972.10 Annotation
Instructional rulings are to be made at the close of the evidence. A party is not entitled to a mid-trial advisory ruling on whether an instruction will be given. Such a ruling, if given, is nonbinding and not subject to appeal. State v. Sohn,
193 Wis. 2d 346,
535 N.W.2d 1 (Ct. App. 1995).
972.10 Annotation
The right to counsel includes the right to make a closing summary of the evidence to trier of fact. Herring v. New York,
422 U.S. 853.
972.10 Annotation
Absent an overriding interest articulated in findings, a criminal trial must be open to public. Richmond Newspapers, Inc. v. Virginia,
448 U.S. 555 (1980).
972.10 Note
NOTE: See also the notes to Article I, section 7 of the Wisconsin constitution.
972.11
972.11
Evidence and practice; civil rules applicable. 972.11(1)(1) Except as provided in
subs. (2) to
(5), the rules of evidence and practice in civil actions shall be applicable in all criminal proceedings unless the context of a section or rule manifestly requires a different construction. No guardian ad litem need be appointed for a defendant in a criminal action.
Chapters 885 to
895, except
ss. 804.02 to
804.07 and
887.23 to
887.26, shall apply in all criminal proceedings.
972.11(2)(a)(a) In this subsection, "sexual conduct" means any conduct or behavior relating to sexual activities of the complaining witness, including but not limited to prior experience of sexual intercourse or sexual contact, use of contraceptives, living arrangement and life-style.
972.11(2)(b)
(b) If the defendant is accused of a crime under
s. 940.225,
948.02,
948.025,
948.05,
948.06 or
948.095, any evidence concerning the complaining witness's prior sexual conduct or opinions of the witness's prior sexual conduct and reputation as to prior sexual conduct shall not be admitted into evidence during the course of the hearing or trial, nor shall any reference to such conduct be made in the presence of the jury, except the following, subject to
s. 971.31 (11):
972.11(2)(b)1.
1. Evidence of the complaining witness's past conduct with the defendant.
972.11(2)(b)2.
2. Evidence of specific instances of sexual conduct showing the source or origin of semen, pregnancy or disease, for use in determining the degree of sexual assault or the extent of injury suffered.
972.11(2)(b)3.
3. Evidence of prior untruthful allegations of sexual assault made by the complaining witness.
972.11(2)(c)
(c) Notwithstanding
s. 901.06, the limitation on the admission of evidence of or reference to the prior sexual conduct of the complaining witness in
par. (b) applies regardless of the purpose of the admission or reference unless the admission is expressly permitted under
par. (b) 1.,
2. or
3.
972.11(2)(d)1.1. If the defendant is accused of a crime under
s. 940.225,
948.02,
948.025,
948.05,
948.06 or
948.095, evidence of the manner of dress of the complaining witness at the time when the crime occurred is admissible only if it is relevant to a contested issue at trial and its probative value substantially outweighs all of the following:
972.11(2)(d)1.a.
a. The danger of unfair prejudice, confusion of the issues or misleading the jury.
972.11(2)(d)1.b.
b. The considerations of undue delay, waste of time or needless presentation of cumulative evidence.
972.11(2)(d)2.
2. The court shall determine the admissibility of evidence under
subd. 1. upon pretrial motion before it may be introduced at trial.
972.11(2m)(a)(a) At a trial in any criminal prosecution, the court may, on its own motion or on the motion of any party, order that the testimony of any child witness be taken in a room other than the courtroom and simultaneously televised in the courtroom by means of closed-circuit audiovisual equipment if all of the following apply:
972.11(2m)(a)1.a.
a. That the presence of the defendant during the taking of the child's testimony will result in the child suffering serious emotional distress such that the child cannot reasonably communicate.
972.11(2m)(a)1.b.
b. That taking the testimony of the child in a room other than the courtroom and simultaneously televising the testimony in the courtroom by means of closed-circuit audiovisual equipment is necessary to minimize the trauma to the child of testifying in the courtroom setting and to provide a setting more amenable to securing the child witness's uninhibited, truthful testimony.
972.11(2m)(a)2.
2. The trial in which the child may be called as a witness will commence:
972.11(2m)(a)2.b.
b. Prior to the child's 16th birthday and, in addition to its finding under
subd. 1., the court finds that the interests of justice warrant that the child's testimony be taken in a room other than the courtroom and simultaneously televised in the courtroom by means of closed-circuit audiovisual equipment.
972.11(2m)(b)
(b) Among the factors which the court may consider in determining the interests of justice under
par. (a) 2. b. are any of the following:
972.11(2m)(b)1.
1. The child's chronological age, level of development and capacity to comprehend the significance of the events and to verbalize about them.
972.11(2m)(b)3.
3. Whether the events about which the child will testify constituted criminal or antisocial conduct against the child or a person with whom the child had a close emotional relationship and, if the conduct constituted a battery or a sexual assault, its duration and the extent of physical or emotional injury thereby caused.
972.11(2m)(b)4.
4. The child's custodial situation and the attitude of other household members to the events about which the child will testify and to the underlying proceeding.
