227.30(1)(1) The small business regulatory review board may review the rules and guidelines of any agency to determine whether any of those rules or guidelines place an unnecessary burden on the ability of small businesses, as defined in
s. 227.114 (1), to conduct their affairs. If the board determines that a rule or guideline places an unnecessary burden on the ability of a small business to conduct its affairs, the board shall submit a report and recommendations regarding the rule or guideline to the joint committee for review of administrative rules and to the agency.
227.30(2)
(2) When reviewing the report, the joint committee for review of administrative rules shall consider all of the following:
227.30(2)(a)
(a) The continued need for the rule or guideline.
227.30(2)(b)
(b) The nature of the complaints and comments received from the public regarding the rule or guideline.
227.30(2)(d)
(d) The extent to which the rule or guideline overlaps, duplicates, or conflicts with federal regulations, other state rules, or local ordinances.
227.30(2)(e)
(e) The length of time since the rule or guideline has been evaluated.
227.30(2)(f)
(f) The degree to which technology, economic conditions, or other factors have changed in the subject area affected by the rule or guideline since the rule or guideline was promulgated.
227.30(3)
(3) The joint committee for review of administrative rules may refer the report regarding the rule or guideline to the presiding officer of each house of the legislature for referral to a committee under
s. 227.19 (2) or may review the rule or guideline as provided under
s. 227.26.
227.30 History
History: 2003 a. 145;
2005 a. 249.
ADMINISTRATIVE ACTIONS AND JUDICIAL REVIEW
Subch. III of ch. 227 Cross-reference
Cross-reference: See also ch.
NR 2, Wis. adm. code.
227.40
227.40
Declaratory judgment proceedings. 227.40(1)
(1) Except as provided in
sub. (2), the exclusive means of judicial review of the validity of a rule shall be an action for declaratory judgment as to the validity of such rule brought in the circuit court for Dane County. The officer, board, commission or other agency whose rule is involved shall be the party defendant. The summons in such action shall be served as provided in
s. 801.11 (3) and by delivering a copy to such officer or to the secretary or clerk of the agency where composed of more than one person or to any member of such agency. The court shall render a declaratory judgment in such action only when it appears from the complaint and the supporting evidence that the rule or its threatened application interferes with or impairs, or threatens to interfere with or impair, the legal rights and privileges of the plaintiff. A declaratory judgment may be rendered whether or not the plaintiff has first requested the agency to pass upon the validity of the rule in question.
227.40(2)
(2) The validity of a rule may be determined in any of the following judicial proceedings when material therein:
227.40(2)(a)
(a) Any civil proceeding by the state or any officer or agency thereof to enforce a statute or to recover thereunder, provided such proceeding is not based upon a matter as to which the opposing party is accorded an administrative review or a judicial review by other provisions of the statutes and such opposing party has failed to exercise such right to review so accorded;
227.40(2)(c)
(c) Proceedings or prosecutions for violations of county or municipal ordinances;
227.40(2)(d)
(d) Habeas corpus proceedings relating to criminal prosecution;
227.40(2)(e)
(e) Proceedings under s.
66.191, 1981 stats., or
s. 40.65 (2),
106.50,
106.52,
303.07 (7) or
303.21 or
ss. 227.52 to
227.58 or under
ch. 102,
108 or
949 for review of decisions and orders of administrative agencies if the validity of the rule involved was duly challenged in the proceeding before the agency in which the order or decision sought to be reviewed was made or entered.
227.40(3)
(3) In any judicial proceeding other than one set out above, in which the invalidity of a rule is material to the cause of action or any defense thereto, the assertion of such invalidity shall be set forth in the pleading of the party so maintaining the invalidity of such rule in that proceeding. The party so asserting the invalidity of such rule shall, within 30 days after the service of the pleading in which the party sets forth such invalidity, apply to the court in which such proceedings are had for an order suspending the trial of said proceeding until after a determination of the validity of said rule in an action for declaratory judgment under
sub. (1) hereof.
227.40(3)(a)
(a) Upon the hearing of such application if the court is satisfied that the validity of such rule is material to the issues of the case, an order shall be entered staying the trial of said proceeding until the rendition of a final declaratory judgment in proceedings to be instituted forthwith by the party asserting the invalidity of such rule. If the court shall find that the asserted invalidity of a rule is not material to the case, an order shall be entered denying the application for stay.
227.40(3)(b)
(b) Upon the entry of a final order in said declaratory judgment action, it shall be the duty of the party who asserts the invalidity of the rule to formally advise the court of the outcome of the declaratory judgment action so brought as ordered by the court. After the final disposition of the declaratory judgment action the court shall be bound by and apply the judgment so entered in the trial of the proceeding in which the invalidity of the rule is asserted.
