State of Wisconsin
Department of Administration
May 30, 2008
The Honorable, The Legislature:
This report is transmitted as required by s.
20.002(11)(f), Wisconsin Statutes, (for distribution to the appropriate standing committees under s.
13.172(3), Wisconsin Statutes) and confirms that the Department of Administration has found it necessary to exercise the "temporary reallocation of balances" authority provided by this section in order to meet payment responsibilities and cover resulting negative cash balances during the month of April 2008.
On April 1, 2008, the General Fund cash balance closed at a negative $303.2 million. This negative balance continued through April 18, 2008, when the fund's cash balance closed at a positive $114.6 million. The General Fund cash balance reached its intra month low of a negative $648.4 million on April 10, 2008. The negative balance was due to the difference in the timing of revenues and expenditures.
On April 1, 2008, the
Injured Patients and Families Compensation Fund cash balance closed at a negative $25.4 million. This negative balance continued through April 30, 2008, when the fund's cash balance closed at a negative $22.9 million.
The Injured Patients and Families Compensation Fund cash balance reached its intra month low of a negative $25.5 million on April 7, 2008. The negative balance was due to the transfer of $71.5 million to the General Fund pursuant to
2007 Wisconsin Act 20, and the pending liquidation of fund securities necessary to offset this shortfall.
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On April 1, 2008, the
Lottery Fund cash balance closed at a negative $2.2 million. This negative balance continued intermittently through April 25, 2008, when the fund's cash balance closed at a positive $3.0 million.
The Lottery Fund cash balance reached its intra-month low of a negative $2.6 million on April 3, 2008. The negative balance was due to the difference in the timing of revenues and expenditures.
On April 21, 2008, the Utility Public Benefits Fund cash balance closed at a negative $2.8 million. This negative balance continued through April 30, 2008, when the fund's cash balance closed at a negative $4.1 million (its intra-month low). The negative balance was due to the difference in the timing of revenues and expenditures.
The General Fund, Injured Patients and Families Compensation Fund, Lottery Fund, and Utility Public Benefits Fund shortfalls were not in excess of the statutory interfund borrowing limitations and did not exceed the balances of the funds available for interfund borrowing.
The distribution of interest earnings to investment pool participants is based on the average daily balance in the pool and each fund's share. Therefore, the monthly calculation by the State Controller's Office will automatically reflect the use of these temporary reallocations of balance authority, and as a result, the funds requiring the use of the authority will effectively bear the interest cost.
Sincerely,
Michael l. morgan
Secretary
Referred to joint committee on Finance.
__________________
State of Wisconsin
Public Service Commission
June 13, 2008
The Honorable, The Legislature:
The enclosed audit report on Alliant Energy Corporation and its impact on the operations of Wisconsin Power and Light Company was prepared as required by Wis. Stat. 196.795(7)(ar) for distribution to the Legislature under Wis. Stat. 13.172(2)
If you have any questions or comments about the report please contact Ms. Jodee Bartels of the Commission staff and (608) 267-9859.
Sincerely,
Sandra J. Paske
Secretary to the Commission
__________________
State of Wisconsin
Claims Board
June 16, 2008
The Honorable, The Senate:
Enclosed is the report of the State Claims Board covering heard on May 29, 2008.
Those claims approved for payment pursuant to the provisions of ss.
16.007 and
775.05 Stats., have been paid directly by the Board.
This report is for the information of the Legislature. The Board would appreciate your acceptance and publication of it in the Journal to inform the members of the Legislature.
