Notice:
Pledge:
Duty of issuer to register,
408.401
Registration and release, uncertificated securities,
408.108
Within central depository system,
408.320
Presentment, certificated securities, warranties on,
408.306
Purchaser:
Delivery without endorsement,
408.307
Right to proof of authority to transfer, pledge or release on books,
408.316
Registered owners, rights and liabilities,
408.207
Registrar:
Registration of transfer, pledge or release:
Lost, destroyed or stolen certificated securities,
408.405
Release:
Duty of issuer to register,
408.401
Signatures:
Authenticating trustee, registrar or transfer agent,
408.208
Staleness as notice of adverse claims,
408.305
Staleness as notice of defects or defenses,
408.203
Statements of uncertificated securities,
408.408
Statute of frauds, application to sale of,
408.319
Stolen certificated securities,
408.405
Duty of issuer to register,
408.401
Within central depository system,
408.320
Transfer agent:
Unauthorized endorsement or instruction,
408.311
Unauthorized signature, effect of,
408.205
Uncertificated securities:
Adverse claims, issuer's duty,
408.403
Issuer's rights and duties,
408.207
Perfecting security interest, multiple state transactions,
409.103 (6)
Registration of pledge and release,
408.108
Warranties:
Arising from guaranty endorsement, signature or instruction,
408.312
Of originators of instructions,
408.306
On presentment and transfer of certificated securities,
408.306
Advertising, regulations,
551.53
Advisory activities, fraud, regulated,
551.44
Agents:
Post-licensing provisions,
551.33
Annual financial information to security holders,
551.60 (1)
Broker-dealers:
Fraudulent activities, regulations,
551.43
Post-licensing provisions,
551.33
Corporate take-over law, regulation:
Administration of corporate take-over law,
552.13
Comity, registration and filing requirements on take-over offers, determination by order,
552.08
Criminal violations, refer evidence to attorney general or district attorney,
552.19
Fees, filing registration statement,
552.15