2015 Statutes Index

Assurance of effectiveness, 408.402

Effectiveness, 408.107

Guarantee of, effect, 408.306

Entitlement order:

Duty of intermediary to comply with, 408.507

Effectiveness, 408.107

Housing and economic development authority notes and bonds, 234.08 (4)

Instructions, 408.305

Assurance of effectiveness, 408.402

Demand that issuer not register transfer, 408.403

Effectiveness, 408.107

Guarantee of, effect, 408.306

Intermediary:

Adverse claims:

Assertion of claim, 408.502

Liability exception, 408.115

Duties:

Changing entitlement holder's position to other form of security holding, 408.508

Distributions and payments, 408.505

Entitlement orders, compliance with, 408.507

Exercise of rights as directed by entitlement holder, 408.506, 408.509

Financial assets, maintain, 408.504

Manner of performance of duties, 408.509

Other statutory duties, 408.509

Property interest of entitlement holder in asset held by, 408.503

Purchaser for value, when, 408.116

Securities account, acquisition of securities entitlement from intermediary, 408.501

Issue and issuers:

Certificates:

Incomplete or altered, 408.206

Unauthorized signature on, effect, 408.205

Issuer defined, 408.201

Lien of, 408.209

Lost, destroyed or stolen certificated securities, replacement, 408.405

Notice to issuer, requirement, 408.406

Overissue, 408.210

Registration, see Registration of transfers, under this subhead

Responsibilities and defenses, 408.202

Restrictions on transfer by, effect, 408.204

Rights and duties respecting registered owners, 408.207

Signature by authenticating trustee, registrar or transfer agent, effect, 408.208

Law governing, 408.110

Levy, 408.112

Lost, destroyed or stolen certificated securities:

Notice to issuer, requirement, 408.406

Replacement, 408.405

Notice:

Adverse claims, 408.105

Defect or defense, 408.202, 408.203

Overissue, effect of, 408.210

Registered owners, rights and liabilities, 408.207

Registrar:

Duty of, 408.407

Signature by effect, 408.208

Registration of transfer:

Authenticating trustee, transfer agent or registrar, 408.407

Demand that issuer not register transfer, duty, 408.403

Duty of issuer, 408.401

Endorsement, see Endorsement, under this subhead

Wrongful registration, 408.404

Securities account, acquisition of securities entitlement from intermediary, 408.501

Security interests, 409.106, 409.206

Priority between security interests and entitlement holders, 408.511

Saving provision, 408.603

Short title, 408.101

Signatures:

Authenticating trustee, registrar or transfer agent, effect, 408.208

Certificates issued with unauthorized, effect, 408.205

Guarantee, effect of, 408.306

Staleness as notice of defects or defenses, 408.203

Statute of frauds, inapplicable, 408.113

Transfer:

Court compelled, 182.25

Delivery defined, 408.301

Endorsement, see Endorsement, under this subhead

Instructions, see Instructions, under this subhead

Limited interest transferee, 408.302 (2)

Purchasers:

Defects and defenses affecting, 408.202

Protected purchasers, defined, rights, 408.303

Rights, 408.302, 408.307

Registration, see Registration of transfers, under this subhead

Restrictions on by issuer, effect, 408.204

Transfer agent:

Duty of, 408.407

Signature by, effect, 408.208

Trustee, signature by, effect, 408.208

Warranties:

Arising from guaranty endorsement, signature or instruction, 408.306