Powers and duties, generally,
551.60
Representations, unlawful,
551.55
Broker-dealers, fraudulent activities,
551.43
Delinquent or deficient filings of information, fees,
551.52
Post-licensing provisions,
551.33
Security exemptions, deny or revoke by order,
551.24
Stop order proceedings,
551.28
Violations of law:
Administrative assessments,
551.605
Advertising, regulation,
551.53
Advisory activities, fraud,
551.44
Agents:
Post-licensing provisions,
551.33
Application to take-over offers,
552.25
Broker-dealers:
Post-licensing provisions,
551.33
Unlawful representations,
551.55
Unlawful representations,
551.55
Illegal sales, remedies,
551.59
Stay commissioner's orders,
551.62
Insurance corporations, regulation of securities,
611.31
Insurance fraternals, regulation of securities,
614.31
Insurance service corporations, regulation of securities,
613.31
Investigations by securities division,
551.56
Investment advisers:
Post-licensing provisions,
551.33
Liability for violations,
551.59
Licenses:
Requirements, exceptions,
551.31
Market manipulation: