SECURITIES

Revocation, 551.34

Suspension, 551.34

Misleading filings, 551.54

Notice, exemption proceedings, 551.24 (6)

Opinions, 551.64

Orders, 551.63

Powers and duties, generally, 551.60

Publication of information, 551.51, 551.60

Registration, see Securities-4. Securities Law

Representations, unlawful, 551.55

Rules, 551.63

Advertising, 551.53

Broker-dealers, fraudulent activities, 551.43

Clearing corporations, business by, 551.33 (6)

Delinquent or deficient filings of information, fees, 551.52

Examinations, expenses of, 551.52 (3)

Licensing and notice filing procedure, 551.32

Post-licensing provisions, 551.33

Sales, prohibited, 551.60 (2)

Security exemptions, deny or revoke by order, 551.24

Service of process, 551.65

Stockholders, list may be required, 551.60 (4)

Stop order proceedings, 551.28

Trading, order suspension, 551.60 (3)

Unlawful activities, 551.51 (2)

Violations of law:

Procedure, 551.58

Publication of information, 551.56 (1) (c)

Witnesses, subpoenas, 551.56

Securities 4. Securities Law 4. Securities Law
Generally, Ch. 551

Administration, 551.51

Administrative assessments, 551.605

Administrative files, 551.64

Advertising, regulation, 551.53

Advisory activities, fraud, 551.44

Agents:

Licensing and notice filing procedure, 551.32

Licensing requirements, exceptions, 551.31 (2)

Post-licensing provisions, 551.33

Application to take-over offers, 552.25

Banks, licensing, 551.31 (5)

Broker-dealers:

Fees for licenses, 551.52 (2)

Fraudulent activities, 551.43

Licensing and notice filing procedure, 551.32

Licensing requirements, exception, 551.31 (1)

Post-licensing provisions, 551.33

State delinquent support collection:

Disclosure of financial records, 224.40

Lien and levy on accounts, 49.854

Records matching program, 49.853

Burden of proof, 551.24 (2)

Chapter, scope, 551.66

Civil liabilities, 551.59

Criminal liability, 551.58

Definitions, 551.02

Exemption proceedings, 551.24

Exempt securities, 551.22

Unlawful representations, 551.55

Exempt transactions, 551.23

Unlawful representations, 551.55

Federal covered securities, required filings, 551.29

Fees and expenses, 551.52

Files, administrative, 551.64

Filings, misleading, 551.54

Forms, 551.63

Franchise investment, see Franchise Investment Law

Fraudulent practices, 551.41 to 551.44

Hearings, 551.56 (1) (d), 551.61

How cited, 551.01

Illegal sales, remedies, 551.59

Injunctions, 551.57

Stay commissioner's orders, 551.62

Insurance corporations, regulation of securities, 611.31

Insurance fraternals, regulation of securities, 614.31

Insurance service corporations, regulation of securities, 613.31

Investigations by securities division, 551.56

Investment advisers:

Licensing and notice filing procedure, 551.32

Licensing and notice filing requirements, 551.31

Post-licensing provisions, 551.33

Investor education, 551.605

Judicial review, 551.61

Liability for violations, 551.59

Licenses:

Denial, 551.34

Expiration dates, 551.31 (4)

Procedure, 551.32

Register, 551.64 (2)