Scope Statements
Health Services
This statement of scope was approved by the governor on July 26, 2012.
Rule No.
DHS 132, Nursing homes.
Relating to
The establishment of rules to guide the actions of the quality assurance and improvement committee to review proposals and award moneys for innovative projects.
Rule Type
Permanent.
Detailed Description of the Objective of the Proposed Rule
The department intends to cross-reference s.
50.04 (8) (b), Stats., as authority to establish and maintain a quality assurance and improvement committee to review proposals and award moneys for innovative projects, and to promulgate rules to guide the actions of the quality assurance and improvement committee.
Description of the Existing Policies Relevant to the Rule, New Policies Proposed to be Included in the Rule, and an Analysis of Policy Alternatives
Existing s.
DHS 132.16 requires the department to establish a quality assurance and improvement committee to review proposals and award funds for innovative projects approved by the committee as directed under s.
50.04 (8) (b), Stats., as created by
2011 Wisconsin Act 70. Under s.
DHS 132.16, members are appointed by the department's secretary for a term of up to 12 months and include representatives from the department, the board on aging and long term care, disability, aging and long term care advocates, facilities, and other persons with an interest or expertise in quality improvement or delivery of long term care services. Facility members must comprise at least half of the committee membership. The committee is required to:
•
Meet at least annually.
•
Develop criteria for review and approval of projects for the Secretary of Health Service's approval.
•
Review proposals submitted by facilities and approve proposals, defer a determination pending additional information, or deny proposals submitted based upon the criteria approved by the Secretary.
•
Identify projects to be addressed based on areas of need within a facility or corporation, the state or regions.
•
Develop opportunities and strategies for general improvement of licensed facilities.
•
Encourage proposals that develop innovative cost-effective methods for improving the operation and maintenance of facilities and that protects residents' rights, health, safety and welfare and improves residents' quality of life.
•
Disseminate within the department and to facilities and other interested individuals and organizations the information learned from approved projects.
•
Prepare an annual report to the Secretary of Health Services.
In reviewing s.
DHS 132.16, the department has determined that except for not referencing s.
50.04 (8), Stats., as authority for the committee and rules, s.
DHS 132.16 establishes and maintains a quality assurance and improvement committee to review proposals and award moneys for innovative projects and guides the actions of the committee, as directed by s.
50.04 (8), Stats.
Detailed Explanation of Statutory Authority for the Rule (Including the Statutory Citation and Language)
The department's authority to promulgate the rules are as follows:
Section
50.02 (2) (a), Stats.: The department, by rule, shall develop, establish and enforce regulations and standards for the care, treatment, health, safety, rights, welfare and comfort of residents in community-based residential facilities and nursing homes and for the construction, general hygiene, maintenance and operation of those facilities which, in the light of advancing knowledge, will promote safe and adequate accommodation, care and treatment of residents in those facilities; and promulgate and enforce rules consistent with this section. Such standards and rules shall provide that intermediate care facilities, which have 16 or fewer beds may, if exempted from meeting certain physical plant, staffing and other requirements of the federal regulations, be exempted from meeting the corresponding provisions of the department's standards and rules. The department shall consult with the department of safety and professional services when developing exemptions relating to physical plant requirements.
Section
50.04 (8), Stats.:
Protection and cost effectiveness programs; quality assurance.
(a) The department may distribute moneys from the appropriation account under s.
20.435 (6) (g) for innovative projects designed to protect the property and the health, safety, and welfare of residents in nursing homes and to improve the efficiency and cost effectiveness of the operation of facilities so as to improve the quality of life, care, and treatment of residents.
(b) The department shall establish and maintain a quality assurance and improvement committee to review proposals and award moneys for innovative projects, as described in par. (a), that are approved by the committee. The department shall promulgate rules to guide the actions of the quality assurance and improvement committee.
Section
227.11 (2), Stats.: Rule-making authority is expressly conferred as follows:
(a) Each agency may promulgate rules interpreting the provisions of any statute enforced or administered by the agency, if the agency considers it necessary to effectuate the purpose of the statute, but a rule is not valid if the rule exceeds the bounds of correct interpretation. All of the following apply to the promulgation of a rule interpreting the provisions of a statute enforced or administered by an agency:
1. A statutory or nonstatutory provision containing a statement or declaration of legislative intent, purpose, findings, or policy does not confer rule-making authority on the agency or augment the agency's rule-making authority beyond the rule-making authority that is explicitly conferred on the agency by the legislature.
2. A statutory provision describing the agency's general powers or duties does not confer rule-making authority on the agency or augment the agency's rule-making authority beyond the rule-making authority that is explicitly conferred on the agency by the legislature.
3. A statutory provision containing a specific standard, requirement, or threshold does not confer on the agency the authority to promulgate, enforce, or administer a rule that contains a standard, requirement, or threshold that is more restrictive than the standard, requirement, or threshold contained in the statutory provision.
Estimate of Amount of Time that State Employees will Spend Developing the Rule and of Other Resources Necessary to Develop the Rule
The department will spend approximately 8 staff hours for rulemaking. No other resources are necessary to develop the rule.
List with Description of All Entities that may be Affected by the Proposed Rule
The proposed rule would affect nursing homes and any individual or entity that submits a proposal to the quality assurance and improvement committee for review and request for money.
Summary and Preliminary Comparison with any Existing or Proposed Federal Regulation that is Intended to Address the Activities to be Regulated by the Proposed Rule
Section 1919(h)(2)(A)(ii) of the Social Security Act provides that Civil Money Penalty (CMP) funds collected by a state must be applied to the protection of the health or property of residents of nursing facilities that the state. The Centers for Medicare and Medicaid Services (CMS) collects CMP funds from nursing facilities that have failed to maintain compliance with federal nursing home requirements. CMS then distributes those funds received from Medicaid nursing facilities and from the Medicaid part of dually-participating skilled nursing facilities (SNFs) to the states. CMP funds may be used to support activities that benefit residents, including assistance to support and protect residents of a facility that closes or is decertified; projects that support resident and family councils and other consumer involvement in assuring quality care in facilities; and facility improvement initiatives approved by the Secretary of Health and Human Services. The quality assurance and improvement committee is the mechanism used by the Department of Health to review proposals and award CMP funds approved by the U. S. Department of Health and Human Services.
Anticipated Economic Impact of Implementing the Rule (Note: if the Rule is Likely to have a Significant Economic Impact on Small Businesses)
The department anticipates that the proposed rule will have little or no economic impact locally or statewide.
Contact Person
Pat Benesh, 608-264-9896.
Natural Resources
Environmental Protection—Air Pollution Control, Chs.
NR 400—
This revised statement of scope was approved by the governor on August 30, 2012. The original was approved by the governor on July 25, 2012 and published in
Register No. 680 on August 14, 2012.
Rule No.
AM-21-12
Relating to
Revisions to Chapters
NR 405 and
408 to maintain consistency with federal permit guidelines and to Chapters
NR 400 and
410 consistent with the repeal of Chapter
NR 411 for indirect source permits.
Rule Type
Permanent.
Detailed Description of the Objective of the Proposed Rule
