42,13 a. The chair and vice chair of the commission shall be voting members of the executive committee; and

SB391,42,15 b. The commission shall elect five voting members from the current membership of the commission.

SB391,42,17 c. Up to four (4) ex officio, nonvoting members from four (4) recognized national social work organizations.

SB391,42,18 d. The ex officio members will be selected by their respective organizations.

SB391,42,20 3. The commission may remove any member of the executive committee as provided in the commission's bylaws.

SB391,42,21 4. The executive committee shall meet at least annually.

SB391,42,24 a. Executive committee meetings shall be open to the public, except that the executive committee may meet in a closed, nonpublic meeting as provided in par. (f) 2. below.

SB391,43,3 b. The executive committee shall give seven (7) days' notice of its meetings, posted on its website and as determined to provide notice to persons with an interest in the business of the commission.

SB391,43,5 c. The executive committee may hold a special meeting in accordance with par. (f) 1. b. below.

SB391,43,7 (e) The commission shall adopt and provide to the member states an annual report.

SB391,43,10 (f) Meetings of the commission. 1. All meetings shall be open to the public, except that the commission may meet in a closed, nonpublic meeting as provided in par. (f) 2. below.

SB391,43,14 a. Public notice for all meetings of the full commission of meetings shall be given in the same manner as required under the rule-making provisions in sub. (12), except that the commission may hold a special meeting as provided in par. (f) 1. b. below.

SB391,43,19 b. The commission may hold a special meeting when it must meet to conduct emergency business by giving 48 hours' notice to all commissioners, on the commission's website, and other means as provided in the commission's rules. The commission's legal counsel shall certify that the commission's need to meet qualifies as an emergency.

SB391,43,23 2. The commission or the executive committee or other committees of the commission may convene in a closed, nonpublic meeting for the commission or executive committee or other committees of the commission to receive legal advice or to discuss:

SB391,43,24 a. Noncompliance of a member state with its obligations under the compact;

SB391,44,2 b. The employment, compensation, discipline or other matters, practices or procedures related to specific employees;

SB391,44,4 c. Current or threatened discipline of a licensee by the commission or by a member state's licensing authority;

SB391,44,5 d. Current, threatened, or reasonably anticipated litigation;

SB391,44,7 e. Negotiation of contracts for the purchase, lease, or sale of goods, services, or real estate;

SB391,44,8 f. Accusing any person of a crime or formally censuring any person;

SB391,44,10 g. Trade secrets or commercial or financial information that is privileged or confidential;

SB391,44,12 h. Information of a personal nature where disclosure would constitute a clearly unwarranted invasion of personal privacy;

SB391,44,13 i. Investigative records compiled for law enforcement purposes;

SB391,44,16 j. Information related to any investigative reports prepared by or on behalf of or for use of the commission or other committee charged with responsibility of investigation or determination of compliance issues pursuant to the compact;

SB391,44,18 k. Matters specifically exempted from disclosure by federal or member state law; or

SB391,44,19 L. Other matters as promulgated by the Commission by Rule.

SB391,44,22 3. If a meeting, or portion of a meeting, is closed, the presiding officer shall state that the meeting will be closed and reference each relevant exempting provision, and such reference shall be recorded in the minutes.

SB391,45,4 4. The commission shall keep minutes that fully and clearly describe all matters discussed in a meeting and shall provide a full and accurate summary of actions taken, and the reasons therefore, including a description of the views expressed. All documents considered in connection with an action shall be identified in such minutes. All minutes and documents of a closed meeting shall remain under seal, subject to release only by a majority vote of the commission or order of a court of competent jurisdiction.

SB391,45,7 (g) Financing of the commission. 1. The commission shall pay, or provide for the payment of, the reasonable expenses of its establishment, organization, and ongoing activities.

SB391,45,9 2. The commission may accept any and all appropriate revenue sources as provided in par. (c) 13.

SB391,45,16 3. The commission may levy on and collect an annual assessment from each member state and impose fees on licensees of member states to whom it grants a multistate license to cover the cost of the operations and activities of the commission and its staff, which must be in a total amount sufficient to cover its annual budget as approved each year for which revenue is not provided by other sources. The aggregate annual assessment amount for member states shall be allocated based upon a formula that the commission shall promulgate by rule.

SB391,45,19 4. The commission shall not incur obligations of any kind prior to securing the funds adequate to meet the same; nor shall the commission pledge the credit of any of the member states, except by and with the authority of the member state.

SB391,46,2 5. The commission shall keep accurate accounts of all receipts and disbursements. The receipts and disbursements of the commission shall be subject to the financial review and accounting procedures established under its bylaws. However, all receipts and disbursements of funds handled by the commission shall be subject to an annual financial review by a certified or licensed public accountant, and the report of the financial review shall be included in and become part of the annual report of the commission.

