601.31(1)(j)
(j) For filing a notice of transfer of a reserved corporate name, $25.
601.31(1)(L)
(L) For issuing or enlarging the scope of a license, amounts to be set by the commissioner by rule but not to exceed:
601.31(1)(L)2.
2. Corporation, limited liability company or partnership intermediary, $100; and
601.31(1)(Lr)
(Lr) For each biennial recertification as an independent review organization under
s. 632.835, $100.
601.31(1)(m)
(m) For regulating resident intermediaries and nonresident intermediaries, annually after the year in which the initial license is issued, amounts to be set by the commissioner by rule and paid at times and under procedures set by the commissioner.
601.31(1)(mc)
(mc) For regulating a holder of a license to place business under
s. 618.41, annually after the year in which the initial license is issued, an amount to be set by the commissioner by rule and paid at times and under procedures set by the commissioner, but not to exceed $100.
601.31(1)(mp)
(mp) For each annual renewal of a license as a viatical settlement provider under
s. 632.68 (2), $250.
601.31(1)(n)
(n) For listing, or renewing a listing of, an agent under
s. 628.11, a fee to be set by the commissioner by rule but not to exceed $8 annually for resident agents or $24 annually for nonresident agents.
601.31(1)(o)
(o) For examination of an applicant for a license as an insurance intermediary, an amount to be set by the commissioner by rule.
601.31(1)(p)
(p) For substituted service of process on the commissioner under
s. 601.72, $10.
601.31(1)(q)
(q) For a copy of a paper filed in the commissioner's office, actual cost.
601.31(1)(r)
(r) For preparation and furnishing of lists of insurers or intermediaries, actual cost.
601.31(1)(t)
(t) For filing documents for examination preliminary to initial listing by the commissioner for surplus lines insurance under
s. 618.41 (6) (d), $100.
601.31(1)(u)
(u) For preparation and furnishing of an agent's letter of certification, $10.
601.31(1)(v)
(v) For preparation and furnishing of an agent's letter of clearance, $10.
601.31(1)(w)
(w) For initial issuance and for each annual renewal of a license as an administrator under
ch. 633, $100.
601.31(1)(x)1.1. For issuing approval to an organization to offer prelicensing or continuing education courses or programs for intermediaries under
s. 628.04 (3), a fee to be set by the commissioner by rule, but not to exceed $500.
601.31(1)(x)2.
2. By organizations approved under
subd. 1., for renewing the approval of such organizations, annually after the year in which the approval under
subd. 1. is issued, an amount to be set and paid at times and under procedure set by the commissioner by rule, but not to exceed $100.
601.31(1)(x)3.
3. By organizations approved under
subd. 1., for submitting, for initial approval or approval of any subsequent modification, each course for prelicensing or continuing education, a fee to be set by the commissioner by rule, but not to exceed $25 per credit hour.
601.31(1)(y)1.1. For certifying a copy of an annual statement, an examination report, a certificate of authority or articles and bylaws, or amendments to any of those documents, $10.
601.31(1)(y)2.
2. For a duplicate certification that is requested at the same time as the certification under
subd. 1., $5.
601.31(3)
(3) The commissioner may not increase fees under
sub. (1) (m) above the amounts in effect on March 25, 1988, except for the purpose of funding projected expenses for the office's supervision of the insurance industry.
601.31 History
History: 1971 c. 40 s.
93;
1971 c. 125,
260,
307;
1975 c. 223,
371,
373,
374,
421;
1979 c. 102 ss.
63 to
65,
237;
1979 c. 261,
355;
1981 c. 20 ss.
1739 to
1748,
2202 (26) (a);
1981 c. 38,
314;
1983 a. 358;
1985 a. 29;
1987 a. 27,
166;
1989 a. 31;
1991 a. 39;
1993 a. 112;
1995 a. 27,
371,
396;
1999 a. 9,
155.
