50.01(1g)(d)2.b.
b. Care or services other than board, information, referral, advocacy or job guidance; location and coordination of social services by an agency that is not affiliated with the owner, manager or operator, for which arrangements were made for an individual before he or she lodged in the place; or, in the case of an emergency, arrangement for the provision of health care or social services by an agency that is not affiliated with the owner, manager or operator.
50.01(1m)
(1m) "Facility" means a nursing home or community-based residential facility. If notice is required to be served on a facility or a facility is required to perform any act, "facility" means the person licensed or required to be licensed under
s. 50.03 (1).
50.01(2)
(2) "Nurse's assistant" means a person who performs routine patient care duties delegated by a registered nurse or licensed practical nurse who supervises the person, for the direct health care of a patient or resident. "Nurse's assistant" does not mean a person who is licensed, permitted, certified or registered under
ch. 441,
448,
449,
450,
451,
455 or
459 or a person whose duties primarily involve skills that are different than those taught in instructional programs for nurse's assistants.
50.01(3)
(3) "Nursing home" means a place which provides 24-hour services including board and room to 3 or more unrelated residents who because of their mental or physical condition require nursing care or personal care in excess of 7 hours a week. "Nursing home" does not include any of the following:
50.01(3)(c)
(c) A convent or facility owned or operated exclusively by and for members of a religious order that provides reception and care or treatment of an individual.
50.01(4m)
(4m) "Operator" means any person licensed or required to be licensed under
s. 50.03 (1).
50.01(4o)
(4o) "Personal care" means assistance with the activities of daily living, such as eating, dressing, bathing and ambulation.
50.01(4r)
(4r) "Plan of correction" means a nursing home's response to alleged deficiencies cited by the department on forms provided by the department.
50.01(5)
(5) "Primary function" means the basic or essential care, treatment or services provided to residents of a facility.
50.01(5m)
(5m) "Recuperative care" means care anticipated to be provided in a nursing home for a period of 90 days or less for a resident whose physician has certified that he or she is convalescing or recuperating from an illness or medical treatment.
50.01(6)
(6) "Resident" means a person cared for or treated in any nursing home or community-based residential facility, irrespective of how admitted.
50.01(6g)
(6g) "Respite care" means care anticipated to be provided in a nursing home for a period of 28 days or less for the purpose of temporarily relieving a family member or other caregiver from his or her daily caregiving duties.
50.01(6r)
(6r) "Short-term care" means recuperative care or respite care provided in a nursing home.
50.01(7)
(7) "Violation" means a failure to comply with any provision of this subchapter or administrative rule promulgated thereunder. An alleged deficiency in a nursing home reported in writing to the department by any of its authorized representatives shall not be deemed to be a violation until the department determines it is a violation by serving notice under
s. 50.04 (4). If the facility contests the department determination, the facility shall be afforded the due process procedures in this subchapter.
50.01 Annotation
Up to 7 hours of nursing care may be provided by a community based residential facility under sub. (1g) . Hacker v. DHSS, 197 W (2d) 441, 541 NW (2d) 766 ( 1995).
50.02
50.02
Department; powers and duties. 50.02(1)
(1)
Departmental authority. The department may provide uniform, statewide licensing, inspection and regulation of community-based residential facilities and nursing homes as provided in this subchapter. The department shall certify, inspect and otherwise regulate adult family homes, as specified under
s. 50.032 and shall license adult family homes, as specified under
s. 50.033. Nothing in this subchapter may be construed to limit the authority of the department of commerce or of municipalities to set standards of building safety and hygiene, but any local orders of municipalities shall be consistent with uniform, statewide regulation of community-based residential facilities. The department may not prohibit any nursing home from distributing over-the-counter drugs from bulk supply. The department may consult with nursing homes as needed and may provide specialized consultations when requested by any nursing home, separate from its inspection process, to scrutinize any particular questions the nursing home raises. The department shall, by rule, define "specialized consultation".
50.02(2)(a)(a) The department, by rule, shall develop, establish and enforce regulations and standards for the care, treatment, health, safety, rights, welfare and comfort of residents in community-based residential facilities and nursing homes and for the construction, general hygiene, maintenance and operation of those facilities which, in the light of advancing knowledge, will promote safe and adequate accommodation, care and treatment of residents in those facilities; and promulgate and enforce rules consistent with this section. Such standards and rules shall provide that intermediate care facilities, which have 16 or fewer beds may, if exempted from meeting certain physical plant, staffing and other requirements of the federal regulations, be exempted from meeting the corresponding provisions of the department's standards and rules. The department shall consult with the department of commerce when developing exemptions relating to physical plant requirements.