SB391,46,14 (h) Qualified immunity, defense, and indemnification. 1. The members, officers, executive director, employees and representatives of the commission shall be immune from suit and liability, both personally and in their official capacity, for any claim for damage to or loss of property or personal injury or other civil liability caused by or arising out of any actual or alleged act, error, or omission that occurred, or that the person against whom the claim is made had a reasonable basis for believing occurred within the scope of commission employment, duties or responsibilities; provided that nothing in this subdivision shall be construed to protect any such person from suit or liability for any damage, loss, injury, or liability caused by the intentional or willful or wanton misconduct of that person. The procurement of insurance of any type by the commission shall not in any way compromise or limit the immunity granted hereunder.

SB391,46,24 2. The commission shall defend any member, officer, executive director, employee, and representative of the commission in any civil action seeking to impose liability arising out of any actual or alleged act, error, or omission that occurred within the scope of commission employment, duties, or responsibilities, or as determined by the commission that the person against whom the claim is made had a reasonable basis for believing occurred within the scope of commission employment, duties, or responsibilities; provided that nothing herein shall be construed to prohibit that person from retaining their own counsel at their own expense; and provided further, that the actual or alleged act, error, or omission did not result from that person's intentional or willful or wanton misconduct.

SB391,47,8 3. The commission shall indemnify and hold harmless any member, officer, executive director, employee, and representative of the commission for the amount of any settlement or judgment obtained against that person arising out of any actual or alleged act, error, or omission that occurred within the scope of commission employment, duties, or responsibilities, or that such person had a reasonable basis for believing occurred within the scope of commission employment, duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result from the intentional or willful or wanton misconduct of that person.

SB391,47,11 4. Nothing herein shall be construed as a limitation on the liability of any licensee for professional malpractice or misconduct, which shall be governed solely by any other applicable state laws.

SB391,47,15 5. Nothing in this compact shall be interpreted to waive or otherwise abrogate a member state's state action immunity or state action affirmative defense with respect to antitrust claims under the Sherman Act, Clayton Act, or any other state or federal antitrust or anticompetitive law or regulation.

SB391,47,17 6. Nothing in this compact shall be construed to be a waiver of sovereign immunity by the member states or by the commission.

SB391,47,19 (11) Data system. (a) The commission shall provide for the development, maintenance, operation, and utilization of a coordinated data system.

SB391,47,21 (b) The commission shall assign each applicant for a multistate license a unique identifier, as determined by the rules of the commission.

SB391,47,24 (c) Notwithstanding any other provision of state law to the contrary, a member state shall submit a uniform data set to the data system on all individuals to whom this compact is applicable as required by the rules of the commission, including:

SB391,47,25 1. Identifying information;

SB391,48,1 2. Licensure data;

SB391,48,2 3. Adverse actions against a license and information related thereto;

SB391,48,5 4. Nonconfidential information related to alternative program participation, the beginning and ending dates of such participation, and other information related to such participation not made confidential under member state law;

SB391,48,6 5. Any denial of application for licensure, and the reason(s) for such denial;

SB391,48,7 6. The presence of current significant investigative information; and

SB391,48,9 7. Other information that may facilitate the administration of this compact or the protection of the public, as determined by the rules of the commission.

SB391,48,14 (d) The records and information provided to a member state pursuant to this compact or through the data system, when certified by the commission or an agent thereof, shall constitute the authenticated business records of the commission, and shall be entitled to any associated hearsay exception in any relevant judicial, quasi-judicial or administrative proceedings in a member state.

SB391,48,16 (e) Current significant investigative information pertaining to a licensee in any member state will only be available to other member states.

SB391,48,20 1. It is the responsibility of the member states to report any adverse action against a licensee and to monitor the database to determine whether adverse action has been taken against a licensee. Adverse action information pertaining to a licensee in any member state will be available to any other member state.

SB391,48,23 (f) Member states contributing information to the data system may designate information that may not be shared with the public without the express permission of the contributing state.

SB391,49,3 (g) Any information submitted to the data system that is subsequently expunged pursuant to federal law or the laws of the member state contributing the information shall be removed from the data system.

SB391,49,10 (12) Rule making. (a) The commission shall promulgate reasonable rules in order to effectively and efficiently implement and administer the purposes and provisions of the compact. A rule shall be invalid and have no force or effect only if a court of competent jurisdiction holds that the rule is invalid because the commission exercised its rule-making authority in a manner that is beyond the scope and purposes of the compact, or the powers granted hereunder, or based upon another applicable standard of review.

SB391,49,16 (b) The rules of the commission shall have the force of law in each member state, provided however that where the rules of the commission conflict with the laws of the member state that establish the member state's laws, regulations, and applicable standards that govern the practice of social work as held by a court of competent jurisdiction, the rules of the commission shall be ineffective in that state to the extent of the conflict.

SB391,49,20 (c) The commission shall exercise its rule-making powers pursuant to the criteria set forth in this subsection and the rules adopted thereunder. Rules shall become binding on the day following adoption or the date specified in the rule or amendment, whichever is later.