972.11(2m)(b)5.
5. The child's familial or emotional relationship to those involved in the underlying proceeding.
972.11(2m)(b)6.
6. The child's behavior at or reaction to previous interviews concerning the events involved.
972.11(2m)(b)7.
7. Whether the child blames himself or herself for the events involved or has ever been told by any person not to disclose them; whether the child's prior reports to associates or authorities of the events have been disbelieved or not acted upon; and the child's subjective belief regarding what consequences to himself or herself, or persons with whom the child has a close emotional relationship, will ensue from providing testimony.
972.11(2m)(b)8.
8. Whether the child manifests or has manifested symptoms associated with posttraumatic stress disorder or other mental disorders, including, without limitation, reexperiencing the events, fear of their repetition, withdrawal, regression, guilt, anxiety, stress, nightmares, enuresis, lack of self-esteem, mood changes, compulsive behaviors, school problems, delinquent or antisocial behavior, phobias or changes in interpersonal relationships.
972.11(2m)(b)9.
9. The number of separate investigative, administrative and judicial proceedings at which the child's testimony may be required.
972.11(2m)(bm)
(bm) If a court orders the testimony of a child to be taken under
par. (a), the court shall do all of the following:
972.11(2m)(bm)1.
1. To the extent it is practical and subject to
s. 972.10 (3), schedule the testimony on a date when the child's recollection is likely to be fresh and at a time of day when the child's energy and attention span are likely to be greatest.
972.11(2m)(bm)2.
2. Provide a room for the child to testify from that provides adequate privacy, freedom from distractions, informality and comfort appropriate to the child's developmental level.
972.11(2m)(bm)3.
3. Order a recess whenever the energy, comfort or attention span of the child or other circumstances so warrant.
972.11(2m)(bm)4.
4. Determine that the child understands that it is wrong to tell a lie and will testify truthfully if the child's developmental level or verbal skills are such that administration of an oath or affirmation in the usual form would be inappropriate.
972.11(2m)(bm)5.
5. Before questioning by the parties begins, attempt to place the child at ease, explain to the child the purpose of the testimony and identify all persons attending.
972.11(2m)(bm)6.
6. Supervise the spatial arrangements of the room and the location, movement and deportment of all persons in attendance.
972.11(2m)(bm)7.
7. Allow the child to testify while sitting on the floor, on a platform or on an appropriately sized chair, or while moving about the room within range of the visual and audio recording equipment.
972.11(2m)(bm)8.
8. Bar or terminate the attendance of any person whose behavior is disruptive or unduly stressful to the child.
972.11(2m)(c)
(c) Only the following persons may be present in the room in which the child is giving testimony under
par. (a):
972.11(2m)(c)1m.
1m. Any person necessary to operate the closed-circuit audiovisual equipment.
972.11(2m)(c)2m.
2m. The parents of the child, the guardian or legal custodian of the child or, if no parent, guardian or legal custodian is available or the legal custodian is an agency, one individual whose presence would contribute to the welfare and well-being of the child.
972.11(2m)(c)3m.
3m. One person designated by the attorney for the state and approved by the court and one person designated by either the defendant or the attorney for the defendant and approved by the court.
972.11(3)(a)(a) In a prosecution under
s. 940.22 involving a therapist and a patient or client, evidence of the patient's or client's personal or medical history is not admissible except if:
972.11(3)(a)1.
1. The defendant requests a hearing prior to trial and makes an offer of proof of the relevancy of the evidence; and
972.11(3)(a)2.
2. The court finds that the evidence is relevant and that its probative value outweighs its prejudicial nature.
972.11(3)(b)
(b) The court shall limit the evidence admitted under
par. (a) to relevant evidence which pertains to specific information or examples of conduct. The court's order shall specify the information or conduct that is admissible and no other evidence of the patient's or client's personal or medical history may be introduced.
972.11(3)(c)
(c) Violation of the terms of the order is grounds for a mistrial but does not prevent the retrial of the defendant.
972.11(3m)
(3m) A court may not exclude evidence in any criminal action or traffic forfeiture action for violation of
s. 346.63 (1) or
(5), or a local ordinance in conformity with
s. 346.63 (1) or
(5), on the ground that the evidence existed or was obtained outside of this state.
972.11(4)
(4) Upon the motion of any party or its own motion, a court may order that any exhibit or evidence be delivered to the party or the owner prior to the final determination of the action or proceeding if all of the following requirements are met:
972.11(4)(a)
(a) There is a written stipulation by all the parties agreeing to the order.
972.11(4)(c)
(c) A complete photographic or other record is made of any exhibits or evidence so released.
972.11(5)(a)(a) In this subsection, "deoxyribonucleic acid profile" means an analysis that uses the restriction fragment length polymorphism analysis of deoxyribonucleic acid resulting in the identification of an individual's patterned chemical structure of genetic information.
972.11(5)(b)
(b) In any criminal action or proceeding, the evidence of a deoxyribonucleic acid profile is admissible to prove or disprove the identity of any person if the party seeking to introduce evidence of the profile complies with all of the following:
972.11(5)(b)1.