Sincerely,
Cari Anne Renlund
Secretary
STATE OF WISCONSIN CLAIMS BOARD
The State of Wisconsin Claims Board conducted hearings at the State Capitol Building in Madison, Wisconsin, on May 29, 2008, upon the following claims:
Claimant Agency Amount
The following claims were considered and decided without hearings:
Claimant Agency Amount
The following claim, having been previously considered at a hearing on January 24, 2008, was considered and decided without hearing:
11. Jennifer Addis Health and Family $2,260.00
Services
The Board Finds:
1. Tabatha Blomberg of Milwaukee, Wisconsin, claims $3,271.84 for refund of overpayment of sales taxes. The claimant states that she received a notice on August 29, 2007, that the Department of Revenue (DOR) was missing her March 2005 sales tax return. The claimant states that she did not realize the return had not been filed and that the late payment she made in July 2007 was for an estimated March 2005 tax amount, not the actual tax due. The claimant completed the missing return, which showed an income of zero and no taxes due because her business is not open in the winter. She submitted the return on September 2, 2007. The claimant states that the original due date for the return would have been October 7, 2005, and that her September 2, 2007, filing therefore falls within the 2 year statute of limitations. She also points to the fact that she was working actively with DOR for a number of months to correct her tax problems and believes that during that time someone at DOR should have caught the fact that her March 2005 return was missing before she made her July 2007 payment based on an estimated amount.
The Department of Revenue recommends denial of this claim. DOR's records indicate that the claimant has a significant history of filing her sales tax returns late. DOR issued an estimated assessment on August 8, 2005, for failure to file the March 2005 return. DOR records indicate that the assessment was paid in full on July 6, 2007. On August 29, 2007, DOR sent the claimant another request that she file the missing return. The claimant filed the return on September 2, 2007, reporting no sales tax due. DOR states that §
77.59(4)(b), Stats., allows a claim for refund of sales tax to be filed within two years of a tax assessed and then paid. DOR states that the two year statute of limitations expired on August 8, 2007, and DOR has no authority to allow a refund for the claimant's return filed on September 2, 2007.
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The Board concludes the claim should be paid in the reduced amount of $1,635.92 based on equitable principles. The Board further concludes, under authority of §
16.007 (6m), Stats., payment should be made from the Claims Board appropriation §
20.505(4)(d), Stats.
2. Kathleen M. Howe of Wausau, Wisconsin, claims $785.00 for damages related to theft of personal property from a state-owned vehicle. The claimant is a food inspector working for the Department of Agriculture, Trade and Consumer Protection (DATCP). In January 2008, she went on a two night business trip to complete required inspections in her area, which covers 23 counties in northwestern Wisconsin. The claimant was using an assigned state vehicle during the trip. She arrived at the Osseo Super Valu to conduct an inspection and parked her vehicle in the parking lot around 11 AM. Her purse was under the front passenger seat, the state-assigned laptop (in her personal case) was behind the front passenger seat and her personal suitcase was on the back seat. When she returned to the vehicle approximately one hour later, she discovered a window smashed and all of the items stolen. She immediately contacted the Osseo Police Department and filed a report. None of her personal property was recovered. The claimant's bank card was used twice by the thief but her bank reimbursed her for those damages. The claimant's homeowner's insurance has a $1000 deductible and she therefore is not able to recover her losses from her insurer.
The Department of Agriculture, Trade and Consumer Protection has no objection to payment of this claim. DATCP states that the claimant was using a state-owned station wagon during her business trip. DATCP notes that inspectors are sometimes assigned station wagons in order to carry a variety of items used for inspections. DATCP states that inspectors leave their personal items in the vehicle during inspections because businesses are not expected to provide space for an inspector's personal items. DATCP states that, although the department was not intentionally or negligently responsible for the incident, neither was the claimant. DATCP therefore has no objection to reimbursing claimant for the amount requested.
The Board concludes the claim should be paid in the amount of $785.00 based on equitable principles. The Board further concludes, under authority of §
16.007 (6m), Stats., payment should be made from the Department of Agriculture, Trade and Consumer Protection appropriation §
20.115(1)(gb), Stats.
3. Helen Lutes of Tomahawk, Wisconsin claims $1,555.80 for money taken from the claimant's bank account by the Department of Revenue (DOR) relating to a Homestead Tax Credit. In May 2001, DOR issued an assessment stating that the claimant was not eligible for the Homestead Tax Credit she claimed on her 1997 taxes. She appealed the assessment but was denied. The claimant also appealed a similar adjustment to her 1998 taxes but that was also denied. The claimant states that she is a widow and that when her son was killed in 1996, she had his funeral taxes on her house. She alleges that DOR staff harassed her and took money from her account without notice. She further alleges that she could not apply for the federal stimulus rebate because DOR would seize that as well. The clamant believes that she is eligible for the Homestead Tax Credit and that DOR has wrongly taken money from her account.