601.31 Annotation
Legislative Council Note on sub. (2), 1979: In addition to some editorial corrections, this provision has been amended to apply s. 601.31 (2) [(1) (b)] and (3) [(1) (c)] to former ch. 185 insurers, now operating under subch. I of ch. 616. It also applies s. 601.31 (2) [(1) (b)] and (3) [(1) (c)] to town mutuals. The exemption of fraternals in sub. (25) from certain fees is not justified and is deleted. [Bill 21-S]
601.32
601.32
Supervision of industry, supplementary fee. 601.32(1)(1) If the moneys credited to
s. 20.145 (1) (g) under other sections of the statutes prove inadequate for the office's supervision of insurance industry program, the commissioner may increase any or all of the fees imposed by
s. 601.31, or may in any year levy a special assessment on all domestic insurers, or both, for the general operation of that program.
601.32(2)
(2) Any special assessment shall be in addition to all other taxes, fees, dues and charges and shall not exceed for any such company a maximum of 25 cents per $1,000 of gross premiums received by it during the preceding calendar year on direct insurance in this state, less returned premiums and cancellations.
601.32(3)
(3) Any assessment made by the commissioner which is less than the maximum shall be prorated among said companies in the same proportion as if it were a maximum assessment. Any such assessment shall be paid to the commissioner on or before July 31 of each year.
601.32(4)
(4) The commissioner may omit the levy of any assessment which would be smaller than the cost of processing and collecting it.
601.33
601.33
Exemption from taxation. Municipal insurance mutuals organized under
s. 611.11 (4) are not subject to any taxes or fees except those imposed by
ss. 601.31 and
601.32.
601.33 History
History: 1977 c. 346.
POWERS AND DUTIES OF COMMISSIONER
601.41
601.41
General duties and powers. 601.41(2)
(2) Powers. The commissioner shall have all powers specifically granted to the commissioner, or reasonably implied in order to enable the commissioner to perform the duties imposed by
sub. (1).
601.41(4)(a)(a) The commissioner shall issue such prohibitory, mandatory and other orders as are necessary to secure compliance with the law.
601.41(4)(b)
(b) On request of any person who would be affected by an order under
par. (a), the commissioner may issue a declaratory order to clarify the person's rights or duties.
601.41(5)
(5) Informal hearings and public meetings. The commissioner may at any time hold informal hearings and public meetings, whether or not called hearings, for the purposes of investigation, the ascertainment of public sentiment, or informing the public. No effective rule or order may result from the hearing unless the requirements of
ch. 227 are satisfied.
601.41(6)
(6) Regulation of risk retention groups and risk purchasing groups. 601.41(6)(a)(a) The commissioner may by rule regulate the condition and conduct of risk retention groups and risk purchasing groups doing business in this state. The commissioner may by order prohibit a risk retention group or risk purchasing group from doing business in this state.
601.41(6)(b)
(b) The regulation of risk retention groups and risk purchasing groups under
ss. 601.72,
618.41,
618.415,
618.43,
628.02,
628.03 and
628.48 is in addition to any other provisions of
chs. 600 to
655 which apply to risk retention groups or risk purchasing groups and does not authorize a risk retention group or risk purchasing group to do an insurance business except as permitted under
chs. 600 to
655.
601.41(7)
(7) Information and technical assistance to employees and former employees who lose health care coverage. The commissioner shall provide to employees and former employees who lose health care coverage under a group health insurance plan or self-insured health plan information and technical assistance regarding all of the following:
601.41(7)(a)
(a) Any rights that the individuals may have under state or federal laws affecting health benefit plans, including laws that relate to portability or continuation coverage or conversion coverage under
s. 632.897.
601.41(7)(b)
(b) The availability of individual health benefit plans in the area in which the individual resides.
601.41 Annotation
Why process consumer complaints? A case study of the office of the commissioner of insurance of Wisconsin. Whitford, Kimball, 1974 WLR 639.
601.415
601.415
Miscellaneous duties. The duties listed in this section are in addition to other duties imposed under
chs. 600 to
655.Failure to list a specified power, duty or function of the commissioner in this section does not affect the validity of the power, duty or function.
601.415(1)
(1) Joint survey committee on retirement systems and retirement research committee. The commissioner or an experienced actuary in the office designated by the commissioner shall serve as a member of the joint survey committee on retirement systems under
s. 13.50 and the retirement research committee under
s. 13.51.