50.02(2)(am)
(am) The department shall promulgate all of the following rules with respect to adult family homes:
50.02(2)(am)1.
1. For the purposes of
s. 50.032, defining the term "permanent basis" and establishing minimum requirements for certification, certification application procedures and forms, standards for operation and procedures for monitoring, inspection, decertification and appeal of decertification. The rules shall be designed to protect and promote the health, safety and welfare of the disabled adults receiving care and maintenance in certified adult family homes.
50.02(2)(am)2.
2. For the purposes of
s. 50.033, establishing minimum requirements for licensure, licensure application procedures and forms, standards for operation and procedures for monitoring, inspection, revocation and appeal of revocation.
50.02(2)(b)1.1. The department shall conduct plan reviews of all capital construction and remodeling of nursing homes to ensure that the plans comply with building code requirements under
ch. 101 and with life safety code and physical plant requirements under
s. 49.498, this chapter or under rules promulgated under this chapter.
50.02(2)(b)2.
2. The department shall promulgate rules that establish a fee schedule for its services under
subd. 1. in conducting the plan reviews. The schedule established under these rules shall set fees for nursing home plan reviews in amounts that are less than the sum of the amounts required on September 30, 1995, for fees under this paragraph and for fees for examination of nursing home plans under s.
101.19 (1) (a), 1993 stats.
50.02(2)(c)
(c) If a nursing home is certified as a provider of services under
s. 49.45 (2) (a) 11. and is named in a verified complaint filed with the department stating that staffing requirements imposed on the nursing home are not being met, the department shall, in order to verify the staffing requirements, randomly inspect payroll records at the nursing home that indicate the actual hours worked by personnel and the number of personnel on duty. The department may not limit its inspection to schedules of work assignments prepared by the nursing home.
50.02(3)
(3) Considerations in establishing standards and regulations. 50.02(3)(a)(a) The department shall establish several levels and types of community-based residential facilities and nursing homes as provided in
par. (b), including a category or categories designed to enable facilities to qualify for federal funds.
50.02(3)(b)
(b) In setting standards and regulations, the department shall consider the residents' needs and abilities, the increased cost in relation to proposed benefits to be received, the services to be provided by the facility, the relationship between the physical structure and the objectives of the program conducted in the facility and the primary functions of the facility. Recognizing that size and structure will influence the ability of community-based residential facilities to provide a homelike environment, the legislature encourages the department to develop rules which facilitate in particular the development of: small facilities, small living units in larger facilities, individual residential units, independent living to the extent possible, and integration of residents into the community.
50.02(3)(c)
(c) The department shall promulgate rules to establish a procedure for waiver of and variance from standards developed under this section. The department may limit the duration of the waiver or variance.
50.02(3)(d)
(d) The department shall promulgate rules to establish a procedure for the admission, evaluation and care of short-term care nursing home residents. These rules shall specify that the nursing home or community-based residential facility shall be required to provide to the department as documentation of this admission, evaluation and care only that amount of information commensurate with the length of stay and the medical needs, if any, of the particular resident.
50.02(4)
(4) Reports to the board on aging and long-term care. The department shall submit at least one report quarterly to the board on aging and long-term care regarding enforcement actions, consultation, staff training programs, new procedures and policies, complaint investigation and consumer participation in enforcement under this subchapter and changes that may be needed under this subchapter. The department shall submit at least one report annually to the board on aging and long-term care regarding implementation of rules under
sub. (3) (d).
50.02 History
History: 1971 c. 125,
161;
1973 c. 122,
323,
327,
333;
1975 c. 119,
260;
1975 c. 413 ss.
5 to
8;
1977 c. 29,
170,
418;
1981 c. 20,
121,
391;
1983 a. 542;
1985 a. 29;
1987 a. 161;
1989 a. 336;
1991 a. 250;
1993 a. 16,
327;
1995 a. 27 ss.
3222 to
3225,
9116 (5);
1995 a. 98.
50.02 Annotation
Municipal ordinance which required registration of nursing homes was in direct conflict with (1) and, therefore, invalid. Volunteers of America v. Village of Brown Deer, 97 W (2d) 619, 294 NW (2d) 44 (Ct. App. 1980).
50.02 Annotation
The state has given the department preemptive authority over community-based residential facilities and nursing homes. 68 Atty. Gen. 45.
50.025
50.025
Plan reviews. The department may conduct plan reviews of all capital construction and remodeling of community-based residential facilities. The department shall promulgate rules that establish a fee schedule for its services in conducting the plan reviews.
50.025 History
History: 1977 c. 29;
1977 c. 170 ss.
7,
9;
1993 a. 16.
50.03
50.03
Licensing, powers and duties. 50.03(1)
(1)
Penalty for unlicensed operation. No person may conduct, maintain, operate or permit to be maintained or operated a community-based residential facility or nursing home unless it is licensed by the department. Any person who violates this subsection may, upon a first conviction, be fined not more than $500 for each day of unlicensed operation or imprisoned not more than 6 months or both. Any person convicted of a subsequent offense under this subsection may be fined not more than $5,000 for each day of unlicensed operation or imprisoned not more than one year in the county jail or both.
50.03(1m)
(1m) Distinct part or separate licensure for institutions for mental diseases. Upon application to the department, the department may approve licensure of the operation of a nursing home or a distinct part of a nursing home as an institution for mental diseases, as defined under
42 CFR 435.1009. Conditions and procedures for application for, approval of, operation under and renewal of licensure under this subsection shall be established in rules promulgated by the department.
50.03(2)(a)(a) The department shall make or cause to be made such inspections and investigations as it deems necessary.
50.03(2)(b)
(b) With approval of the department, the county board of any county having a population of 500,000 or more may, in an effort to assure compliance with this section, establish a program for the inspection of facilities licensed under this section within its jurisdiction. If a county agency deems such action necessary after inspection, the county agency may, after notifying the department, withdraw from the facility any persons receiving county support for care in a facility which fails to comply with the standards established by this section or rules promulgated under this section.
50.03(2)(c)
(c) The department shall conduct both announced and unannounced inspections. Inspections of records not directly related to resident health, welfare or safety shall be made between the hours of 8 a.m. and 5 p.m. unless specifically authorized by the secretary. Any employe of the department who intentionally gives or causes to be given advance notice of an unannounced inspection to any unauthorized person is subject to disciplinary action ranging from a 5-day suspension without pay to termination of employment.
50.03(2)(d)
(d) Any holder of a license or applicant for a license shall be deemed to have given consent to any authorized officer, employe or agent of the department to enter and inspect the facility in accordance with this subsection. Refusal to permit such entry or inspection shall constitute grounds for denial, nonrenewal or revocation of license as provided in
sub. (5).
50.03(2)(e)
(e) The applicant or licensee may review inspection reports and may submit additional information to the department. Portions of the record may be withheld to protect the confidentiality of residents or the identity of any person who has given information subject to the condition that his or her identity remain confidential.
50.03(2)(f)1.1. If a complaint is received by a community-based residential facility, the licensee shall attempt to resolve the complaint informally. Failing such resolution, the licensee shall inform the complaining party of the procedure for filing a formal complaint under this section.
50.03(2)(f)2.
2. Any individual may file a formal complaint under this section regarding the general operation of a community-based residential facility and shall not be subject to reprisals for doing so. All formal complaints regarding community-based residential facilities shall be filed with the county department under
s. 46.215 or
46.22 on forms supplied by the county department, unless the county department designates the department of health and family services to receive a formal complaint. The county department shall investigate or cause to be investigated each formal complaint. Records of the results of each investigation and the disposition of each formal complaint shall be kept by the county department and filed with the unit within the department of health and family services which licenses community-based residential facilities.
50.03(2)(f)3.
3. Upon receipt of a formal complaint, the county department may investigate the premises and records, and question the licensee, staff and residents of the community-based residential facility involved. The county department shall attempt to resolve the situation through negotiation or other appropriate means.
50.03(2)(f)4.
4. If no resolution is reached, the county department shall forward the formal complaint, the results of the investigation, and any other pertinent information to the unit within the department which may take further action under this chapter against the community-based residential facility. The unit shall review the complaint and may conduct further investigations, take enforcement action under this chapter or dismiss the complaint. The department shall notify the complainant in writing of the formal disposition of the complaint and the reasons therefor. If the complaint is dismissed, the complainant is entitled to an administrative hearing conducted by the department to determine the reasonableness of the dismissal.
50.03(2)(f)5.
5. If the county department designates the department to receive formal complaints, the subunit under
s. 46.03 (22) (c) shall receive the complaints and the department shall have all the powers and duties granted to the county department in this section.
50.03(2m)(a)(a) Each licensee or applicant for license shall file with the department the name and address of a person authorized to accept service of any notices or other papers which the department may send by registered or certified mail, with a return receipt requested.
50.03(2m)(b)
(b) Notwithstanding
s. 879.05, wherever in this subchapter the department is required to serve any notice or other paper on a licensee or applicant for license, personal service or the sending of the notice or paper by registered or certified mail, with a return receipt requested, to the most recent address on file with the department under
par. (a) shall constitute proper service.
