Rules for determining status under chapter:
Acquisition of security or financial asset, 408.104 Whether obligations are securities or financial assets, 408.103 Authenticating trustee, duty of, 408.407 Broker, see Intermediaries, under this subhead
Certificated securities:
Evidentiary rules, regarding, 408.114 Issue and issuers, see Issue and issuers, under this subhead
Clearing corporation rules, 408.111 Cooperatives, applicability of chapter 408, 185.25 Creditors’ rights, effect of legal process, 408.112 Assurance of effectiveness, 408.402 Entitlement order:
Duty of intermediary to comply with, 408.507 Housing and economic development authority notes and bonds, 234.08 (4) Assurance of effectiveness, 408.402 Demand that issuer not register transfer, 408.403 Intermediary:
Adverse claims:
Duties:
Changing entitlement holder’s position to other form of security holding, 408.508 Distributions and payments, 408.505 Entitlement orders, compliance with, 408.507 Exercise of rights as directed by entitlement holder, 408.506, 408.509 Financial assets, maintain, 408.504 Manner of performance of duties, 408.509 Property interest of entitlement holder in asset held by, 408.503 Securities account, acquisition of securities entitlement from intermediary, 408.501 Issue and issuers:
Certificates:
Unauthorized signature on, effect, 408.205 Lost, destroyed or stolen certificated securities, replacement, 408.405 Notice to issuer, requirement, 408.406 Registration, see Registration of transfers, under this subhead
Responsibilities and defenses, 408.202 Restrictions on transfer by, effect, 408.204 Rights and duties respecting registered owners, 408.207 Signature by authenticating trustee, registrar or transfer agent, effect, 408.208 Lost, destroyed or stolen certificated securities:
Notice to issuer, requirement, 408.406 Notice:
Registered owners, rights and liabilities, 408.207 Registrar:
Registration of transfer:
Authenticating trustee, transfer agent or registrar, 408.407 Demand that issuer not register transfer, duty, 408.403 Endorsement, see Endorsement, under this subhead
Securities account, acquisition of securities entitlement from intermediary, 408.501 Priority between security interests and entitlement holders, 408.511 Signatures:
Authenticating trustee, registrar or transfer agent, effect, 408.208 Certificates issued with unauthorized, effect, 408.205 Staleness as notice of defects or defenses, 408.203