The Department of Revenue recommends denial of this claim. DOR states that the claimant's 1997 Homestead Tax Credit claim was completed without including her Social Security income. She received a credit of $828. However, when the claimant's Social Security income is included; her total household income exceeds the threshold for Homestead Credit eligibility. DOR issued an assessment in March 2001 for return of the credit and also made a similar adjustment to the claimant's 1998 Homestead Tax Credit Claim. The claimant appealed both determinations and the Wisconsin Tax Appeals Commission upheld the denial of the credit for both tax years. DOR notes that the claimant has not filed a Homestead Tax Credit claim since 1998. DOR states that over the past seven years, it has written numerous letters of explanation to the claimant and also actively pursued collection of the assessment by intercepting the claimant's federal tax refunds. DOR states that it has not collected an excessive amount from the claimant on this liability and recommends denial of this claim.
The Board concludes there has been an insufficient showing of negligence on the part of the state, its officers, agents or employees and this claim is neither one for which the state is legally liable nor one which the state should assume and pay based on equitable principles.
4. Susan V. Marcquenski of Madison, Wisconsin, claims $339.35 for vehicle damage related to a series of catalytic converter thefts in the Madison area. The claimant, a Department of Natural Resources (DNR) employee, has a state-owned minivan that is assigned to her for her fish health work. When she needs to use the minivan, her personal vehicle is parked at the Science Operations Center. It is sometimes necessary for the claimant to take the minivan home for overnight trips or trips that require an early start to a destination in the opposite direction from the lab. The claimant states that this was the case on September 28, 2007, when she left her personal vehicle parked at the lab and took the minivan home so that she could drive to a seminar in Illinois early on Saturday morning. Approximately 27 vehicles along Progress Road had their catalytic converters stolen late on September 28th or early September 29th, including several trucks at a neighboring business, 4-5 state-owned vehicles and 3 personal vehicles in the Science Center parking lot. The claimant's vehicle was one of the vehicles damaged. She requests reimbursement for the cost to repair her vehicle.
The Department of Natural Resources recommends payment of this claim. Although the department does not normally recommend payment for damaged employee personal property, DNR feels that circumstances in this case warrant making an exception to that policy. DNR notes that, but for the claimant's need to use the state minivan for her business trip, her vehicle never would have been damaged. DNR also believes that it is a reasonable assumption that if the state-owned minivan had been in the parking lot, its converter would have been stolen instead of the claimant's and the DNR would have incurred a loss either way. The DNR believes that both equity and the unique circumstances of this situation warrant reimbursing the claimant for the cost of replacing her converter.
The Board concludes the claim should be paid in the amount of $339.35 based on equitable principles. The Board further concludes, under authority of §
16.007 (6m), Stats., payment should be made from the Department of Natural Resources appropriation §
20.370(4)(mu), Stats.
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5. Michael C. Sacotte of Racine, Wisconsin, claims $1,000.00 for money allegedly stolen during a basketball game at the University of Wisconsin-Parkside (UWP). On December 6, 2007, the claimant officiated a high school girls' basketball game at UWP. The claimant left his personal clothing and wallet in the changing area designated for officials. The claimant states that after he showered and changed, he realized that his credit card and money were missing from his wallet. Another individual using the room discovered a jacket and money missing. A police report was filed but the claimant's money was not recovered. The claimant states that he was never informed that the changing area would be unlocked during the game. The claimant states that the game manager later told him that when there were multiple games, they did not lock the changing area. The claimant believes that it was UWP's responsibility to at least monitor the room to make sure no unauthorized individuals had access to the area. The claimant requests reimbursement for his stolen money.
