COMMERCIAL CODE

Fiduciaries, endorsement by, 408.308

  Transfer, duty of inquiry, 408.403 (3)

Financial intermediary, definition, 408.313 (4)

Fraud, rights acquired by transferee participating in, 408.302 (4)

Genuineness, lack of as a defense, 408.202 (3)

Governmental agency, issuance by, 408.202 (2)

Guarantor as issuer, 408.201 (2)

Guaranty of endorsement, 408.312 (5)

Indemnification, bond of adverse claimant, 408.403 (2) (b)

Initial transaction statement, completion or alteration, 408.206

  To whom, 408.408 (4)

  Unauthorized signature on, 408.205

Injunctions, transfer, 408.315 (3)

Instructions, assurance of effectiveness, 408.402

  Effect of unauthorized, 408.311

  Guarantee of, 408.312

  Originators of, warranties, 408.306

Intermediary, warranty by, 408.306 (3)

Issuer, defined, 408.201

  Duty to inquire into certificated security presented for registration, 408.403

  Duty to register transfer, pledge or release, 408.401

  Lien of, 408.103

  Power to require assurance of effectiveness of endorsements, 408.402

  Registration, liabilities, 408.404

  Responsibilities and defenses, 408.202

  Restrictions on transfer by, 408.204

  Rights and duties re registered owners and pledgees, 408.207

Law governing, 408.106, 408.109

Levy upon security, 408.317

Liability for registration, 408.404

Lien of issuer, 408.103

Limited interest transferee, 408.301 (2)

Lost certificated securities, 408.405

Negotiability of securities, 408.105

  Housing and economic development authority notes and bonds, 234.08 (4)

Nondelivery as a defense, 408.202 (4)

Notice, adverse claims, 408.304, 408.305, 408.403

  Defect or defense, 408.202, 408.203

Overissue, effect of, 408.104

Partial endorsement, 408.308 (3)

Partnership, copy of articles as notice of matters affecting transfer, 408.402 (4)

Pledge, duty of issuer to register, 408.401

  Proof of authority, 408.316

  Registration and release; uncertificated securities, 408.108

  Statements of uncertificated securities, 408.408

  Within central depository system, 408.320

Pledgee, warranty of, 408.306 (4)

Presentment, certificated securities, warranties on, 408.306

Presumptions, 408.105

Price, action for, 408.107

Purchaser, rights acquired by, 408.301

  Right to proof of authority to transfer, pledge or release on books, 408.316

  Transfer to, 408.313

  When owner, 408.313 (2)

Registered owners, liabilities of, 408.207 (7)

Registrar, duty of, 408.406

  Signature by, 408.208

Registration of transfer, pledge or release:

  Duty of issuer, 408.401

  Issuer's duty of inquiry, 408.403

  Liability for, 408.404

  Lost, destroyed or stolen certificated securities, 408.405

Release, duty of issuer to register, 408.401

  Proof of authority, 408.316

  Statements of uncertificated securities, 408.408

Replacement of lost, destroyed or stolen certificated securities, 408.405 (2)

Restrictions on transfer, 408.204

Securities transferable, 408.107

Security interests; enforceability, attachment, perfection and termination of, 408.321

Short title, 408.101

Signatures, authenticating trustee, registrar or transfer agent, 408.205 (1), 408.208

  Guarantee of, 408.312, 408.402 (2)

  Unauthorized, 408.205

Special endorsement, 408.308 (2)

Staleness as notice of adverse claims, 408.305

Staleness as notice of defects or defenses, 408.203

Statements and instructions not negotiable, 408.105

Statements of uncertificated securities, 408.408

Statute of frauds, application to sale of, 408.319

Statutes on fiduciary security transfers, law controlling, 408.109

Stolen certificated securities, 408.405

Transfer, 408.107

  Action against transferee for wrongful transfer, 408.315

  Certificated securities, warranties on, 408.306

  Duty of issuer to register, 408.401

  Duty, when completed, 408.314

  Proof of authority, 408.316

  Restrictions on, 408.204

  Statements of uncertificated securities, 408.408