PSC 168.04(2)(b)
(b) A broker, acting as an intermediary, that assists end-user customers to obtain services directly from underlying providers at rates, terms and conditions that the customers could normally obtain on their own.
PSC 168.04(2)(c)
(c) A wholly owned subsidiary that is doing business in Wisconsin and is owned by a reseller previously certificated under this chapter, if the owning reseller notifies the commission in writing that it desires to extend its authorization to the subsidiary and will consolidate all requested or reportable revenue and service information of the subsidiary in its own responses or reports when complying with the information filing requirements of this chapter and ch.
PSC 160, governing the Wisconsin Universal Service Fund. Upon the commission's receipt of a notice under this paragraph, the owning and subsidiary entities shall be considered a single certificated entity for all purposes under this chapter.
PSC 168.04(2)(d)
(d) A vendor of prepaid calling cards, provided that another telecommunications provider certificated by this commission supplies the underlying telecommunications services for the prepaid cards and that the viability of the prepaid cards does not depend on actions of the vendor.
PSC 168.04(2)(e)
(e) A member of a definable class or type of reseller that the commission by order under this subsection has excluded from those resellers requiring certification under this chapter.
PSC 168.04(2)(f)
(f) A provider or a reseller of service that is exempt from commission regulation under s.
196.202, Stats.
PSC 168.04 Note
Note: Under this paragraph, cellular mobile radio telecommunications utilities that are exempt from commission regulation under s.
196.202, Stats., are not required to obtain certification to resell telecommunications services obtained from other providers. This rule also exempts from certification those entities engaged solely in the resale of cellular services. If a cellular service reseller, however, seeks to resell services from other providers other than cellular mobile radio telecommunications utilities, it would no longer be able to characterize its operations as wholly cellular resale and would be obliged under s.
PSC 168.04 (1) to secure certification under this chapter.
PSC 168.04(2)(g)
(g) A reseller whose telecommunications reselling activities are exempt from commission regulation by federal statute or a rule or order of the federal communications commission.
PSC 168.04 History
History: Cr.
Register, November, 1997, No. 503, eff. 12-1-97.
PSC 168.05(1)(1)
A telecommunications provider that is certified as a telecommunications reseller under s.
PSC 168.06 may do all of the following:
PSC 168.05(1)(a)
(a) Resell services approved for resale by the commission, as set forth in s.
PSC 168.03, and purchase and use access services from telecommunications providers.
PSC 168.05(1)(b)
(b) Own, operate, manage or control switches, processors, routers, and other equipment customarily found in a telecommunications utility switching office or wire center.
PSC 168.05(1)(d)
(d) Own, operate, manage, or control, in Wisconsin, transmission facilities, including wire, cable, fiber optics, or radio, and associated electronics, whose cost basis, including capital leases as defined by generally accepted accounting principles, does not exceed $400,000. The requirements of this paragraph shall be determined for the reseller as of the date of its application for certification and as of December 31 of each calendar year, based upon responses to annual commission questionnaires filed under s.
168.12.
PSC 168.05(2)
(2) Upon a petition from a reseller, or the commission's own motion, the commission may, after investigation, notice and opportunity for hearing, exempt the reseller from sub.
(1) (d), or reclassify the reseller as another type of telecommunications provider. When considering exempting or reclassifying a reseller, the commission may grant an exemption or order reclassification, with or without conditions to protect the public interest, based on the facts of the situation and any other information supplied by the provider.
PSC 168.05(3)
(3) Nothing in this section authorizes a telecommunications reseller to provide facilities-based local exchange services, as defined in s.
196.219 (1) (b), Stats., in municipalities served by small telecommunications utilities having 150,000 or fewer access lines in service in this state and for which certification in compliance with ss.
196.203,
196.499 (16), or
196.50 (2), Stats., is required.
PSC 168.05 History
History: Cr.
Register, November, 1997, No. 503, eff. 12-1-97;
CR 13-025: am. (1) (d), (3)
Register January 2014 No. 697, eff. 2-1-14; correction in (1) (c) made under s.
13.92 (4) (b) 7., Stats.,
Register January 2014 No. 697.
PSC 168.06(1)(1)
A telecommunications provider that must be certified as a telecommunications reseller under this chapter may not resell intrastate telecommunications services in Wisconsin without receiving and maintaining certification as provided in this chapter. If a telecommunications provider fails to obtain or maintain certification as a telecommunications reseller as required under this chapter, the provider's arrangements, contracts, and billings for resold intrastate telecommunications services rendered in Wisconsin without proper certification, are void.
PSC 168.06(2)
(2) A telecommunications reseller seeking certification as an alternative telecommunications utility reseller shall file a petition with the commission containing the following information:
PSC 168.06(2)(a)
(a) The legal name, address and telephone number of the telecommunications reseller.
