Administration of corporate take-over law,
552.13
Comity, registration and filing requirements on take-over offers, determination by order,
552.08
Criminal violations, refer evidence to attorney general or district attorney,
552.19
Fees, filing registration statement,
552.15
Fraudulent and deceptive practices under corporate take-over law,
552.09 (5)
Expenses, hearings regarding,
552.15
Offerors, limitations on,
552.11
Ownership information, filing requirements,
552.03
Solicitation materials, filing requirements,
552.07
Exemptions, unlawful representations,
551.55
Investment advisers:
Licensing and notice filing procedure,
551.32
Post-licensing provisions,
551.33
Licenses:
Powers and duties, generally,
551.60
Representations, unlawful,
551.55
Broker-dealers, fraudulent activities,
551.43
Delinquent or deficient filings of information, fees,
551.52
Licensing and notice filing procedure,
551.32
Post-licensing provisions,
551.33
Security exemptions, deny or revoke by order,
551.24
Stop order proceedings,
551.28
Violations of law:
Administrative assessments,
551.605
Advertising, regulation,
551.53
Advisory activities, fraud,
551.44
Agents:
Licensing and notice filing procedure,
551.32
Post-licensing provisions,
551.33
Application to take-over offers,
552.25
Broker-dealers:
Licensing and notice filing procedure,
551.32
Post-licensing provisions,
551.33
State delinquent support collection:
Disclosure of financial records,
224.40
Lien and levy on accounts,
49.854
Records matching program,
49.853
Unlawful representations,
551.55