The University of Wisconsin recommends denial of this claim. The locker room that UWP made available to officials for the high school games is primarily for use by UWP faculty and staff using the recreational facilities. The room is not ordinarily locked during the hours the facility is open so that faculty and staff have access to it. The lockers in the room were unlocked. The UW points to the fact that the claimant could have supplied his own lock to secure his belongings or he could have asked the staff for a lock, but he did not. The UW does not believe that it was reasonable for the claimant to leave a large sum of cash in an unlocked locker and expect UWP to secure it for him. UWP allows high schools to use the recreational facility but does not agree to provide security for those games and has no relationship with the claimant or other game referees. It would not be appropriate for UWP to lock the room and prevent access to the area by faculty and staff. Finally, the UW notes that, according to the UWP Athletic Director, it is common practice for high school referees to leave their valuables locked in their cars during games.
The Board concludes there has been an insufficient showing of negligence on the part of the state, its officers, agents or employees and this claim is neither one for which the state is legally liable nor one which the state should assume and pay based on equitable principles.
6. Steven L. Schueler of Markesan, Wisconsin, claims $4,407.70 for reimbursement of legal fees incurred in defense of a criminal charge arising from the performance of his duties as an employee at Waupun Correctional Institution. The claimant conducted an investigation related to the discovery of contraband material in the cell of inmate Jason Procknow. Mr. Procknow later filed a complaint against the claimant alleging that the claimant physically assaulted him during the investigation. Judge Andrew Bissonnet, sitting as a John Doe judge, charged the claimant with violating §
940.29, Stats., (abuse of residents of penal facilities). The claimant states that the proof necessary in a John Doe proceeding is very low—a “reason to believe" standard, which is lower than probably cause. The claimant also points to the fact that §
968.26, Stats., which governs John Doe proceedings, does not allow the judge to consider investigative reports that cast doubt on the allegations. The claimant states that Mr. Procknow has a long history of lying and manipulative behavior. An internal investigation conducted by the security director of another institution found factual inconsistencies in Mr. Procknow's statements and no evidence supporting his allegations of abuse. The special prosecutor assigned to the case was able to evaluate elements not considered by the judge such as witness statements and Mr. Procknow's credibility. The prosecutor filed a motion to dismiss the charges based on the lack of evidence supporting the allegations and Mr. Procknow's credibility problems. The motion to dismiss and the claimant's request that the charges be expunged were both granted. The claimant states that these charges were directly related to the exercise of his lawful duties as a state employee. The claimant believes that his attorney's fees are reasonable and requests reimbursement of the $200 he has paid, plus the remaining balance of $4,207.07, pursuant to §
16.007(5) and
775.11, Stats.
The Department of Corrections supports payment of this claim. The Department does not dispute the facts as presented by the claimant and agrees that the claim is appropriate to pay pursuant to §
775.11, Stats., that the duties performed by the claimant were those expected of an employee, and that the attorney's fees are reasonable.
The Board concludes the claim should be paid in the amount of $4,407.70 pursuant to §
775.11, Stats. The Board further concludes, under authority of §
16.007 (6m), Stats., payment should be made from the Department of Corrections appropriation §
20.410(1)(a), Stats.
7. Edward Wilson, Sr. of Boscobel, Wisconsin, claims $168.72 for value of property allegedly damaged by Department of Corrections (DOC) staff. The claimant was transferred to the Wisconsin Secure Program Facility (WSPF) on May 25, 2007. The claimant's property was inventoried by WSPF on May 29, 2007. The clamant states that at WSPF there are no electrical outlets inside the cells but inmates are allowed to plug two electronics into the outlet outside the cell. If an inmate has an extension cord, he is allowed to plug in more than two electronics. The claimant states that he did not have an extension cord when he arrived at WSPF and was therefore not able to check whether his typewriter and razor were in working condition when he received his property. The claimant states that he ordered an extension cord, but that the order was delayed pending transfer of his money from Waupun Correctional Institution. The claimant states that as soon as he received his extension cord, he plugged in his typewriter and razor and discovered that they did not work. He immediately filed an Offender Complaint, but his complaint was denied because it was not filed within 14 days of his receipt of his property. The claimant asserts that he was not able to make this deadline because he had no way to test whether or not his property worked until he received his extension cord. The claimant also believes that DOC staff did not test his typewriter and razor when they inventoried his property as required by DOC procedures. The claimant alleges that his property was working when he left Waupun and that it must have been damaged by DOC staff.
