INDEX

Investment advisers:

Licensing and notice filing procedure, 551.32

Licensing and notice filing requirements, 551.31

Post-licensing provisions, 551.33

Investor education, 551.605

Judicial review, 551.61

Liability for violations, 551.59

Licenses:

Denial, 551.34

Expiration dates, 551.31 (4)

Procedure, 551.32

Register, 551.64 (2)

Requirements, exceptions, 551.31

Revocation, 551.34

Suspension, 551.34

Market manipulation:

Civil liabilities, 551.59 (3)

Fraudulent practice, 551.42

Misleading filings, 551.54

Notice, exemption proceedings, 551.24 (6)

Opinions, 551.64

Orders, 551.63

Penalties, 551.58

Powers of securities division, 551.60

Purchaser's remedies, 551.59

Purchases, fraudulent practices, 551.41

Registration:

By coordination, 551.25

By qualification, 551.26

Denial, 551.28

Exemptions, 551.22, 551.23

Federal covered securities, required filings, 551.29

General provisions, 551.27

Requirement, 551.21

Revocation, 551.28

Statement, 551.27

Fee, 551.52 (1)

Register, 551.64 (2)

Suspension, 551.28

Unlawful representations, 551.55

Representations, unlawful, 551.55

Rules, 551.63

Sales, fraudulent practices, 551.41

Savings institution, licensing, 551.31 (5)

Scope of chapter, 551.66

Self-incrimination, immunity, 551.56 (3)

Seller's remedies, 551.59 (2)

Service of process, 551.65

Statute of limitations:

Civil liabilities, 551.59 (5)

Criminal liability, 551.58

Statutory policy, 551.67

Stop order proceedings, 551.28

Subpoenas, 551.56

Title of act, 551.01

Trust company:

Licensing, 551.31 (5)

Registration in name of nominee, 223.05 (2)

Securities 5. Securities of Public Service Corporations 5. Securities of Public Service Corporations
Generally, Ch. 184

Account for new issue and proceeds, 200.07

Application for authority to issue, 200.05

Capital impaired, impounding order, 200.11

Certificate of authority, 200.06

Consideration for issue, requirements, 200.04

Costs and fees, 200.10

Definitions, 200.01

Hearing to determine right to issue, 200.05

Impounding securities, 200.06

Investigations by commission, costs and fees, 200.10 (3)

Issuance:

Certificate of authority, 200.03

Regulations, hearing, 200.05

Judicial review, 200.08

Judicial sale, reorganization, 200.12

Mortgage or deed of trust given in borrowing money, 182.025

Penalties for violations, 200.09

Power of alienation, state control, 200.02

Stock, regulation, 200.13

Telecommunications utilities, 200.15

Validating securities issued without certificate of authority, 200.14

SECURITY FOR COSTS SECURITY FOR COSTS
See Courts-2. Costs and Fees

SEDITION SEDITION
Generally, 946.03

Seeds SEEDS

Agricultural, defined, 94.38

Analyses, 94.45

Certification, 94.40

Exemptions, 94.42

Germination standards, 93.07 (8), 94.45

Label locations, 94.385