PSC 168.06(2)(b)
(b) A list of marketing, trade or other names under which the reseller intends to conduct business.
PSC 168.06(2)(c)
(c) The name, title, telephone number and facsimile numbers of a responsible contact person for the company.
PSC 168.06(2)(d)
(d) An affidavit, signed by a corporate officer authorized to bind petitioner, that demonstrates that petitioner does not own, operate, manage or control, directly or indirectly, transmission facilities that are technologically capable of providing telecommunications service within Wisconsin and whose cost basis exceeds the limits specified in s.
PSC 168.05 (1) (d).
PSC 168.06(2)(e)
(e) If the petitioner is part of a holding company system, the names of all system affiliates and a description of the nature of their affiliations with the petitioner in the holding company system.
PSC 168.06(2)(f)
(f) As appropriate, a copy of a Wisconsin certificate of incorporation or a certificate from the department of financial institutions authorizing the petitioner to transact business in Wisconsin, and petitioner's state tax number.
PSC 168.06(2)(h)
(h) An affidavit, signed by a corporate officer authorized to bind petitioner, that verifies that all information provided in the petition is true and correct to the best of the officer's knowledge or belief, and that the officer understands the commission's requirement that each year, in order to continue certification in Wisconsin, an annual report must be timely filed and any required fee must be paid.
PSC 168.06(3)
(3) An original of the petition, and such number of copies as the commission may order, shall be filed with the secretary of the commission.
PSC 168.06 Note
Note: The mailing address of the commission is P.O. Box 7854, Madison, WI 53707-7854.
PSC 168.06(4)
(4) A fee for processing shall accompany a petition. A petition without the accompanying fee will not be accepted for filing and will be returned. The commission may determine by order the amount of the fee and the permissible form or forms of fee payment, which may include use of certified check, cashier's check or money order and shall be made payable to the public service commission of Wisconsin. The amount of the fee will not be returned to the petitioner if the petition is ultimately rejected by the commission.
PSC 168.06(5)(a)(a) On receipt of a reseller's completed petition for certification and fee, the commission shall review the petition and conduct such additional investigation, including hearing, as may be appropriate. Upon concluding its investigation, the commission may certify the petitioner, with or without conditions, as an alternative telecommunications utility reseller, unless the commission determines that grant of the petition is not in the public interest.
PSC 168.06 Note
Note: The current fee is $250, payable in any type of check or by money order. Cash is not acceptable.
PSC 168.06(5)(b)
(b) If a reseller is seeking recertification after a prior certification under this chapter expired or was revoked by the commission and it had operated in Wisconsin without certification, the commission may consider the following factors in determining any repayment, refund, or credit respecting the reseller's void arrangements, contracts, and billings under sub.
(1):
PSC 168.06(5)(b)1.
1. The reason for the failure to obtain certification of its operations under this chapter.
PSC 168.06(5)(b)2.
2. The cooperation of the reseller in resolving past deficiencies in conjunction with the application for re-certification.
PSC 168.06(5)(b)3.
3. The past conduct of the reseller during the period in which it operated without valid certification under this chapter.
PSC 168.06(5)(b)4.
4. The number and type of prior and pending consumer complaints against the reseller based upon violations of this chapter or regulations of any other governmental unit.
PSC 168.06(5)(b)5.
5. The impact of repayment, refund, or credit upon the financial viability of the reseller.
PSC 168.06(6)
(6) If, upon petition by an interested person, the commission finds that a term or condition imposed in an alternative telecommunications utility certificate issued pursuant to this chapter is unnecessary for the protection of the public interest or is not competitively neutral in its effect, the commission shall modify or rescind the term or condition.
PSC 168.06 History
History: Cr.
Register, November, 1997, No. 503, eff. 12-1-97;
CR 10-143: renum. (5) to be (5) (a), cr. (5) (b)
Register August 2011 No. 668, eff. 9-1-11.
PSC 168.07
PSC 168.07 Continuation of certification. PSC 168.07(1)(1)
A certificate issued under this chapter is subject to automatic expiration if the reseller fails to file the annual report required by s.
PSC 168.12, and the fee required under sub.
(2) if the certificated reseller is not subject to assessment under s.
PSC 168.09 (2). The expiration of a certificate shall be effective June 1 of the year in which the required report, or any fee required by this section, was not filed by April 1, or such later date as may be ordered by the commission.
PSC 168.07(2)
(2) A reseller not subject to assessment under s.
PSC 168.09 (2) shall pay a fixed fee with the filing of the annual report. The commission by order may determine the amount of the fee and the permissible form or forms of payment. An annual report received by the commission that is not accompanied by a required fee in the proper amount or form of payment will not be considered a substantially complete annual report filing for purposes of s.