The Department of Corrections recommends denial of this claim. DOC points to the fact that the Division of Adult Institutions policy requires staff to plug in electronic equipment to ensure that it is in working order before giving it to the inmate because inmates are not allowed to possess damaged property. If the claimant's typewriter and razor had not worked, they would not have been given to the claimant with his other property. Furthermore, DOC states that the claimant could have requested that staff plug in his typewriter and razor after he received the property. Inmates without extension cords may only have two items plugged in at a time, but they may request that staff plug in different items. The claimant did not have to wait until receiving his extension cord before plugging in the typewriter and razor. DOC rules state that Offender Complaints must be filed within 14 days of the incident giving rise to the complaint. The claimant's Offender Complaint was filed almost a month after he received his property and was rejected as untimely. Finally, DOC points to the fact that the property in question was in the claimant's possession and under his control for almost a month and there is therefore no way to prove when any damage occurred.
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The Board concludes there has been an insufficient showing of negligence on the part of the state, its officers, agents or employees and this claim is neither one for which the state is legally liable nor one which the state should assume and pay based on equitable principles.
8. James Burba of Portage, Wisconsin, claims $252.00 for a filing fee and associated costs related to a writ of certiorari he filed. The claimant states that in February 2004, while an inmate at the Wisconsin Secure Program Facility (WSPF), he requested a copy of the Grant County Directory from the Grant County Clerk. The claimant states that Grant County sent him the directory, but that WSPF did not allow him to have it. The claimant pursued appeals with WSPF and through the Inmate Complaint Program, but the denial of the directory was upheld. In June 2004, the claimant filed a writ of certiorari in Dane County Circuit Court. The court ruled that the claimant should be allowed access to the directory. The claimant requests reimbursement of his $152 filing fee and approximately $100 in supplies allegedly used in filing the action (paper, typewriter ribbons, photocopies, etc.). The claimant rejects the department's argument that, pursuant to §
814.25(2), Stats., he is not entitled to recovery of these costs because his action was related to prison conditions and he did not receive injunctive relief against the defendants. The claimant alleges that his writ of certiorari was based on the defendant violating his constitutional right of access to the courts and that the action had nothing to do with prison conditions. The claimant further alleges that the Court's decision was, in point of fact, prospective injunctive relief against the defendant for violating the claimant's constitutional rights. The claimant alleges that the department is misrepresenting the nature of his court action and requests reimbursement for his costs.
The Department of Corrections (DOC) recommends denial of this claim. It is DOC's position that the claimant is not entitled to recover costs or fees associated with the filing of his writ of certiorari. DOC points to §
814.25(2), Stats., which provides that no costs are allowed for actions relating to prison or jail conditions and that, although costs are allowed when a prisoner obtains prospective injunctive relief against a defendant, costs are not allowed for actions “related to prison or jail conditions that seek a remedy available by certiorari." DOC believes that Judge Foust did not grant prospective injunctive relief in the claimant's case but instead, simply ruled that the claimant was entitled to receive a copy of the directory he had requested. The claimant has received that directory and the department does not believe that he is entitled to any further relief based on the court's Decision.
The Board concludes there has been an insufficient showing of negligence on the part of the state, its officers, agents or employees and this claim is neither one for which the state is legally liable nor one which the state should assume and pay based on equitable principles.