227.40(3)(c)
(c) Failure to set forth invalidity of a rule in a pleading or to commence a declaratory judgment proceeding within a reasonable time pursuant to such order of the court or to prosecute such declaratory judgment action without undue delay shall preclude such party from asserting or maintaining such rule is invalid.
227.40(4)(a)(a) In any proceeding pursuant to this section for judicial review of a rule, the court shall declare the rule invalid if it finds that it violates constitutional provisions or exceeds the statutory authority of the agency or was promulgated without compliance with statutory rule-making procedures.
227.40(4)(b)
(b) Notwithstanding
s. 227.54, in any proceeding under this section for judicial review of a rule, a court may not restrain, enjoin or suspend enforcement of the rule during the course of the proceeding on the basis of the alleged failure of the agency promulgating the rule to comply with
s. 227.114.
227.40(4)(c)
(c) Notwithstanding
par. (a), if a court finds that an agency did not adequately comply with
s. 227.114, the court may not declare the rule invalid on that basis but shall order the agency to comply with that section and to propose any amendments to the rule that are necessary within a time specified by the court. Unless the legislature acts under
s. 227.26 (2) to suspend the rule, the rule remains in effect while the agency complies with the order.
227.40(5)
(5) The joint committee for review of administrative rules shall be served with a copy of the petition in any action under this section and, with the approval of the joint committee on legislative organization, shall be made a party and be entitled to be heard.
227.40 Annotation
The plaintiff could not bring a declaratory judgment action under sub. (1) since it could contest the validity of a rule in an action brought against the plaintiff under sub. (2). Phillips Plastics Corp. v. DNR,
98 Wis. 2d 524,
297 N.W.2d 69 (Ct. App. 1980).
227.40 Annotation
Pleading requirements for challenging administrative rules are established. The record for judicial review and the scope of judicial review are discussed. Liberty Homes, Inc. v. DILHR,
136 Wis. 2d 368,
401 N.W.2d 805 (1987).
227.40 Annotation
A failure to comply with this section prevented the trial court from acquiring jurisdiction. Harris v. Reivitz,
142 Wis. 2d 82,
417 N.W.2d 50 (Ct. App. 1987).
227.40 Annotation
Under sub. (5), the plaintiff must serve JCRAR within 60 days of filing, pursuant to s. 893.02. Richards v. Young,
150 Wis. 2d 549,
441 N.W.2d 742 (1989).
227.40 AnnotationIn a conflict between a statute and a rule, the statute controls. Debeck v. DNR,
172 Wis. 2d 382,
493 N.W.2d 234 (Ct. App. 1992).
227.40 Annotation
This section encompasses policies or other statements, standards, or orders that meet the definition of a rule under s. 227.01 (13) but have not been promulgated as rules under s. 227.10. Heritage Credit Union v. Office of Credit Unions, 2001 WI App 213,
247 Wis. 2d 589,
634 N.W.2d 593,
00-3162.
227.40 Annotation
The trial court erred by denying a motion to change venue to Dane County when the motion asserted that a department of corrections system was a rule, although it was never promulgated as a rule, and therefore, the "rule" was invalid. Johnson v. Berge, 2003 WI App 51,
260 Wis. 2d 758,
659 N.W.2d 418,
02-0911.
227.40 Annotation
Although administrative agencies do not have the power to declare statutes unconstitutional, and the lack of authority has been a basis for not applying the exhaustion exhaustion of administrative remedies doctrine, if the agency has the authority to provide the relief requested without invalidating the rule, a constitutional basis for a claim does not in itself support an exception to the rule. Metz v. Veterinary Examining Board, 2007 WI App 220,
305 Wis. 2d 788,
741 N.W.2d 244,
06-1611.
227.40 Annotation
How to review an administrative rule. Levine. WBB Oct. 1983.
227.40 Annotation
The standard of review of administrative rules in Wisconsin. Zabrowski. 1982 WLR 691.
227.41
227.41
Declaratory rulings. 227.41(1)(1) Any agency may, on petition by any interested person, issue a declaratory ruling with respect to the applicability to any person, property or state of facts of any rule or statute enforced by it. Full opportunity for hearing shall be afforded to interested parties. A declaratory ruling shall bind the agency and all parties to the proceedings on the statement of facts alleged, unless it is altered or set aside by a court. A ruling shall be subject to review in the circuit court in the manner provided for the review of administrative decisions.
227.41(2)
(2) Petitions for declaratory rulings shall conform to the following requirements:
227.41(2)(a)
(a) The petition shall be in writing and its caption shall include the name of the agency and a reference to the nature of the petition.