PSC 168.13 (1) (a) and may be returned.
PSC 168.07 Note
Note: The current fee is $100, payable in any check form or by money order. Cash is not acceptable.
PSC 168.07(3)
(3) A reseller issued its initial certificate under s.
PSC 168.06 after January 1 and on or before April 1 shall comply with this section commencing in the succeeding calendar year.
PSC 168.07(4)
(4) Commencing upon December, 31, 1997, existing certificates of authority that are held by any type of alternative telecommunications utility and that authorize the holder to engage in any type of resale of intrastate telecommunications services, shall be treated as follows:
PSC 168.07(4)(a)
(a) Any alternative telecommunications utility reseller holding an interim or final certificate of authority from the commission remains authorized to conduct its telecommunications business in this state under that certificate. Any interim certificate, however, shall be deemed permanent and modified to authorize resale of intrastate telecommunications services in compliance with this chapter, including the provision for expiration of certification for failure to comply with this section. This paragraph does not apply to make permanent any certification that was originally granted on an interim basis on account of the petitioner's fitness and does not modify or rescind any terms and conditions imposed by the commission upon certifying under this chapter an alternative telecommunications utility reseller that is affiliated with a telecommunications utility authorized under s.
196.50 (2), Stats.
PSC 168.07 Note
Note: Under this paragraph resellers having interim authorization to provide alternative operator services under commission docket 05-TI-116 now have permanent certification to provide those services in accordance with this chapter. Any reseller that had interim certification because of a fitness question still has interim certification, but is obliged to comply with this chapter. Except for fitness limitations, all existing alternative telecommunications utility (ATU) reseller certificates are deemed modified to make the resale operations of such resellers uniformly subject to this chapter, except where the certificate contains unique terms and conditions on account of the ATU reseller's affiliation with a telecommunications utility. This provision does not make permanent those interim terms and conditions imposed on a certificate on account of a reseller's affiliation with a telecommunications utility. Those interim terms and conditions are subject to further investigation in docket 05-TI-138 or any related dockets dealing with affiliate relationships.
PSC 168.07(4)(b)
(b) Any alternative telecommunications utility other than a reseller certified under s.
196.01 (1d) (c), Stats., retains interim or permanent certification as provided in its certificate. Any authorization in the certificate to resell intrastate telecommunications services shall be deemed modified to incorporate by reference the duty to comply with this chapter, except as modified or supplemented by the express terms of the certificate or the provisions of any applicable commission order.
PSC 168.07 Note
Note: Under this paragraph, radio common carriers authorized to engage in resale must comply with this recreated ch.
PSC 168. Competitive local exchange carriers authorized to engage in resale comply with this chapter to the extent provided by their certificates and any commission order specifying differing obligations respecting resale in local exchange markets, as provided in docket 05-TI-138.
PSC 168.07 History
History: Cr.
Register, November, 1997, No. 503, eff. 12-1-97.
PSC 168.09(1)(1)
All alternative telecommunications utility resellers shall comply with the following sections of ch.
196, Stats.: ss.
196.02,
196.03 (6),
196.12,
196.14,
196.203,
196.207 (6),
196.208,
196.218, Stats., s.
196.219, Stats., excepting s.
196.219 (3) (b),
(em),
(f),
(g), and
(j), Stats., ss.
196.25,
196.26,
196.28,
196.37,
196.39,
196.395,
196.40,
196.41,
196.43,
196.44,
196.65 and
196.66, Stats.
PSC 168.09 Note
Note: The imposition of s.
196.203, Stats., reserves the jurisdiction of the commission to impose, as needed, additional provisions of ch.
196, Stats., not listed above. The imposition of s.
196.37, Stats., also effectively reserves the jurisdiction of the commission to take corrective action with respect to rates and services, if and when necessary.
PSC 168.09(2)
(2) Alternative telecommunications utility resellers having gross operating revenues derived from Wisconsin intrastate operations of $200,000 or more in a calendar year shall comply with and be subject to assessment as provided in ss.
196.85,
196.858, and
196.859, Stats.
PSC 168.09(3)
(3) Alternative telecommunications utility resellers are not required to comply with the provisions of ch.
201, Stats.
PSC 168.09(4)
(4) Under s.
PSC 168.12, alternative telecommunications utility resellers shall file with the commission responses to annual questionnaires regarding Wisconsin operations.
PSC 168.09(6)
(6) An alternative telecommunications utility reseller shall respond to any other requests from the commission for information.
PSC 168.09(7)
(7) Alternative telecommunications utilities engaging in resale shall comply with applicable regulations and orders of this commission and the federal communications commission, including rules and orders governing the execution and alteration of customer presubscription agreements or arrangements.
PSC 168.09 History
History: Cr.
Register, November, 1997, No. 503, eff. 12-1-97; correction in (3) made under s. 13.93 (2m) (b) 7., Stats.,
Register April 2007 No. 616;
CR 10-143: am. (2)
Register August 2011 No. 668, eff. 9-1-11;
CR 13-025: am. (4)
Register January 2014 No. 697, eff. 2-1-14;
correction in (1) made under s. 13.92 (4) (b) 7., Stats., Register January 2023 No. 805.
PSC 168.10
PSC 168.10 General notification requirement. An alternative telecommunications utility reseller certified under this chapter shall, within 20 days of the occurrence, notify the commission in writing of any change to information supplied in response to s.
PSC 168.06 (2) (a),
(b),
(c), or
(g).
PSC 168.10 History
History: Cr.
Register, November, 1997, No. 503, eff. 12-1-97;
CR 13-025: renum. (1) (intro.), (a) to 168.10 and am., r. (1) (b) to (d), (2)
Register January 2014 No. 697, eff. 2-1-14.
PSC 168.12
PSC 168.12 Reports and requests for information. PSC 168.12(1)(1)
Each reseller shall file with the commission by April 1 of each year responses to an annual commission questionnaire that provide details concerning the following:
PSC 168.12(1)(a)
(a) All changes in information filed with the reseller's petition requesting certification as an alternative telecommunications utility reseller.
PSC 168.12(1)(b)
(b) Adoption of other marketing, trade, or “doing business as" names.
PSC 168.12(1)(c)
(c) Acquisition of transmission facilities resulting in the telecommunications reseller owning, operating, managing or controlling transmission facilities whose cost basis exceeds the maximum specified in s.
PSC 168.05 (1) (d).
PSC 168.12(1)(d)
(d) Total gross operating revenues generated by the provision of intrastate Wisconsin telecommunications services, apportioned between wholesale and retail revenues. “Retail revenues" means only those revenues derived from services sold directly to retail end-user customers. “Wholesale revenues" means only those revenues from telecommunications services sold to other telecommunications providers.
PSC 168.12(1)(e)
(e) Intrastate minutes of use of telecommunications services provided by the reseller, number of Wisconsin wholesale customers and number of Wisconsin retail customers served by the reseller.
PSC 168.12(2)
(2) Each reseller shall respond to any other requests from the commission for information. The form designated by the commission for a request for confidential treatment of information shall accompany any confidential information filed.
PSC 168.12 Note
Note: Copies of the annual report form to be filed by telecommunications resellers and Form PSC-RM 7000 to request confidential treatment may be obtained from the Public Service Commission of Wisconsin, P.O. Box 7854, Madison, WI 53707‐7854.
PSC 168.12 History
History: Cr.
Register, November, 1997, No. 503, eff. 12-1-97;
CR 13-025: am. (1) (intro.), r. (1) (f)
Register January 2014 No. 697, eff. 2-1-14.
PSC 168.13
PSC 168.13 Revocation of certification. PSC 168.13(1)(1)
Certification of a reseller may be revoked under the procedure in sub.
(2) for any of the following reasons:
PSC 168.13(1)(a)
(a) Failure to file substantially complete responses to the commission's annual questionnaire required by s.
PSC 168.12.
PSC 168.13(1)(b)
(b) Failure to comply with any applicable provision of this chapter or of ch.
196, Stats.
PSC 168.13(1)(c)
(c) Failure to provide Wisconsin intrastate telecommunications service consistent with the provisions of s.
196.03 (6) or
196.203 (3), Stats., applicable provisions of
47 USC 151 to
613, or applicable rules and orders of the federal communications commission, including those relating to unauthorized changes of presubscribed providers, also known as “slamming."
PSC 168.13(1)(d)
(d) Failure to file reports or responses to requests for information, as may be required by the commission.
PSC 168.13(1)(e)
(e) Failure to comply with any other order or rule of the commission that is applicable to the reseller.
PSC 168.13(2)(a)(a) If the commission has determined that grounds for revocation exist, the commission may commence a revocation proceeding by mailing to the affected reseller, at its last known address on file with the commission, a written notice of the reasons for the proposed revocation of certification under this section.
PSC 168.13(2)(b)
(b) Within 30 days of the mailing date of the notice under par.
(a), a reseller may file a written response that may contain one or more of the following:
PSC 168.13(2)(b)1.
1. A showing that one or more of the commission's reasons for revocation have been resolved or cured.
PSC 168.13(2)(b)2.
2. A showing that one or more of the commission's reasons may be resolved in a remedial compliance plan for which the reseller requests commission acceptance and deferral of certificate revocation.
PSC 168.13(2)(b)3.
3. An objection to the commission's reasons for revocation and a request for hearing.
