SECURITIES

  Records open to public inspection, 553.74

  Registration statement renewal, authority, 553.30

  Rules, 553.58

  Service of process, commissioner is attorney, 553.73

Fraudulent and deceptive practices under corporate take-over law, 552.09 (5)

Hearings, 551.56 (1) (d), 551.61

  Regarding corporate take-over law, expenses, 552.15

Injunctions, 551.57

  Corporate take-over law, 552.17

  Stay of orders, 551.62

Investigations, 551.56

Investment advisers:

  Licensing procedure, 551.32

  Post-licensing provisions, 551.33

Judicial review, 551.61

Licenses:

  Denial, 551.34

  Register, 551.64 (2)

  Revocation, 551.34

  Suspension, 551.34

Misleading filings, 551.54

Notice, exemption proceedings, 551.24 (6)

Oath, 15.06 (8)

Offerors under corporate take-over law, limitations on, 552.11

Office:

  Creation, 15.85

  Full-time, 15.06 (3)

Opinions, 551.64

Orders, 551.63

  Regarding corporate take-over law, 552.08, 552.13

Ownership information in corporate take-over, filing of with commissioner, 552.03

Powers, 551.60

Publication of information, 551.56 (1) (c)

Registration:

  Denial, 551.28

  Revocation, 551.28

  Suspension, 551.28

  Take-over offers, filing of statement, may call hearing, 552.05

  Unlawful representations, 551.55

Registration by coordination, duties, 551.25

Registration by qualification, duties, 551.26

Registration statements:

  Duties, 551.27

  Register, 551.64 (2)

Representations, unlawful, 551.55

Rules, 551.63

  Advertising, 551.53

  Broker-dealers, fraudulent activities, 551.43

  Clearing corporations, business by, 551.33 (6)

  Corporate take-over law, 552.13

  Delinquent or deficient filings of information, fees, 551.52, 553.72 (2)

  Examinations, expenses of, 551.52 (3)

  Licensing procedure, 551.32

  Post-licensing provisions, 551.33

Salary, 20.923 (4)

Sales, prohibited, 551.60 (2)

Security exemptions, deny or revoke by order, 551.24

Service of process, 551.65

Solicitation materials in corporate take-overs, file with commissioner, 552.07

Stockholders, list may be required, 551.60 (4)

Stop order proceedings, 551.28

Trading, order suspension, 551.60 (3)

Unlawful activities, 551.51 (2)

Violations of law:

  Procedure, 551.58

  Publication of information, 551.56 (1) (c)

Witnesses, subpoenas, 551.56

securities - 3. securities law 3. Securities Law
Generally Ch. 551

Administration, 551.51

Administrative assessments, 551.605

Administrative files, 551.64

Advertising, regulation, 551.53

Advisory activities, fraud, 551.44

Agents:

  Licensing procedure, 551.32

  Licensing requirements, exceptions, 551.31 (2)

  Post-licensing provisions, 551.33

American stock exchange securities, exempt, 551.22 (7)

Application to take-over offers, 552.25

Banks, licensing, 551.31 (5)

Broker-dealers:

  Fees for licenses, 551.52 (2)

  Fraudulent activities, 551.43

  Licensing procedure, 551.32

  Licensing requirements, exception, 551.31 (1), (1m)

  Post-licensing provisions, 551.33

  Securities, exempt, 551.22 (14)

Burden of proof, 551.24 (2)

Canadian securities, exempt, 551.22 (2)