SECURITIES

Priority between security interests and entitlement holders, 408.511

Saving provision, 408.603

Short title, 408.101

Signatures:

Authenticating trustee, registrar or transfer agent, effect, 408.208

Certificates issued with unauthorized, effect, 408.205

Guarantee, effect of, 408.306

Staleness as notice of defects or defenses, 408.203

Statute of frauds, inapplicable, 408.113

Transfer:

Court compelled, 182.25

Delivery defined, 408.301

Endorsement, see Endorsement, under this subhead

Instructions, see Instructions, under this subhead

Limited interest transferee, 408.302 (2)

Purchasers:

Defects and defenses affecting, 408.202

Protected purchasers, defined, rights, 408.303

Rights, 408.302, 408.307

Registration, see Registration of transfers, under this subhead

Restrictions on by issuer, effect, 408.204

Transfer agent:

Duty of, 408.407

Signature by, effect, 408.208

Trustee, signature by, effect, 408.208

Warranties:

Arising from guaranty endorsement, signature or instruction, 408.306

Direct holdings, 408.108

Indirect holdings, 408.109

Securities 3. Securities Division, Financial Institutions Dept. 3. Securities Division, Financial Institutions Dept.

Administration of law, 551.51

Administrative files, 551.64

Advertising, regulations, 551.53

Advisory activities, fraud, regulated, 551.44

Agents:

Licensing and notice filing procedure, 551.32

Post-licensing provisions, 551.33

Annual financial information to security holders, 551.60 (1)

Appointment by governor, term, 15.06 (1) (b)

Broker-dealers:

Fraudulent activities, regulations, 551.43

Licensing and notice filing procedure, 551.32

Post-licensing provisions, 551.33

Corporate take-over law, regulation:

Administration of corporate take-over law, 552.13

Comity, registration and filing requirements on take-over offers, determination by order, 552.08

Criminal violations, refer evidence to attorney general or district attorney, 552.19

Fees, filing registration statement, 552.15

Fraudulent and deceptive practices under corporate take-over law, 552.09 (5)

Expenses, hearings regarding, 552.15

Injunctions, 552.17

Offerors, limitations on, 552.11

Orders regarding, 552.08, 552.13

Ownership information, filing requirements, 552.03

Rules, 552.13

Solicitation materials, filing requirements, 552.07

Creation, 15.183 (3)

Disclosure of information, illegal, 551.51 (2)

Examinations, charge for expenses, 551.52 (3)

Exemptions, unlawful representations, 551.55

Files, administrative, 551.64

Filings, misleading, 551.54

Forms, 551.63

Hearings, 551.56 (1) (d), 551.61

Injunctions, 551.57

Stay of orders, 551.62

Investigations, 551.56

Investment advisers:

Licensing and notice filing procedure, 551.32

Post-licensing provisions, 551.33

Judicial review, 551.61

Licenses:

Denial, 551.34

Register, 551.64 (2)

Revocation, 551.34

Suspension, 551.34

Misleading filings, 551.54

Notice, exemption proceedings, 551.24 (6)

Opinions, 551.64

Orders, 551.63

Powers and duties, generally, 551.60

Publication of information, 551.51, 551.60

Registration, see Securities-4. Securities Law

Representations, unlawful, 551.55

Rules, 551.63

Advertising, 551.53

Broker-dealers, fraudulent activities, 551.43

Clearing corporations, business by, 551.33 (6)

Delinquent or deficient filings of information, fees, 551.52