UNIFORM COMMERCIAL CODE — INVESTMENT SECURITIES
Rules for determining whether certain obligations and interests are securities or financial assets.
Acquisition of security or financial asset or interest therein.
Notice of adverse claim.
Whether endorsement, instruction or entitlement order is effective.
Warranties in direct holding.
Warranties in indirect holding.
Applicability; choice of law.
Clearing corporation rules.
Creditor's legal process.
Statute of frauds inapplicable.
Evidentiary rules concerning certificated securities.
Securities intermediary and others not liable to adverse claimant.
Securities intermediary as purchaser for value.
ISSUE AND ISSUER
Issuer's responsibility and defenses; notice of defect or defense.
Staleness as notice of defect or defense.
Effect of issuer's restriction on transfer.
Effect of unauthorized signature on security certificate.
Completion or alteration of security certificate.
Rights and duties of issuer with respect to registered owners.
Effect of signature of authenticating trustee, registrar or transfer agent.
TRANSFER OF CERTIFICATED AND
Rights of purchaser.
Effect of guaranteeing signature, endorsement or instruction.
Purchaser's right to requisites for registration of transfer.
Duty of issuer to register transfer.
Assurance that endorsement or instruction is effective.
Demand that issuer not register transfer.
Replacement of lost, destroyed or wrongfully taken security certificate.
Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate.
Authenticating trustee, transfer agent and registrar.
Securities account; acquisition of security entitlement from securities intermediary.
Assertion of adverse claim against entitlement holder.
Property interest of entitlement holder in financial asset held by securities intermediary.
Duty of securities intermediary to maintain financial asset.
Duty of securities intermediary with respect to payments and distributions.
Duty of securities intermediary to exercise rights as directed by entitlement holder.
Duty of securities intermediary to comply with entitlement order.