601.415(2)
(2) Group insurance board. The commissioner shall serve as a member of the group insurance board under
s. 15.165 (2).
601.415(3)
(3) Wisconsin retirement board. The commissioner or an experienced actuary in the office designated by the commissioner shall serve as a member of the Wisconsin retirement board under
s. 15.165 (3) (b).
601.415(5)
(5) Cooperation with department of administration. The commissioner shall cooperate with the department of administration in placing insurance under
s. 16.865 (4).
601.415(7)
(7) Determination of variable interest rate adjustments. The commissioner shall approve indices for variable interest rate adjustments under
s. 138.055 (4) (c).
601.415(9)
(9) Consumer credit law. The commissioner shall cooperate with the division of banking in the administration of
ch. 424, shall determine the method for computation of refunds under
s. 424.205, shall approve forms, schedules of premium rates and charges under
s. 424.209 and shall issue rules or orders of compliance to insurers under
s. 424.602.
601.415(10)
(10) Petroleum product storage remedial action program rules. The commissioner shall promulgate the rules required under
s. 101.143 (1m).
601.415(11)
(11) Interstate insurance receivership commission. The commissioner or a designated representative shall serve as a member of the interstate insurance receivership commission under
ss. 14.83 and
601.59 (3).
601.415(12)
(12) Health insurance risk-sharing plan. The commissioner shall perform the duties specified to be performed by the commissioner in
ss. 149.13 and
149.144. The commissioner, or his or her designee, shall serve as a member of the board under
s. 149.15.
601.42
601.42
Reports and replies. 601.42(1g)(1g)
Reports. The commissioner may require any of the following from any person subject to regulation under
chs. 600 to
655:
601.42(1g)(a)
(a) Statements, reports, answers to questionnaires and other information, and evidence thereof, in whatever reasonable form the commissioner designates, and at such reasonable intervals as the commissioner chooses, or from time to time.
601.42(1g)(b)
(b) Full explanation of the programming of any data storage or communication system in use.
601.42(1g)(c)
(c) That information from any books, records, electronic data processing systems, computers or any other information storage system be made available to the commissioner at any reasonable time and in any reasonable manner.
601.42(1g)(d)
(d) Statements, reports, answers to questionnaires or other information, or reports, audits or certification from a certified public accountant or an actuary approved by the commissioner, relating to the extent liabilities of a health maintenance organization insurer are or will be liabilities for health care costs for which an enrollee or policyholder of the health maintenance organization is not liable to any person under
s. 609.91.
601.42(1r)
(1r) Reports by individual practice associations. The commissioner may by rule require that an individual practice association submit to the commissioner information reasonably necessary to determine the financial condition of the individual practice association. The information required under this subsection may include, but is not limited to, financial statements of the individual practice association, except the commissioner may not require members of the individual practice association or other health care providers who contract with the individual practice association to submit individual financial statements.
601.42(2)
(2) Forms. The commissioner may prescribe forms for the reports under
subs. (1g) and
(1r) and specify who shall execute or certify such reports. The forms for the reports required under
sub. (1g) shall be consistent, so far as practicable, with those prescribed by other jurisdictions.
601.42(3)
(3) Accounting methods. The commissioner may prescribe reasonable minimum standards and techniques of accounting and data handling to ensure that timely and reliable information will exist and will be available to the commissioner.
601.42(4)
(4) Replies. Any officer, manager or general agent of any insurer authorized to do or doing an insurance business in this state, any person controlling or having a contract under which the person has a right to control such an insurer, whether exclusively or otherwise, any person with executive authority over or in charge of any segment of such an insurer's affairs, any individual practice association or officer, director or manager of an individual practice association, any insurance agent or other person licensed under
chs. 600 to
646, any provider of services under a continuing care contract, as defined in
s. 647.01 (2), any independent review organization certified or recertified under
s. 632.835 (4) or any health care provider, as defined in
s. 655.001 (8), shall reply promptly in writing or in other designated form, to any written inquiry from the commissioner requesting a reply.
601.42(5)
(5) Verification. The commissioner may require that any communication made to the commissioner under this section be verified.
