SECURITIES COMMISSIONER

securities commissioner SECURITIES COMMISSIONER

Administration of corporate take-over law, 552.13

Administration of law, 551.51

Administrative files, 551.64

Advertising, regulations, 551.53

Advisory activities, fraud, regulated, 551.44

Agents, licensing procedure, 551.32

  Post-licensing provisions, 551.33

Annual financial information to security holders, 551.60 (1)

Appointment by governor, term, 15.06 (1) (b)

Appropriation, 20.185

Broker-dealers, fraudulent activities, regulations, 551.43

  Licensing procedure, 551.32

  Post-licensing provisions, 551.33

Comity, registration and filing requirements on take-over offers, determination by order, 552.08

Corporate take-over law, regulation, Ch. 552

Creation of office, 15.85

Criminal violations, corporate take-over law, refer evidence to attorney general or district attorney, 552.19

Deputy commissioner, appointment, 551.51

  Salary, 20.923 (8)

  Unclassified, 230.08 (2) (l)

Disclosure of information, illegal, 551.51 (2)

Examinations, charge for expenses, 551.52 (3)

Exemptions, unlawful representations, 551.55

Fees, filing corporate take-over registration statement, 552.15

Files, administrative, 551.64

Filings, misleading, 551.54

Forms, 551.63

Franchise investment, administration of law, 553.71

  Administrative files, 553.75

  Advertising, regulation, 553.53

  Amendment to registration statement, 553.31

  Application for registration to be filed, 553.26

  Appropriation for regulation, 20.185

  Denial, suspension of registrations or exemptions, 553.28

  Disclosure of information by commissioner, 553.74

  Enforcement of criminal penalties, 553.57

  Exemption from registration by commissioner, 553.25

  Fees, 553.72

  Forms, 553.58

  General registration requirements, 553.27

  Investigations regarding violations, 553.55

  Judicial review of acts, 553.56 (5)

  Notice, hearings, final order, 553.56

  Opinions by commissioner, 553.75

  Orders, 553.58, 553.60

  Order to deny exemption from registration, 553.24

  Powers, 553.60

  Records open to public inspection, 553.74

  Registration statement renewal, authority, 553.30

  Rules, 553.58

  Service of process, commissioner is attorney, 553.73

Fraudulent and deceptive practices under corporate take-over law, 552.09 (5)

Hearings, 551.56 (1) (d), 551.61

  Regarding corporate take-over law, expenses, 552.15

Injunctions, 551.57

  Corporate take-over law, 552.17

  Stay of orders, 551.62

Investigations, 551.56

Investment advisers, licensing procedure, 551.32