Written Comments
Interested persons are invited to present information at the hearing. Persons appearing may make an oral presentation but are urged to submit facts, opinions and argument in writing as well. Facts, opinions and argument may also be submitted in writing without a personal appearance by mail addressed to the Department of Regulation and Licensing, Office of Administrative Rules, P.O. Box 8935, Madison, Wisconsin 53708. Written comments must be received by August 18, 1999 to be included in the record of rule-making proceedings.
Analysis Prepared by the Dept. of Regulation and Licensing
Statutes authorizing promulgation: ss. 15.08 (5) (b) and 227.11 (2), Stats.
Statutes interpreted: ss. 443.01 (7e), 443.02 (3m), 443.037 (intro.), (2) (intro.), (3) and (4), 443.09 (4r), 443.10 (1) (e) and 443.14 (12), Stats.
In this proposed rule-making order the Examining Board of Architects, Landscape Architects, Professional Engineers, Designers and Land Surveyors repeal and amend rules that relate to the practice of professional geology. 1997 Wis. Act 300 created the Examining Board of Professional Geologists, Hydrologists and Soil Scientists. With the repeal of the provisions of Chapter 443, Stats., the Examining Board of Architects, Landscape Architects, Professional Engineers, Designers and Land Surveyors repeal and amend rules that relate to the practice of professional geology.
In SECTIONS 1, 3, 4, 5, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16 the references to “professional geologists," “professional geologist section," “professional geological" and “professional geology" are repealed. The rules relating to professional geologists are now in the newly-created Examining Board of Professional Geologists, Hydrologists and Soil Scientists.
In SECTION 2, the composition of the rules committee is changed from “6 sections of the board" to “5 sections of the board" because of the removal of the professional geology section. And in SECTION 17, Chapter A-E 10, which relates to professional geologist registration, is repealed in its entirety.
The specific sections repealed are: Section A-E 2.03 (2) (f) and chapter A-E 10. The specific sections amended are: Sections A-E 1.02 (1) and (3), 1.03 (2) (a), 2.01, 2.02 (1), (2), (4) and (6), 2.03 (1) (a) and (b), 8.02, 8.03 (1), (2) (intro.) and (a), (3) (intro.) and (a), (5) (d) and (e), 8.04 (intro.), 8.05 (1) (intro.), 8.06 (intro.), 8.07 (intro.), (1) and (2), 8.08 (intro.), 8.09 (intro.), (1) and (2), 8.10 (1) and (3) and 8.11 (3).
Text of Rule
SECTION 1. A-E 1.02 (1) and (3) are amended to read:
A-E 1.02 (1) “Board" or “joint board" means the examining board of architects, landscape architects, professional geologists, professional engineers, designers and land surveyors.
(3) “Section of the board" means either the architect section, the landscape architect section, the professional geologist section, the professional engineer section, the designer section or the land surveyor section.
SECTION 2. A-E 1.03 (2) (a) is amended to read:
A-E 1.03 (2) (a) Composition. The rules committee of the board is comprised of one member from each section and 3 public members. The board chair shall appoint the 3 public members from any of the 6 5 sections of the board.
SECTION 3. A-E 2.01 is amended to read:
A-E 2.01 Purpose. The purpose of rules in this chapter is to specify general requirements and procedures which apply to persons credentialed by any section of the board. Requirements specific to architects, landscape architects, professional geologists, professional engineers, designers or land surveyors are specified in chs. A-E 3, 4, 5, 6, 7, and 9 10.
SECTION 4. A-E 2.02 (1), (2), (4) and (6) are amended to read:
A-E 2.02 (1) Each architect, landscape architect, professional geologist, professional engineer, designer and land surveyor shall obtain a seal that complies with board specifications for registration seals. The overall diameter may not be less than 1 5/8 inches nor more than 2 inches. Each seal shall include the registrant's name, registration or permit number and city.
(2) The following designs for registration seals have been approved:
(designs not included)
(4) Each sheet of plans, drawings, documents, specifications and reports for architectural, landscape architectural, professional geologists, professional engineering, design or land surveying practice shall be signed, sealed and dated by the registrant or permit holder who prepared, or directed and controlled preparation of, the written material, except as specified in sub. (5).
(6) Any addition, deletion or other revision to each sheet of plans, drawings, documents, specifications and reports for architectural, landscape architectural, professional geological, professional engineering, design or land surveying practice which affects public health and safety or any state or local code requirements may not be made unless signed, sealed and dated by the registrant or permit holder who made or directed and controlled the making of the revision.
SECTION 5. A-E 2.03 (1) (a) and (b) are amended to read:
A-E 2.03 (1) (a) “Firm" means any sole proprietorship, partnership or corporation located in Wisconsin which provides or offers to provide architectural, landscape architectural, professional geological, professional engineering, design or land surveying services to the public.
(b) “Resident" means a currently-registered architect, landscape architect, professional geologist, professional engineer, designer or land surveyor who spends the majority of his or her working schedule in one firm location and who is in charge of and responsible for the type of services offered or provided from that location.
SECTION 6. A-E 2.03 (2) (f) is repealed.
SECTION 7. A-E 8.02 is amended to read:
A-E 8.02 Intent. The intent of the examining board in adopting this chapter is to establish rules of professional conduct for the professions of architecture, landscape architecture, professional geology, professional engineering, designing and land surveying. A violation of any standard specified in this chapter may result in disciplinary action under ss. 443.11 to 443.13, Stats.
SECTION 8. A-E 8.03 (1), (2) (intro.) and (a), (3) (intro.) and (a) and (5) (d) and (e) are amended to read:
A-E 8.03 (1) “Gross negligence in the practice of architecture, landscape architecture, professional geology, professional engineering, designing and land surveying" means the performance of professional services by an architect, landscape architect, professional geologist, professional engineer, designer or land surveyor which does not comply with an acceptable standard of practice that has a significant relationship to the protection of health, safety or public welfare and is performed in a manner indicating that the professional knew or should have known, but acted with indifference to or disregard of, the accepted standard of practice.
(2) “Incompetency in the practice of architecture, landscape architecture, professional geology, professional engineering, designing or land surveying" means conduct which demonstrates any of the following:
(a) Lack of ability or fitness to discharge the duty owed by an architect, landscape architect, professional geologist, professional engineer, designer or land surveyor to a client or employer or to the public.
(3) “Misconduct in the practice of architecture, landscape architecture, professional geology, professional engineering, designing or land surveying" means an act performed by an architect, landscape architect, professional geologist, professional engineer, designer or land surveyor in the course of the profession which jeopardizes the interest of the public, including any of the following:
(5) (d) Mere assumption by an architect, landscape architect, professional geologist, professional engineer, designer or land surveyor of responsibility for work without having control of the work.
(e) Assuming charge, control or direct supervision of work in which the architect, landscape architect, professional geologist, professional engineer, designer or land surveyor does not have technical proficiency.
SECTION 9. A-E 8.04 (intro.) is amended to read:
A-E 8.04 Offers to perform services shall be truthful. When offering to perform professional services, an architect, landscape architect, professional geologist, professional engineer, designer or land surveyor:
SECTION 10. A-E 8.05 (1) (intro.) is amended to read:
A-E 8.05 (1) An architect, landscape architect, professional geologist, professional engineer, designer or land surveyor:
SECTION 11. A-E 8.06 (intro.) is amended to read:
A-E 8.06 Professional obligations. An architect, landscape architect, professional geologist, professional engineer, designer or land surveyor:
SECTION 12. A-E 8.07 (intro.), (1) and (2) are amended to read:
A-E 8.07 Unauthorized practice. An architect, landscape architect, professional geologist, professional engineer, designer or land surveyor:
(1) Shall assist in enforcing laws which prohibit the unlicensed practice of architecture, landscape architecture, professional geology, professional engineering, designing and land surveying by reporting violations to the board.
(2) May not delegate professional responsibility to unlicensed persons and may not otherwise aid or abet the unlicensed practice of architecture, landscape architecture, professional geology, professional engineering, designing or land surveying.
SECTION 13. A-E 8.08 (intro.) is amended to read:
A-E 8.08 Maintenance of professional standards. An architect, landscape architect, professional geologist, professional engineer, designer or land surveyor:
SECTION 14. A-E 8.09 (intro.), (1) and (2) are amended to read:
A-E 8.09 Adherence to statutes and rules. An architect, landscape architect, professional geologist, professional engineer, designer or land surveyor:
(1) Shall comply with the requirements in ch. 443, Stats., rules in this chapter and all other federal, state and local codes which relate to the practice of architecture, landscape architecture, professional geology, professional engineering, designing and land surveying.
(2) May not engage in conduct that may adversely affect his or her fitness to practice architecture, landscape architecture, professional geology, professional engineering, designing or land surveying.
SECTION 15. A-E 8.10 (1) and (3) are amended to read:
A-E 8.10 (1) No architect, landscape architect, professional geologist, professional engineer or designer may sign, seal or stamp any plans, drawings, documents, specifications or reports for architectural, landscape architectural, professional geological, engineering or design practice which are not prepared by the registrant or under his or her personal direction and control.
(3) No architect, landscape architect, professional geologist, professional engineer, designer or land surveyor shall allow work performed by him or her or under his or her personal direction and control to be signed, sealed or stamped by another except that an architect, landscape architect, professional geologist, professional engineer, designer or land surveyor working under the personal direction and control of another registrant may allow that registrant to sign and seal or stamp the work.
SECTION 16. A-E 8.11 (3) is amended to read:
A-E 8.11 (3) Signing or sealing plans, specifications, reports, maps, plats, or charts prepared for the practice of architecture, landscape architecture, professional geology, professional engineering, designing or land surveying.
SECTION 17. Chapter A-E 10 is repealed.
Fiscal Estimate
1. The anticipated fiscal effect on the fiscal liability and revenues of any local unit of government of the proposed rule is: $0.00.
2. The projected anticipated state fiscal effect during the current biennium of the proposed rule is: $0.00.
3. The projected net annualized fiscal impact on state funds of the proposed rule is: $0.00.
Initial Regulatory Flexibility Analysis
These proposed rules will be reviewed by the department through its Small Business Review Advisory Committee to determine whether there will be an economic impact on a substantial number of small businesses, as defined in s. 227.114 (1) (a), Stats.
Copies of Rule and Contact Information
Copies of this proposed rule are available without cost upon request to:
Pamela Haack
Department of Regulation and Licensing
Office of Administrative Rules
1400 East Washington Avenue, Room 171
P.O. Box 8935
Madison, WI 53708
Telephone (608) 266-0495
Notice of Submission of Proposed Rules to the Presiding Officer of each House of the Legislature, Under S. 227.19, Stats.
Please check the Bulletin of Proceedings for further information on a particular rule.
Agriculture, Trade and Consumer Protection (CR 98-142):
Chs. ATCP 77 and HSS 165 - Relating to certification of laboratories engaged in public health testing of milk, water and food.
Agriculture, Trade and Consumer Protection (CR 99-18):
Chs. ATCP 10 and 11 - Relating to paratuberculosis (Johne's disease).
Employment Relations Commission (CR 95-179):
SS. ERC 1.06, 2.02 and 12.02 and chs. ERC 10 and 20 - Relating to fees for complaints, grievance arbitration, mediation, fact-finding, interest arbitration and transcripts.
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