9. Lee R. Crouthers of Stanley, Wisconsin, claims $132.92 for damage to a typewriter allegedly caused by Department of Corrections (DOC) staff. The claimant, an inmate at Stanley Correctional Institution, was placed in temporary lock up (TLU) on July 25, 2007, pending an investigation. The claimant states that when he went into TLU, his personal property was packed up and inventoried by DOC staff. The claimant states that his typewriter was working before he was placed in TLU. After the claimant was released from TLU, his property was returned and he discovered that his typewriter no longer worked. The claimant alleges that other inmates have told him that they saw DOC staff drop his typewriter when packing up his property. The claimant filed an inmate complaint regarding the damage to his typewriter but it was denied. He requests reimbursement for the cost of the typewriter.
The Department of Corrections recommends denial of this claim. When the claimant was placed in TLU, his property was packed up by institution staff and no damage was noted. DOC points to the fact that the claimant did not note any damage to his typewriter when he signed to receive his property back on August 8, 2007. In fact, the claimant did not file a complaint regarding the typewriter until August 19th, almost two weeks later. DOC also points to the fact that the claimant never appealed the dismissal of his complaint. Finally, DOC states that the claimant has provided no evidence that the damage to his typewriter occurred due to staff negligence or while under staff control.
The Board concludes there has been an insufficient showing of negligence on the part of the state, its officers, agents or employees and this claim is neither one for which the state is legally liable nor one which the state should assume and pay based on equitable principles.
10. Ontario A. Davis of Boscobel, Wisconsin, claims $199.40 for the value of property allegedly lost by the Department of Corrections (DOC). In February 2007, the claimant was transferred from Green Bay Correctional Institution (GBCI) to the Wisconsin Secure Program Facility (WSPF). The claimant did not receive his property at WSPF until May 11, 2007, at which time he noticed that many items were missing from his property. The claimant states that he filed a complaint regarding his missing property and appealed DOC's decision, which only reimbursed him for one pair of underwear. The claimant denies DOC's assertion that he could have sold, traded or given away his property. He points to the fact that this would be a violation of DOC rules and that he would have been charged with that violation if DOC truly suspected him of doing so. The claimant states that GBCI allows inmate workers to pack up other inmates' property while unsupervised and that it would therefore be easy for these workers to steal property from other inmates. Finally, the claimant points to the fact that his missing fan was purchased from the GBCI canteen yet was not noted on his GBCI inventory form. The claimant believes this is evidence that DOC is remiss in inventorying inmate property.
The Department of Corrections recommends denial of this claim. The claimant's Offender Complaint was reviewed by DOC. The Inmate Complaint Examiner found that, with the exception of one pair of underwear for which the claimant was reimbursed, there was no evidence that DOC was responsible for the alleged loss of any additional property. This decision was upheld upon review by both the institution Warden and the Correctional Complaint Examiner. At all levels of review, it was found that the claimant had provided no evidence that showed the missing items were in his cell when he was transferred or that the property was lost due to DOC staff negligence or while under staff control. DOC points to the fact that at any time, the claimant could have traded, sold or given away his property and the fact that he was not issued a conduct report is not proof that he did not do so.
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The Board concludes there has been an insufficient showing of negligence on the part of the state, its officers, agents or employees and this claim is neither one for which the state is legally liable nor one which the state should assume and pay based on equitable principles.
11. Jennifer Addis of Hancock, Wisconsin claims $2,260.00 reimbursement for out-of-pocket cost of a wheelchair seat not covered by Wisconsin Medicaid. This claim was previously considered at Hearing on January 24, 2008. At that time, the Board deferred decision on the claim and referred the claim to the Division of Hearings and Appeals. The Board specifically requested that the Hearing Examiner determine whether the power adjustable seat, as used by the claimant, is medically necessary and “contributes to the improvement of (her) medical condition" rather than being an item “for comfort and convenience" and, ultimately, whether or not the seat is covered by Medicaid.
The Hearing Examiner submits a Proposed Decision to the board finding that the power adjustable seat is not covered by Medicaid.
The Board concludes there has been an insufficient showing of negligence on the part of the state, its officers, agents or employees and this claim is neither one for which the state is legally liable nor one which the state should assume and pay based on equitable principles.
The Board concludes:
That the claims of the following claimants should be denied: