SECURITIES

Securities SECURITIES
1. General Provisions
2. Commercial Code Provisions
3. Securities Division, Financial Institutions Dept.
4. Securities Law
5. Securities of Public Service Corporations

SECURITIES 1. General Provisions 1. General Provisions

Abandoned, public sale, 177.22

Cooperatives, 185.23, 185.24

Application of ch. 408, 185.25

Corporations, offer and sale, 181.78

Fraudulent representations, 100.18

Incompetents, ownership by, 880.76

Limited partnership, offer and sale, 179.08

Minors, ownership by, 880.75

Public service corporations, Ch. 184

Retention of decedent's, 881.05

Spendthrifts, ownership by, 880.76

Transfer:

From joint tenants, 182.24

Uniform fiduciary transfer act, 112.06

Transfers on death, 705.20 to 705.30

Transfers to minors, 880.61 to 880.72

Trust fund investments:

Eligible for, Ch. 219

Prudent person rule, 881.01

Trusts:

Registration in nominee, 701.19 (6)

With state treasurer, 14.58 (13)

Will:

Anti-ademption statute, 853.35 (6)

Gift construed as specific, 853.33, 853.35 (6)

SECURITIES 2. Commercial Code Provisions 2. Commercial Code Provisions
Generally, Ch. 408

Actions, for price, 408.107

Adverse claims:

Bona fide purchasers free from, 408.302 (2)

Issuer's duty, 408.403

Notice to financial intermediary, 408.313 (3)

Notice to purchaser of, 408.304

Staleness as notice of, 408.305

Agents:

Conversion, none by good faith conduct, 408.318

Registration of transfer, duties, 408.406

Attachment, 408.317

Authenticating trustee, duty of, 408.406

Blanks, completion of, 408.206

Bona fide purchaser:

Defects affecting, 408.202

Lost, destroyed or stolen certificated securities, 408.405 (3)

Title acquired by, 408.302

Broker:

Defined, 408.303

Transfer, 408.314

Warranties, 408.306 (10)

Calls, revoked, 408.203 (2)

Central depository system, transfer or pledge within, 408.320

Certificated securities:

Completion or alteration, 408.206

Unauthorized signature on, 408.205

Conditional delivery as defense, 408.202 (4)

Conversion, none by good faith conduct, 408.318

Cooperatives, applicability of ch. 408, 185.25

Creditors' rights, 408.317

Defect, notice of, 408.202, 408.203

Defenses, notice of, 408.202, 408.203

Definitions, 408.102

Delivery:

Required to constitute transfer, 408.309

Without endorsement, effect, 408.307

Destroyed certificated securities, 408.405

Duty to transfer, 408.314

Endorsement:

Assurance of effectiveness, 408.402

Bearer form, 408.310

Guaranty of, 408.312 (5)

How made, 408.308

Right to compel, 408.307

Unauthorized, effect, 408.311

Without delivery effect, 408.309

Exchangeability of securities, 408.407

Fiduciaries:

Endorsement by, 408.308

Transfer, duty of inquiry, 408.403 (3)

Fiduciary security transfers, law controlling, 408.109

Financial intermediaries, 408.313

Fraud, rights acquired by transferee participating in, 408.302 (4)

Fraudulent alteration, effect, 408.206

Genuineness, lack of as a defense, 408.202 (3)

Governmental agency, issuance by, 408.202 (2)

Guarantees, effect, 408.312

Housing and economic development authority notes and bonds, 234.08 (4)

Initial transaction statement: