CHAPTER 408
UNIFORM COMMERCIAL CODE — INVESTMENT SECURITIES
SHORT TITLE AND GENERAL MATTERS
408.102 Definitions and index of definitions; applicability.
408.104 Effect of overissue; "overissue".
408.105 Certificated securities negotiable; statements and instructions not negotiable; presumptions.
408.107 Securities transferable; action for price.
408.108 Registration of pledge and release of uncertificated securities.
408.109 Relationship to other statutes on fiduciary security transfers.
ISSUE—ISSUER
408.202 Issuer's responsibility and defenses; notice of defect or defense.
408.203 Staleness as notice of defects or defenses.
408.204 Effect of issuer's restrictions on transfer.
408.205 Effect of unauthorized signature on certificated security or initial transaction statement.
408.206 Completion or alteration of certificated security or initial transaction statement.
408.207 Rights and duties of issuer with respect to registered owners and registered pledgees.
408.208 Effect of signature of authenticating trustee, registrar or transfer agent.
PURCHASE
408.301 Rights acquired by purchaser.
408.302 "Bona fide purchaser"; "adverse claim"; title acquired by bona fide purchaser.
408.304 Notice to purchaser of adverse claims.
408.305 Staleness as notice of adverse claims.
408.306 Warranties on presentment and transfer of certificated securities; warranties of originators of instructions.
408.307 Effect of delivery without endorsement; right to compel endorsement.
408.308 Endorsements; instructions.
408.309 Effect of endorsement without delivery.
408.310 Endorsement of certificated security in bearer form.
408.311 Effect of unauthorized endorsement or instruction.
408.312 Effect of guaranteeing signature, endorsement or instruction.
408.313 When transfer to purchaser occurs; financial intermediary as bona fide purchaser; "financial intermediary".
408.314 Duty to transfer, when completed.
408.315 Action against transferee based upon wrongful transfer.
408.316 Purchaser's right to requisites for registration of transfer, pledge or release on books.
408.317 Creditors' rights.
408.318 No conversion by good faith conduct.
408.319 Statute of frauds.
408.320 Transfer or pledge within central depository system.
408.321 Enforceability, attachment, perfection and termination of security interests.
REGISTRATION
408.401 Duty of issuer to register transfer, pledge or release.
408.402 Assurance that endorsements and instructions are effective.
408.403 Issuer's duty as to adverse claims.
408.404 Liability and nonliability for registration.
408.405 Lost, destroyed and stolen certificated securities.
408.406 Duty of authenticating trustee, transfer agent or registrar.
408.407 Exchangeability of securities.
408.408 Statements of uncertificated securities.
Ch. 408 Cross-reference
Cross-reference: See definitions in s.
401.201.
SHORT TITLE AND GENERAL MATTERS
408.101
408.101
Short title. This chapter shall be known and may be cited as uniform commercial code—investment securities.
408.102
408.102
Definitions and index of definitions; applicability. 408.102(1)(1) In this chapter unless the context otherwise requires:
408.102(1)(a)
(a) A certificated security is in "bearer form" if it runs to bearer according to its terms and not by reason of any endorsement.