1. Notifies the other party in writing by mail at least 45 days before the date set for trial, or at any time if a date has not been set for trial, of the intent to introduce the evidence.
972.11(5)(b)2.
2. If the other party so requests at least 30 days before the date set for trial, or at any time if a date has not been set for trial, provides the other party within 15 days after receiving the request with all of the following:
972.11(5)(b)2.d.
d. A statement describing the methodology of measuring fragment size and match criteria.
972.11(5)(b)2.e.
e. A statement setting forth the allele frequency and genotype data for the appropriate database used.
972.11(5)(c)
(c) Notwithstanding
par. (b), the court may grant a continuance regarding the time limit under
par. (b) 2. to allow a party to provide the required information.
972.11 History
History: Sup. Ct. Order, 59 Wis. 2d R1, R7 (1973); Sup. Ct. Order,
67 Wis. 2d 585, 784 (1975);
1975 c. 184,
422;
1979 c. 89;
1981 c. 147 ss.
1,
2;
1983 a. 165,
449;
1985 a. 275;
1987 a. 332 s.
64;
1993 a. 16,
97,
227,
359;
1995 a. 456;
1997 a. 319;
1999 a. 185.
972.11 Annotation
Writing about sexual desires or activities was not itself prior "sexual conduct". The victim's notes expressing sexual desires and fantasies were, therefore, admissible. State v. Vonesh,
135 Wis. 2d 477,
401 N.W.2d 170 (Ct. App. 1986).
972.11 Annotation
Erroneously admitted and false testimony of a victim that she was virgin at the time of a disputed assault so pervasively affected the trial that the issue of consent wasn't fully tried. State v. Penigar,
139 Wis. 2d 569,
408 N.W.2d 28 (1987).
972.11 Annotation
Sub. (2) (b), the rape shield law, bars, with 2 narrow exceptions, evidence of all sexual activity by a complainant not incident to the alleged assault. State v. Gulrud,
140 Wis. 2d 721,
412 N.W.2d 139 (Ct. App. 1987).
972.11 Annotation
This section does not on its face violate the constitutional right to present evidence, but may, in particular circumstances violate that right. To establish the constitutional right to present otherwise excluded evidence, the defendant must make an offer of proof establishing 5 factors and the court must perform a balancing test. State v. Pulizzano,
155 Wis. 2d 633,
456 N.W.2d 325 (1990).
972.11 Annotation
To admit evidence of prior untruthful allegations of sexual assault under sub. (2) (b) 3. the court must be able to conclude from an offer of proof that a reasonable person could infer that the complainant made a prior untruthful allegation; "allegation" is not restricted to allegations reported to police. State v. DeSantis,
155 Wis. 2d 774,
456 N.W.2d 600 (1990).
972.11 Annotation
Summary judgment does not apply to cases brought under the criminal code. State v. Hyndman,
170 Wis. 2d 198,
488 N.W.2d 111 (Ct. App. 1992).
972.11 Annotation
Section 805.03 authorizing sanctions for failure to comply with court orders is applicable to criminal actions. State v. Heyer,
174 Wis. 2d 164,
496 N.W.2d 779 (Ct. App. 1993).
972.11 Annotation
Sub. (2) requires exclusion of testimony of a victim's possible prior sexual conduct although when the alleged victim is an 8-year old child, physical evidence of sexual contact may create an unjust inference that the sexual contact was by sexual assault. In Interest of Michael R.B.
175 Wis. 2d 713,
499 N.W.2d 641 (1993).
972.11 Annotation
That the complaining witness in a sexual assault case had previously consented to sexual intercourse has virtually no probative value regarding whether she consented to sexual intercourse under the use or threat of violence. State v. Neumann,
179 Wis. 2d 687,
508 N.W.2d 54 (Ct. App. 1993).
972.11 Annotation
When the state questioned an alleged rapist about the victim's motive to lie it did not open the door for admission of evidence of prior acts of consensual sex. State v. Jackson,
216 Wis. 2d 646,
575 N.W.2d 475 (1998).
972.11 Annotation
Evidence regarding prior sexual assault by a 3rd party does not fall within one of the statutory exceptions. The Pulizzano test is applied. State v. Dodson,
219 Wis. 2d 65,
580 N.W.2d 181 (1998).
972.12
972.12
Sequestration of jurors. The court may direct that the jurors sworn be kept together or be permitted to separate. The court may appoint an officer of the court to keep the jurors together and to prevent communication between the jurors and others.
972.12 History
History: 1987 a. 73;
1991 a. 39.
972.12 Annotation
Allowing the jury to separate during its deliberations created a rebuttable presumption of prejudice. State v. Halmo,
125 Wis. 2d 369,
371 N.W.2d 424 (Ct. App. 1985).
972.13(1)(1) A judgment of conviction shall be entered upon a verdict of guilty by the jury, a finding of guilty by the court in cases where a jury is waived, or a plea of guilty or no contest.