227.41(2)(b)
(b) The petition shall contain a reference to the rule or statute with respect to which the declaratory ruling is requested, a concise statement of facts describing the situation as to which the declaratory ruling is requested, the reasons for the requested ruling, and the names and addresses of persons other than the petitioner, if any, upon whom it is sought to make the declaratory ruling binding.
227.41(2)(c)
(c) The petition shall be signed by one or more persons, with each signer's address set forth opposite the signer's name, and shall be verified by at least one of the signers. If a person signs on behalf of a corporation, limited liability company or association, that fact also shall be indicated opposite that person's name.
227.41(3)
(3) The petition shall be filed with the administrative head of the agency or with a member of the agency's policy board.
227.41(4)
(4) Within a reasonable time after receipt of a petition pursuant to this section, an agency shall either deny the petition in writing or schedule the matter for hearing. If the agency denies the petition, it shall promptly notify the person who filed the petition of its decision, including a brief statement of the reasons therefor.
227.41 History
History: 1985 a. 182 s.
27; Stats. 1985 s. 227.41;
1991 a. 316;
1993 a. 112.
227.41 Annotation
Res judicata does not apply to administrative agency proceedings, but this section requires internal consistency within a proceeding by binding the agency within that proceeding to its own declaratory ruling. Board of Regents v. Wisconsin Personnel Commission,
103 Wis. 2d 545,
309 N.W.2d 366 (Ct. App. 1981).
227.41 Annotation
This section does not provide a method for review of a determination already made by the agency, but only a method for requesting an agency to make a determination. Therefore, this section could not be used by prisoners to challenge the department of corrections' dismissal of their complaint under the inmate complaint review system. Aello v. Litscher,
104 F. Supp. 2d 1124 (2000).
227.42
227.42
Right to hearing. 227.42(1)(1) In addition to any other right provided by law, any person filing a written request with an agency for hearing shall have the right to a hearing which shall be treated as a contested case if:
227.42(1)(a)
(a) A substantial interest of the person is injured in fact or threatened with injury by agency action or inaction;
227.42(1)(b)
(b) There is no evidence of legislative intent that the interest is not to be protected;
227.42(1)(c)
(c) The injury to the person requesting a hearing is different in kind or degree from injury to the general public caused by the agency action or inaction; and
227.42(2)
(2) Any denial of a request for a hearing shall be in writing, shall state the reasons for denial, and is an order reviewable under this chapter. If the agency does not enter an order disposing of the request for hearing within 20 days from the date of filing, the request shall be deemed denied as of the end of the 20-day period.
227.42(3)
(3) This section does not apply to rule-making proceedings or rehearings, or to actions where hearings at the discretion of the agency are expressly authorized by law.
227.42(4)
(4) This section does not apply if a hearing on the matter was conducted as a part of a hearing under
s. 293.43.
227.42(5)
(5) Except as provided under
s. 289.27 (1), this section does not apply to any part of the process for approving a feasibility report, plan of operation or license under
subch. III of ch. 289 or
s. 291.23,
291.25,
291.29 or
291.31, any decision by the department of natural resources relating to the environmental impact of a proposed action under
ch. 289 or
291 or
ss. 292.31 and
292.35, or any part of the process of negotiation and arbitration under
s. 289.33.
227.42(6)
(6) This section does not apply to a decision issued or a hearing conducted under
s. 291.87.
227.42(7)
(7) This section does not apply to a decision denying enrollment or discontinuing coverage under
s. 49.67, to a decision about benefits covered under
s. 49.67, or to a payment made under
s. 49.67.
227.42 History
History: 1975 c. 414;
1977 c. 418; Stats. 1977 s. 227.064;
1979 c. 221;
1981 c. 374;
1983 a. 298;
1985 a. 182 s.
28; Stats. 1985 s. 227.42;
1995 a. 227;
2009 a. 219.
227.42 Annotation
A person who satisfies the conditions under sub. (1) is entitled to a hearing whether or not that person has any "other right provided by law." Milwaukee Metropolitan Sewerage District v. DNR,
126 Wis. 2d 63,
375 N.W.2d 649 (1985).
227.42 Annotation
The right to a contested case hearing under sub. (1) is discussed. Metropolitan Greyhound Management Corp. v. Wisconsin Racing Board,
157 Wis. 2d 678,
460 N.W.2d 802 (Ct. App. 1990).
227.42 Annotation
Sub. (1) does not grant the right to a contested case hearing regarding the need for an environmental impact statement. North Lake Management District v. DNR,
182 Wis. 2d 500,
513 N.W.2d 703 (Ct. App. 1994).
227.42 Annotation
Sub. (1) (d) provides authority for agencies to develop appropriate summary disposition procedures if there are no disputes of material fact. Balele v. Wisconsin Personnel Commission,
223 Wis. 2d 739,
589 N.W.2d 418 (Ct. App. 1998),
98-1432.
