SECURITIES COMMISSIONER

  Advertising, regulation, 553.53

  Amendment to registration statement, 553.31

  Application for registration to be filed, 553.26

  Appropriation for regulation, 20.185

  Denial, suspension of registrations or exemptions, 553.28

  Disclosure of information by commissioner, 553.74

  Enforcement of criminal penalties, 553.57

  Exemption from registration by commissioner, 553.25

  Fees, 553.72

  Forms, 553.58

  General registration requirements, 553.27

  Investigations regarding violations, 553.55

  Judicial review of acts, 553.56 (5)

  Notice, hearings, final order, 553.56

  Opinions by commissioner, 553.75

  Orders, 553.58, 553.60

  Order to deny exemption from registration, 553.24

  Powers, 553.60

  Records open to public inspection, 553.74

  Registration statement renewal, authority, 553.30

  Rules, 553.58

  Service of process, commissioner is attorney, 553.73

Fraudulent and deceptive practices under corporate take-over law, 552.09 (5)

Hearings, 551.56 (1) (d), 551.61

  Regarding corporate take-over law, expenses, 552.15

Injunctions, 551.57

  Corporate take-over law, 552.17

  Stay of orders, 551.62

Investigations, 551.56

Investment advisers, licensing procedure, 551.32

  Post-licensing provisions, 551.33

Judicial review, 551.61

Licenses, denial, 551.34

  Register, 551.64 (2)

  Revocation, 551.34

  Suspension, 551.34

Misleading filings, 551.54

Notice, exemption proceedings, 551.24 (6)

Oath, 15.06 (8)

Offerors under corporate take-over law, limitations on, 552.11

Office, creation, 15.85

  Full-time, 15.06 (3)

Opinions, 551.64

Orders, 551.63

  Regarding corporate take-over law, 552.08, 552.13

Ownership information in corporate take-over, filing of with commissioner, 552.03

Powers, 551.60

Publication of information, 551.56 (1) (c)

Registration by coordination, duties, 551.25

Registration by qualification, duties, 551.26

Registration, denial, 551.28

  Revocation, 551.28

  Suspension, 551.28

  Take-over offers, filing of statement, may call hearing, 552.05

  Unlawful representations, 551.55

Registration statements, duties, 551.27

  Register, 551.64 (2)

Representations, unlawful, 551.55

Rules, 551.63

  Advertising, 551.53

  Broker-dealers, fraudulent activities, 551.43

  Clearing corporations, business by, 551.33 (6)

  Corporate take-over law, 552.13

  Delinquent or deficient filings of information, fees, 551.52, 553.72 (2)

  Examinations, expenses of, 551.52 (3)

  Licensing procedure, 551.32

  Post-licensing provisions, 551.33

Salary, 20.923 (4)

Sales, prohibited, 551.60 (2)

Security exemptions, deny or revoke by order, 551.24

Service of process, 551.65

Solicitation materials in corporate take-overs, file with commissioner, 552.07

Stockholders, list may be required, 551.60 (4)

Stop order proceedings, 551.28

Trading, order suspension, 551.60 (3)

Unlawful activities, 551.51 (2)

Violations of law, procedure, 551.58

  Publication of information, 551.56 (1) (c)

Witnesses, subpoenas, 551.56