50.03(3)
(3) Application for registration and license. 50.03(3)(am)(am) In this subsection, "managing employe" means a general manager, business manager, administrator, director or other individual who exercises operational or managerial control over, or who directly or indirectly conducts, the operation of the facility.
50.03(3)(b)
(b) The application for a license or a license renewal shall be in writing upon forms provided by the department and shall contain such information as the department requires, including the name, address and type and extent of interest of each of the following persons:
50.03(3)(b)1.
1. All managing employes and, if any, the director of nursing of the facility.
50.03(3)(b)2.
2. Any person who, directly or indirectly, owns any interest in any of the following:
50.03(3)(b)2.a.
a. The partnership, corporation or other entity which operates the facility;
50.03(3)(b)2.e.
e. Any mortgage, note, deed of trust or other obligation secured in whole or in part by the land on which or building in which the facility is located, except that disclosure of the disbursements of a secured mortgage, note, deed of trust or other obligation is not required; and
50.03(3)(b)2.f.
f. Any lease or sublease of the land on which or the building in which the facility is located.
50.03(3)(b)3.
3. If any person named in response to
subd. 1. or
2. is a partnership, then each partner.
50.03(3)(b)3L.
3L. If any person named in response to
subd. 1. or
2. is a limited liability company, then each member.
50.03(3)(b)4.
4. If any person named in response to
subd. 1. or
2. is a corporation, then each officer and director of the corporation. In the case of a corporation required to report under section 12 of the securities exchange act, a copy of that report shall meet the requirements of this subdivision with respect to stockholders of the corporation. A report filed under this subdivision shall be the most recent report required to be filed under section 12 of the federal securities exchange act.
50.03(3)(c)
(c) If any person named in response to
par. (b) 2. is a bank, credit union, savings bank, savings and loan association, investment association or insurance corporation, it is sufficient to name the entity involved without providing the information required under
par. (b) 4.
50.03(3)(d)
(d) The licensee shall promptly report any changes which affect the continuing accuracy and completeness of the information required under
par. (b).
50.03(3)(e)
(e) Failure by a nursing home to provide the information required under this subsection shall constitute a class "C" violation under
s. 50.04 (4).
50.03(3)(f)
(f) Community-based residential facilities applying for renewal of license shall report all formal complaints regarding their operation filed under
sub. (2) (f) and the disposition of each.
50.03(4)(a)1.a.a. Except as provided in
sub. (4m) (a), the department shall issue a license for a nursing home if it finds the applicant to be fit and qualified and if it finds that the nursing home meets the requirements established by this subchapter. The department, or its designee, shall make such inspections and investigations as are necessary to determine the conditions existing in each case and shall file written reports. The department shall promulgate rules defining "fit and qualified" for the purposes of this
subd. 1. a.
50.03(4)(a)1.b.
b. Except as provided in
sub. (4m) (b), the department shall issue a license for a community-based residential facility if it finds the applicant to be fit and qualified, if it finds that the community-based residential facility meets the requirements established by this subchapter and if the community-based residential facility has paid the license fee under
s. 50.037 (2) (a). In determining whether to issue a license for a community-based residential facility, the department may consider any action by the applicant or by an employe of the applicant that constitutes a substantial failure by the applicant or employe to protect and promote the health, safety or welfare of a resident. The department may deny licensure to or not renew licensure for any person who conducted, maintained, operated or permitted to be maintained or operated a community-based residential facility for which licensure was revoked. The department, or its designee, shall make such inspections and investigations as are necessary to determine the conditions existing in each case and shall file written reports. Before renewing the license of any community-based residential facility, the department shall consider all complaints filed under
sub. (2) (f) during the current license period and the disposition of each. The department shall promulgate rules defining "fit and qualified" for the purposes of this
subd. 1. b.
50.03(4)(a)2.
2. The past record of violations of applicable laws and regulations of the United States or of this or any other state, in the operation of a residential or health care facility, or in any other health-related activity by any of the persons listed in
sub. (3) (b) shall be relevant to the issue of the fitness of an applicant for issuance or renewal of a license.
50.03(4)(a)3.
3. Within 10 working days after receipt of an application for initial licensure of a community-based residential facility, the department shall notify the city, town or village planning commission, or other appropriate city, town or village agency if there is no planning commission, of receipt of the application. The department shall request that the planning commission or agency send to the department, within 30 days, a description of any specific hazards which may affect the health and safety of the residents of the community-based residential facility. No license may be granted to a community-based residential facility until the 30-day period has expired or until the department receives the response of the planning commission or agency, whichever is sooner. In granting a license the department shall give full consideration to such hazards determined by the planning commission or agency.