227.42 Annotation
When an ALJ's decision did not provide notice of the 30-day time period under s. 227.53 (1) (a) 2. for petitioning for judicial review in a contested case, the 6-month default limitation adopted under Hedrich v. Board of Regents, 2001 WI App. 228, applied. Habermehl Electric, Inc. v. DOT, 2003 WI App 39,
260 Wis. 2d 466,
659 N.W.2d 463,
02-1573.
227.42 Annotation
Milwaukee Metropolitan Sewerage District v. DNR: Expanding the scope of state agency actions covered by contested case hearings. 1986 WLR 963.
227.43
227.43
Division of hearings and appeals. 227.43(1)
(1) The administrator of the division of hearings and appeals in the department of administration shall:
227.43(1)(a)
(a) Serve as the appointing authority of all hearing examiners under
s. 230.06.
227.43(1)(b)
(b) Assign a hearing examiner to preside over any hearing of a contested case which is required to be conducted by the department of natural resources and which is not conducted by the secretary of natural resources.
227.43(1)(bg)
(bg) Assign a hearing examiner to preside over any hearing or review under
ss. 84.30 (18),
84.305,
84.31 (6) (a),
85.013 (1),
86.073 (3),
86.16 (5),
86.195 (9) (b),
86.32 (1),
101.935 (2) (b),
101.951 (7) (a) and
(b),
114.134 (4) (b),
114.135 (9),
114.20 (19),
175.05 (4) (b),
194.145 (1),
194.46,
218.0114 (7) (d) and
(12) (b),
218.0116 (2),
(4),
(7) (a),
(8) (a) and
(10),
218.0131 (3),
218.11 (7) (a) and
(b),
218.22 (4) (a) and
(b),
218.32 (4) (a) and
(b),
218.41 (4),
218.51 (5) (a) and
(b),
341.09 (2m) (d),
342.26,
343.69 and
348.25 (9).
227.43(1)(br)
(br) Assign a hearing examiner to preside over any hearing of a contested case which is required to be conducted by the department of transportation and which is not conducted by the secretary of transportation.
227.43(1)(bu)
(bu) Assign a hearing examiner to preside over any hearing of a contested case that is required to be conducted by the department of health services and that is not conducted by the secretary of health services.
227.43(1)(by)
(by) Assign a hearing examiner to preside over any hearing of a contested case that is required to be conducted by the department of children and families under
ch. 48 or
subch. III of ch. 49 and that is not conducted by the secretary of children and families.
227.43(1)(c)
(c) Supervise hearing examiners in the conduct of the hearing and the rendering of a decision, if a decision is required.
227.43(1)(d)
(d) Promulgate rules relating to the exercise of the administrator's and the division's powers and duties under this section.
227.43(1g)
(1g) The administrator of the division of hearings and appeals shall establish a system for assigning hearing examiners to preside over any hearing under this section. The system shall ensure, to the extent practicable, that hearing examiners are assigned to different subjects on a rotating basis. The system may include the establishment of pools of examiners responsible for certain subjects.
227.43(1m)
(1m) Upon the request of an agency that is not prohibited from contracting with a 3rd party for contested case hearing services, the administrator of the division of hearings and appeals in the department of administration may contract with the agency to provide the contested case hearing services and may assign a hearing examiner to preside over any hearing performed under such a contract.
227.43(2)(a)(a) The department of natural resources shall notify the division of hearings and appeals of every pending hearing to which the administrator of the division is required to assign a hearing examiner under
sub. (1) (b) after the department of natural resources is notified that a hearing on the matter is required.
227.43(2)(b)
(b) The department of transportation shall notify the division of hearings and appeals of every pending hearing to which the administrator of the division is required to assign a hearing examiner under
sub. (1) (br) after the department of transportation is notified that a hearing on the matter is required.
227.43(2)(c)
(c) The department of health services shall notify the division of hearings and appeals of every pending hearing to which the administrator of the division is required to assign a hearing examiner under
sub. (1) (bu) after the department of health services is notified that a hearing on the matter is required.
227.43(2)(d)
(d) The department of children and families shall notify the division of hearings and appeals of every pending hearing to which the administrator of the division is required to assign a hearing examiner under
sub. (1) (by) after the department of children and families is notified that a hearing on the matter is required.
